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Interventions for managing immature permanent teeth with necrotic pulps

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Abstract

This is a protocol for a Cochrane Review (Intervention). The objectives are as follows:

The objective of this review will be to assess the effects of different interventions to manage immature permanent teeth with necrotic pulps.

Background

Description of the condition

Dental caries and traumatic injuries are common problems in young children with immature permanent teeth, often leading to pulp necrosis, which is defined as a clinical diagnostic category indicating the death of the dental pulp (Glossary of endodontic terms 2015). Dental pulp is a richly vascularized and innervated specialized connective tissue of ecto‐mesenchymal origin; contained in the central space of a tooth, surrounded by the dentine, with inductive, formative, nutritive, sensory and protective functions (Glossary of endodontic terms 2015).

An immature permanent tooth is a young/newly erupted permanent tooth with incomplete root apex formation. After a permanent tooth emerges in the mouth, it usually takes three more years for the root development to complete (Fouad 2009). The shape and form of these developing roots are determined by a two‐layered cellular structure called the Hertwig's epithelial root sheath (HERS) (Bhasker 1991). Development of roots in the postemergent years consists of the increase in root length, increase in root wall thickness and narrowing of root canals in the apical region (root apex). Any disruption in the blood supply to HERS as a result of pulp necrosis can disrupt cell proliferation and differentiation causing cessation of root development. Abnormal hard tissue deposition may also occur in this situation (Torneck 1982). Immature roots with necrotic pulps in young permanent teeth are therefore characterized by wide root canals with open apex and thin walls.

Dental caries or traumatic injuries may cause microbes to enter the dental pulp. This may cause inflammatory changes in the pulp (pulpitis) that are irreversible in nature (Andreasen 1990). Pulp necrosis (death) is the ultimate outcome of irreversible pulpitis, which is a clinical diagnosis based on subjective and objective findings indicating that the clinically normal inflamed pulp is incapable of healing (Glossary of endodontic terms 2015). The susceptibility of microbial invasion of dental pulp due to trauma or dental caries increases after emergence of the young permanent tooth in the oral cavity, when the roots are still developing.

The global burden of the condition in children and adolescents is significant. Pulp necrosis as a consequence of untreated dental caries in young permanent teeth is very common in low‐income and middle‐income countries (Monse 2010). Traumatic dental injuries play a significant role in causing the pulp necrosis and subsequent infection of the root canal system in immature permanent teeth. A prevalence in the range of 17% to 100% has been reported for pulp necrosis as a consequence of different types of traumatic dental injuries (Jacobsen 1977; Lee 2003; Robertson 1996) depending on the severity. In a review which included last 12 years of published articles, it was reported that the majority of dental injuries occurred before 19 years of age affecting 25% of all school children (Glendor 2008).

Description of the intervention

Immature permanent teeth with necrotic pulps are difficult candidates for conventional root canal fillings. They also have an increased susceptibility to root fractures after treatment (Trope 2010).

In the past many different treatments have been proposed for immature permanent teeth with necrotic pulps. These include custom fitting of filling materials like gutta percha (Stewart 1963), paste fills into wide canals (Friend 1967), and periapical surgeries (Ingle 1965). The associated limitations of these procedures diverted interest towards therapies that aimed to induce a calcified barrier in a root with open apex or promote continued root development of an incompletely formed root in teeth with necrotic pulps. These interventions are termed as apexification procedures (Glossary of endodontic terms 2015) and were popularised by Frank 1966. Calcium hydroxide was the favoured choice for these procedures. The underlying principle was removal of the necrotic pulp, followed by thorough debridement of the canal and control of infection.

The practical problems of multiple visits, nature of hard tissue formed and duration of treatment are limitations of the apexification procedure. The 'apical barrier technique' was proposed to solve these disadvantages. This technique involved placement of a matrix in the apical region to prevent extrusion of endodontic filling materials (Glossary of endodontic terms 2015). A number of materials can be used to form an apical barrier, MTA (mineral trioxide aggregate) remaining a popular choice (Shabahang 1999). Several interventions to reinforce the root walls have also been proposed (Pitt Ford 1979).

'Regenerative endodontic procedures (REPs)' denote the most recent proposal to manage immature permanent teeth with necrotic pulps. In these situations, pulp may be replaced either by creating new internal tissues or delivery of appropriate external tissues.

The first kind of REP evolved from laboratory experiments that described a role for blood clots in endodontic therapy (Ostby 1961). The growth of new blood vessels (revascularization) in necrotic root canal systems occurred after disinfection followed by provoked bleeding by over instrumentation into the periapical tissues. The induced blood clot acts as a matrix of undifferentiated mesenchymal cells, which leads to new pulp‐like tissue formation (Murray 2007). This tissue in turn may produce deposition of calcific material at the apex and on the lateral dentinal walls (Banchs 2004; Iwaya 2001). REP treatments have evolved as alternatives to conventional one‐step or multi‐visit apexification and have been investigated in animal experiments (Cvek 1990; Yanpiset 2000), case reports in humans (Iwaya 2001) and original research (Ding 2009; Shah 2008). The 'blood clot' based revascularization has the advantage of being simple and free from immune reactions. The major challenge however is the maintenance of a sterile environment so that new tissue can regenerate. The potential presence of residual biofilms in root canals of immature permanent teeth with necrotic pulps adds uncertainty, variability and unpredictability to the outcomes of the procedure (Nair 2014).

Other techniques focus on the delivery of cells, matrices/scaffolds, and possibly genes to the necrotic pulp canals to support regeneration of newer tissue. These procedures are currently, still at the laboratory stage or only described in animal models. The challenge of a sterile environment remains, with uncertainty as to methods of delivery, choice of cell sources, ethical issues, and controlling any adverse effects.

The interventions for immature permanent teeth with necrotic pulps can, therefore, be broadly categorized as.

  • Multi‐step apexification techniques.

  • Single‐step apexification techniques.

  • Apical plug techniques.

  • Root strengthening interventions.

  • Regenerative endodontic procedures/interventions.

How the intervention might work

Most of the interventions to manage young permanent teeth with necrotic pulps intend to create a natural or an artificial apical barrier at the wide open apices, with or without continued root apex development. The basic principles underlying all interventions involve removal of necrotic pulp, debridement of the canal and control of infection with or without an antiseptic medicament. It is suggested that complete removal of necrotic pulp is a prerequisite for apical closure as it may, otherwise, if left in the canal, initiate strong inflammatory reactions in the periapical region. This leads to the use of many antibiotics and antiseptic pastes combined with repeated debridement of canals for multi‐visit apexification procedures. Medicaments such as calcium hydroxide, with its high pH, cause superficial contact necrosis with the periapical tissue, arousing a low‐grade irritation of the underlying tissue sufficient to produce a matrix that mineralises (Schröder 1971). In addition, the antimicrobial activity of calcium hydroxide creates conditions conducive to the apical barrier formation (Jevelet 1985).

Total treatment time may vary in multi‐visit apexification, depending on the medicament used, presence of periapical pathology initially (Cvek 1972), frequency of medicament replacement (Finucane 1999), and age of the patient (Mackie 1988).

The single‐visit apexification techniques differ from the multi‐visit techniques only in that they help in establishing an apical stop enabling the root canal to be filled immediately. Attempt is not made for inducing natural apical stop; rather an artificial stop is created (Harbert 1996; Schumacher 1993). Artificial apical stops also known as 'apical plugs', are most commonly formed with the help of cements such as MTA. Apical plugs help to create an artificial barrier to prevent extrusion of filling material (pushing out of material through the apex into the surrounding soft tissue and bone) and also through its own strength, to reinforce the weak apical region dentine walls.

Regenerative endodontic interventions are based on the rationale that under suitable circumstances, notably free from infection, the cells in the apical papilla (HERS and SCAP‐ stem cells from apical papilla) will complete root maturation. Case reports (Pindborg 1955) in human teeth and some in vitro studies (Sonoyama 2008) have provided evidence for HERS and SCAP respectively as important sources of undifferentiated cells forming hard tissue.

Root strengthening interventions differ in their working mechanism from others with respect to strengthening the cervical area of the roots in particular. The cervical area of the immature root is the most crucial area susceptible to fracture under the forces of mastication or due to any secondary injury (Rabie 1986). Therefore, materials with reinforcing effect must be chosen with qualities like ease of manipulation, preventing microleakage, ease of removal if needed, and consistent adherence to the dentine walls (Stuart 2006). The procedures that strengthen root structures against fracture in immature young permanent teeth with necrotic pulps use resin‐based root canal sealers (Trope 1992), glass ionomer based root canal sealers (Pitt Ford 1979), or fiber reinforced post placement in the canals (Ferrari 2002).

Why it is important to do this review

At present there is no evidence‐based guidance to manage immature permanent teeth with necrotic pulps (American Association of Endodontists 2016). Even though the evidence base is lacking for this condition there are practice guidelines to advise clinicians (AAPD Reference Manual 2014).

There is clinical uncertainty as to which regenerative endodontic procedure should be used to manage immature permanent teeth with necrotic pulps. A recent recommendation (Garcia‐Godoy 2012) to carry out regenerative techniques conflicts with previous guidelines (Chen 2012; Chueh 2006; Huang 2008a; Huang 2008b; Lenzi 2012; Neha 2011; Thibodeau 2007) which propose that regenerative procedures first be considered when conventional non‐surgical orthograde endodontic treatment, root canal treatment, root canal obturation, apexogenesis, apexification, or pulpotomy have been attempted and failed.

Thus it is important to undertake this Cochrane Review to try to resolve this uncertainty.

Objectives

The objective of this review will be to assess the effects of different interventions to manage immature permanent teeth with necrotic pulps.

Methods

Criteria for considering studies for this review

Types of studies

We will include parallel randomised controlled trials (RCTs). Split‐mouth RCTs will not be included.

Types of participants

Children and adolescents (up to 19 years of age) with necrotic pulpal tissue/chronic apical periodontitis in carious/traumatized immature permanent tooth/teeth having an open apex. Teeth with or without signs or symptoms or both of periapical pathology will be included.

Types of interventions

We will include any type of intervention, including but not limited to, apexification, regenerative endodontic interventions, apical plug techniques and root strengthening procedures, primarily aimed to form natural/artificial apical barrier in immature permanent teeth with necrotic pulps.

The comparator/control group intervention may differ from the experimental group intervention either in the technique employed or the material used.

Types of outcome measures

Primary outcomes

  1. Assessment of clinical signs and symptoms (absence of pain, suppuration, swelling) with special reference to root apex development by radiological examination (two‐dimensional or three‐dimensional).

  2. The absence or presence of adverse effects or unexpected sequelae after initial assessment and any implemented treatment (tooth loss, mobility, endodontic complications, restoration failure, tooth fracture, discolouration, soft tissue recession, abscesses, infection, neurological damage). The reasons for failure will be noted.

  3. Patient‐reported quality of life measurements using any validated instrument.

Secondary outcomes

  1. Health economic measures including costs for the use of different interventions (direct and indirect costs, e.g. the resources and time for the patient, dentist, and dental laboratory).

  2. Non‐catastrophic failure of the tooth restoration requiring further treatment categorized as i) failure of the restoration; ii) failure of the root or pulp treatment.

  3. Incidence or recurrence of caries (assessed clinically or by radiographs).

  4. Periodontal health status.

  5. Patient/carer and dentist perceptions of treatment.

  6. Patient discomfort during treatment.

Search methods for identification of studies

Cochrane Oral Health's Information Specialist will conduct systematic searches for RCTs and controlled clinical trials. Due to the Cochrane Embase Project to identify all clinical trials on the database and add them to CENTRAL, only recent months of the Embase database will be searched. Please see the searching page on the Cochrane Oral Health website for more information. No other restrictions will be placed on the language or date of publication when searching the electronic databases.

Electronic searches

Cochrane Oral Health's Information Specialist will search the following databases for clinical trials:

  • Cochrane Oral Health's Trials Register;

  • Cochrane Central Register of Controlled Trials (CENTRAL) in the Cochrane Register of Studies;

  • MEDLINE Ovid (from 1946 onwards);

  • Embase Ovid (previous 6 months to date).

The subject strategies for databases will be modelled on the search strategy designed for MEDLINE Ovid in Appendix 1. Where appropriate, this will be combined with subject strategy adaptations of the highly sensitive search strategy designed by Cochrane for identifying RCTs and controlled clinical trials (as described in the Cochrane Handbook for Systematic Reviews of Interventions Version 5.1.0, Box 6.4.c. (Lefebvre 2011)).

Searching other resources

We will search the following trials registries:

We will check the bibliographies of included studies and any relevant systematic reviews identified for further references to relevant trials.

We will not perform a separate search for adverse effects of interventions. We will consider adverse effects described in included studies only.

Data collection and analysis

Two review authors (Rajeev Kumar Singh (RKS) and Vijay Kumar Shakya (VKS)) will independently and in duplicate perform selection of studies, data extraction and management, and assessment of risk of bias of included studies. Resolution of disagreements, if any, shall be undertaken by discussion or further resolved by involvement of other review authors.

Selection of studies

All the searched studies will be imported to reference management software and checked for duplication. The unit of interest will be the study, not reports. So, if multiple reports of the same study are found, they will be linked together. The title and abstract of all selected studies will be screened by two review authors (RKS and VKS) and if any of these authors disagree regarding any particular study, the view of a third review author (Balendra P Singh (BPS)) will be decisive.

After a thorough screening, full texts of the selected studies (if available) will again be screened. If any of two authors (RKS and VKS) have any doubt, the view of a third author (BPS) will be considered final.

The justified reason for each rejected study will be provided in 'Characteristics of excluded studies' tables.

Data extraction and management

A customized data extraction sheet will be developed and two review authors (Richa Khanna (RK) and VKS) will pilot test it independently. The data of all included studies will be entered in 'Characteristics of included studies' tables in Review Manager (RevMan) (RevMan 2014). Any disagreement, if present will be resolved by consulting a third review author (Patrick Sequeira‐Byron (PSB)).

We will extract the following data.

  • Type of study, citation details, author details, and clinical trial registry number.

  • Age group of participants.

  • Inclusion and exclusion criteria.

  • Type of intervention.

  • Comparators.

  • Outcome measures.

  • Sample size.

  • Number randomised and number analysed per group for each study.

  • Duration of follow‐up.

  • Data analysis.

  • Funding details.

Assessment of risk of bias in included studies

Two review authors (RK and Garima Jindal (GJ)) will assess risk of bias in the included studies as per the guidelines given in Chapter 8 of the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2011). Any disagreement will be resolved by discussion with a third review author (Richard Kirubakaran (RKi)). All included studies will be assessed on the following seven specific key points:

  1. sequence generation (selection bias);

  2. allocation concealment (selection bias);

  3. blinding of participants and personnel (performance bias);

  4. blinding of outcome assessor (detection bias);

  5. completeness of outcome data (attrition bias);

  6. risk of selective data reporting (reporting bias);

  7. risk of other bias.

Each study will be judged for its characteristics according to the risk of bias in three grades: 1) low risk of bias; 2) unclear risk of bias; and 3) high risk of bias, followed by recording of judgements and justifications in 'Risk of bias' tables for each included study. We will then generate a 'Risk of bias' summary graph and figure. The judgement of risk of bias shall be taken according to the approach given in the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2011).

Risk of bias

Interpretation

Within a study

Across studies

Low risk of bias

Plausible bias unlikely to seriously alter the results

Low risk of bias for all key domains

Most information is from studies at low risk of bias

Unclear risk of bias

Plausible bias that raises some doubt about the results

Unclear risk of bias for one or more key domains

Most information is from studies at low or unclear risk of bias

High risk of bias

Plausible bias that seriously weakens confidence in the results

High risk of bias for one or more key domains

The proportion of information from studies at high risk of bias is sufficient to affect the interpretation of results

Measures of treatment effect

Dichotomous data

If dichotomous data are identified, we will present the results as risk ratios (RR) with 95% confidence intervals (CI), e.g. presence/absence of pain, mobility, etc.

Continuous data

For the continuous data identified, if the scales are similar, we will use means and standard deviations (SD) presented in the studies to calculate mean differences and 95% CI. If the scales are different, we will use standardized mean difference (SMD) with 95% CI to combine data for the same outcome from different trials.

Ordinal data

If ordinal data are identified (such as periapical healing response rated under different categories e.g. satisfactory, good, excellent), they could be analysed in the meta‐analysis as either dichotomous or continuous data depending on the number of categories on the scale (Higgins 2011).

Unit of analysis issues

In order to avoid 'unit of analysis' errors, the included studies shall be assessed carefully for reporting of 'clustering'. Clustering may occur when participants contribute more than one tooth in the trial. In case of doubt, study authors shall be contacted to clarify how dependence of outcome measures from clustering was taken into consideration during statistical analysis.

For repeated observations (at all follow‐up periods), studies with longest follow‐up exceeding 12 months shall be considered. To avoid unit of analysis errors, results at different time periods (beyond 12 months of follow‐up) will be analysed.

For studies with multiple intervention groups, inclusion in the meta‐analysis will be done only after making relevant pair wise comparisons between all possible pairs of intervention groups as per the methods described in Section 9.3 of the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2011).

Dealing with missing data

Study authors shall be contacted to provide the missing data. If the data are not provided/available, the methods given in Section 16.1 of the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2011) shall be used to deal with the missing data.

Assessment of heterogeneity

We will assess heterogeneity statistically using a Chi2 test, where a P value < 0.1 indicates statistically significant heterogeneity. We will quantify heterogeneity using the I2 statistic. A guide to interpretation of the I2 statistic given in Section 9.5.2 of the Cochrane Handbook for Systematic Reviews of Interventions is as follows (Higgins 2011):

  • 0% to 40%: might not be important;

  • 30% to 60%: may represent moderate heterogeneity;

  • 50% to 90%: may represent substantial heterogeneity;

  • 75% to 100%: considerable heterogeneity.

When I2 is more than 60%, we will explore heterogeneity by conducting a subgroup analysis.

We expect clinical heterogeneity due to variability in participants, interventions and outcomes.

Assessment of reporting biases

For reducing or potentially avoiding reporting biases, we will follow the guidelines given in the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2011) i.e. inclusion of unpublished studies and use of trial registries.

For all types of outcomes, if we find sufficient studies (at least 10 studies) for meta‐analysis, we will draw the funnel plots and assess for asymmetry. Possible causes of asymmetry in the funnel plot test include selection bias, poor methodological quality of studies, true heterogeneity, artefactual or by chance.

Data synthesis

Revman 5.3 (RevMan 2014) will be used for synthesis of data. We will conduct meta‐analysis only if there are studies with similar comparisons and reporting similar outcome measures. Mean differences (or standardized mean differences) and confidence intervals will be combined for continuous data. Risk ratios and confidence intervals will be combined for dichotomous data.

We will use random‐effects models for meta‐analysis.

We will present a narrative synthesis of data from studies not suitable for inclusion in meta‐analysis.

Subgroup analysis and investigation of heterogeneity

The following subgroup analyses are proposed, if there is significant heterogeneity.

  1. Different procedures/materials/number of visits within same intervention.

  2. The aetiological basis of the condition (such as pulp necrosis due to different types of traumatic dental injuries‐avulsion, fractures involving pulp; necrosis due to dental caries, causes of periodontal origin, etc.).

  3. Baseline parameters affecting prognosis of intervention (such as presence of periapical pathologies, root completion stage, chronological age, etc.).

  4. Assessment methods/scales for clinical and radiological outcomes used in different studies.

Sensitivity analysis

Sensitivity analysis will be conducted for studies with low risk of bias, provided sufficient number of trials/studies are available. The results of the sensitivity analysis will be reported and their impact on the conclusions will be reviewed.

Presentation of main results

We will use GRADE methods (GRADE 2004), and GRADEpro GDT software (GRADEpro GDT 2014) for developing 'Summary of findings' tables for the following outcomes: absence of pain during treatment and follow‐up periods, root apex development, discomfort to the patient, endodontic complications, cost, and periodontal health status. We will assess the quality of the body of evidence for each comparison and outcome by considering the overall risk of bias of the included studies, the directness of the evidence, the inconsistency of the results, the precision of the estimates, and the risk of publication bias. We will categorize the quality of each body of evidence as high, moderate, low, or very low.