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Psychological therapies for anxiety and depression in children and adolescents with long‐term physical conditions

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Abstract

This is a protocol for a Cochrane Review (Intervention). The objectives are as follows:

To assess the effects of psychological therapies in comparison with controls (treatment as usual, waiting list, attention placebo, psychological placebo or non‐psychological treatment) for treating anxiety and depression in children and adolescents with long‐term physical conditions.

Background

Description of the condition

The terms 'long‐term conditions' and 'chronic illnesses of childhood' are variably defined in the literature, but usually include physical, psychological or cognitive problems lasting more than three months that impair functioning (Van der Lee 2007). It is estimated that 10% to 12% of children internationally are affected by long‐term physical conditions (Eiser 1997). Asthma is the most common long‐term physical condition of childhood, followed by diabetes and epilepsy (Burkart 2002). Less common long‐term physical conditions include respiratory conditions such as cystic fibrosis and bronchiectasis, cardiovascular conditions such as congenital heart disease, gastrointestinal conditions such as Crohn’s disease, renal conditions such as chronic kidney disease, neurological conditions such as muscular dystrophy, chronic pain, cancer and others. Due to improvements in hygiene, immunisation and access to medical care, in some developed countries the prevalence of long‐term physical conditions is now greater than that of many acute illnesses (Halfon 2010). Epidemiological studies show that the risk of psychological difficulties, especially anxiety and depression, is substantially increased in children and adolescents with such long‐term physical conditions (Pless 1971; Cadman 1987; Gortmaker 1990; Newacheck 1991; Weiland 1992; Opolski 2005).

Anxiety disorders are common, occurring in 2.6% to 5.2% of children under 12 years and 5% to 19% of all children and adolescents (Costello 2004). The presentation of anxiety disorders varies with age, from separation anxiety, undifferentiated worries and somatic complaints in younger children to specific phobias, panic disorder and social anxiety in older children and adolescents. Childhood anxiety disorders often persist into adolescence (Last 1996) and early adulthood (Last 1997), and yet they often remain untreated or diagnosed late (Schneier 1992). Anxiety disorders are associated with poor academic performance, and personal and social dysfunction (Pine 2009). They may also be comorbid with depression (Kovacs 1989), substance abuse (Kushner 1990), attention‐deficit/hyperactivity disorder (ADHD), and conduct disorder (Bittner 2007), and are associated with suicidal behaviours and death by suicide (Hill 2011). Anxiety has been identified in children and young people with long‐term physical conditions as an area of clinical significance (Benton 2007; Pao 2011). It may arise from a number of different mechanisms, including confrontation by dangerous stimuli such as threatening symptoms of illness or distressing procedures and unpredictable events, increased fear of death in life‐threatening diseases, having a reduced sense of control over one’s circumstances, experiencing peer rejection or parental overprotection and experiencing illness‐specific symptoms such as shortness of breath in asthma (Pinquart 2011). Risk factors for developing anxiety in people with long‐term conditions include younger age, female gender and type of illness (Hermanns 2005).

Depression is another common, yet under‐recognised, problem with an overall prevalence of 0.4% to 2.5% in primary school children, and from 0.4% to 8.3% in adolescents (Birmaher 1996a). A 30‐year study of American children indicated a depression rate of 2.8% in children under the age of 13 years and 5.6% in young people aged 13 to 18 years (Costello 2004). Rates rise rapidly during adolescence (Feehan 1993; Fergusson 1993; Feehan 1994; Fergusson 2001). By adulthood, around 25% of young people have suffered from a depressive disorder (Lewinsohn 1993; Lewinsohn 1998). Depression is associated with poor academic performance, social dysfunction, substance abuse, and attempted and death by suicide (Brent 1986; Fleming 1993; Rhode 1994; Rao 1995; Birmaher 1996; Birmaher 1996a; Brent 2002). Even subthreshold depression is associated with a increased risk of depression (Gonzales‐Tejera 2005), substance abuse (Judd 2002), suicidal behaviours (Fergusson 2006) and mortality (Cuijpers 2002). Depression may be comorbid with anxiety in 15.9% to 61.9% of children identified as either anxious or depressed, and measures of anxiety and depression are highly correlated (Brady 1992). Depression has also been identified as occurring more commonly in children and adolescents with long‐term physical conditions (Dantzer 2003; Pinquart 2011). Depressive symptoms have been reported in as many as 40% of children with a long‐term physical condition and socialisation problems (Denny 2014). Risk factors for depression in chronic illness are thought to include low self‐esteem and negative attributional style (Burke 1999).

The likelihood of psychosocial problems such as anxiety and depression is governed by numerous broader factors including the adaptive capacities of parents, the sociocultural context of hospitalisation, and the nature of particular hospital experiences, including the degree and duration of discomfort and pain (Lewis 2003). The child’s internal abilities to cope with stress and adapt to illness also vary in relation to the child’s developmental stage and temperament (Lewis 2003). Disordered parenting, abuse, divorce and poverty are also serious risk factors (Lewis 2003). Costs for families include increased burden of care and health problems for family members, especially mothers and siblings (Eiser 1997). To date, models of psychological problem development have included deficit‐centred approaches in which it is assumed that emotional and behavioural problems are the inevitable consequence of long‐term physical conditions (Drotar 1978) and multidimensional approaches in which the balance between resistance and resilience factors determines the development of psychological problems in people with long‐term physical conditions (Wallander 2003).

The importance of treating anxiety and depression in people with long‐term physical conditions goes beyond the clinical outcomes for each of these conditions. Even mild depression is known to impair motivation to access medical care and adherence to medical treatment plans (Turner 2000). Depression can limit pain management (Breitbart 1995), worsen other physical outcomes and related disability (Saravay 1996; Glassman 1998; de Groot 2001), negatively influence family relationships (Breitbart 1995), increase medical costs by up to 50% (Simon 2005) and lead to suicide in people with long‐term physical conditions (Harris 1997). There is some evidence that early identification and treatment of anxiety and depression might improve mental and physical health‐related outcomes in adults with long‐term physical conditions (Lustman 2000; Pollock 2000; Sharpe 2001), Although such evidence is currently more limited in children and adolescents, it still stands to reason that it might also be true.

Description of the intervention

Psychological therapies have been used to treat anxiety or depression in children with long‐term conditions. Studies of anxiety and depression have been combined within this review due to the high rates of comorbidity of these conditions and the fact that these disorders are often treated simultaneously in clinical settings. Psychological therapies are defined as any psychotherapeutic treatment (talking therapy) scientifically designed to change cognition or behaviour, or both, with the intention of improving outcomes (Eccleston 2012). Evidence regarding therapies for psychological problems in children with long‐term physical conditions is limited. The majority of interventions specifically designed for children and adolescents with long‐term physical conditions focus on compliance with medical treatment, education about their medical condition and improving aspects of medical care. Psychological issues, especially anxiety and depression, are usually addressed using standard psychological therapies which may or may not have been tested in this population. Access to such therapies may be limited depending upon the availability of community child and adolescent mental health services, paediatric consultation liaison services and other community‐based health services.

How the intervention might work

The aetiologies of both anxiety and depression are complex and include biological, psychological and social factors (Lewinsohn 1994; Cicchetti 1998; Goodyer 2000; McCauley 2001; Davidson 2002). We expect that the majority of interventions designed to address these conditions will include an element of education about the psychological problem being addressed, and to be based upon the principles of cognitive behavioural therapy (CBT), interpersonal therapy (IPT) or family therapy. However, potential mechanisms for the main categories of psychological therapies are listed below.

Behaviour therapies aim to constructively change patients' behaviour towards their symptoms using operant conditioning. Common components used to treat anxiety and depression include psycho‐education (Guerney 1971), relaxation training (Lowe 2002) and behavioural activation (BA) (Jacobsen 1996; Martell 2001). Biofeedback techniques may also be used (Schwartz 2003).

Cognitive behaviour therapy (CBT) helps to link thoughts, feelings and behaviour, and target the situations or triggers that generate emotional responses. Cognitive appraisal of triggers and altering cognitions in order to change mood and behaviour are supported. CBT for depression is based on the cognitive model of depression (Beck 1976) which proposed that individuals prone to depression have cognitive distortions which result in a negative view of themselves, the world and the future. People with pessimistic "attribution styles" (Abramson 1978) have a bias toward viewing negative events as stable and self‐induced, versus positive events as transient and out of their control. This leads to a state of "learned helplessness" (Seligman 1979; Petersen 1993) and hopelessness, as well as passivity in the face of challenges (McCauley 2001). CBT for depression in children and adolescents involves helping the child to: (1) recognise and evaluate their thoughts and identify different levels of mood in themselves, (2) recognise thoughts and behaviours that have contributed to this mood, (3) develop coping strategies to address them via effective problem‐solving, and (4) evaluate outcomes. CBT has been shown to improve depression in children and adolescents (Harrington 1998; Reinecke 1998; Weisz 2006) and prevent relapse (Paykel 1999), although long‐term results in studies have contradictory findings (Fonagy 2005). CBT for anxiety is based on Beck’s cognitive model of anxiety which proposes that fear and anxiety are learnt responses that can be 'unlearnt'. CBT for anxiety in children and adolescents involves helping the child to: (1) recognise anxious feelings and bodily reactions, (2) clarify thoughts or cognitions in anxiety‐provoking situations, (3) develop effective coping skills via modified self‐talk, modelling, reality or in vivo exposure (Silverman 1996), role playing and relaxation training, and (4) evaluate outcomes. An element of treatment known as systematic desensitisation involves pairing anxiety stimuli, in vivo or by imagination, in a gradually‐increasing hierarchy with competing relaxing stimuli such as pleasant images and muscle relaxation (James 2013). Recent advances have identified optimal methods of delivering exposure work (Craske 2014).

Third wave CBTs include acceptance and commitment therapy (ACT) (Hayes 1999; Hayes 2004), compassionate mind training (CMT), also known as compassion‐focused therapy (Gilbert 2005; Gilbert 2009), functional analytic psychotherapy (FAP) (Kohlenberg 1991), metacognitive therapy for depression (Wells 2008; Wells 2009) and dialectical behaviour therapy (Linehan 1993; Koons 2001). These approaches use a combination of cognitive, behavioural and mindfulness techniques to assist people to manage situations without thought suppression or experiential avoidance (Hoffman 2008).

Psychodynamic therapies aim to resolve internal conflicts stemming from difficulties in past relationships and experiences (for example, sexual abuse). Such conflicts are thought to cause anxiety or psychic pain and are 'repressed' into the unconscious through the use of defence mechanisms (Bateman 2000). Although some defence mechanisms are adaptive, some are developmentally immature and can cause harm. Psychoanalytic (sometimes called psychodynamic psychotherapy) attempts to explore, through talking, play (with younger children) and the formation of a therapeutic relationship, how earlier experiences influence and perhaps seriously distort current thoughts, feelings, behaviours (actions) and relationships (McQueen 2008).

Humanistic therapies include grief therapy, supportive therapy and transactional analysis. These therapies are based on the premise that people are ‘self‐actualising’, that is, they have an inherent tendency to develop their potential (Rogers 1951; Maslow 1970) and that they are self‐aware, free to choose how they live, are responsible for the choices they make. Individualised, rather than manualised or prescribed methods are undertaken to help them address their situation (Cain 2002).

Intergrative therapies include interpersonal therapy (IPT) which addresses interpersonal conflict, difficulty with role transitions and experiences of loss, all of which are well known as risk factors in the development of depressive disorder in young people (Lewinsohn 1994; Birmaher 1996; McCauley 2001). IPT has been proposed to work by activating several interpersonal change mechanisms including: (1) enhancing social support, (2) decreasing interpersonal stress, (3) facilitating emotional processing, and (4) improving interpersonal skills (Lipsitz 2013). It has been proven to be effective in the treatment of teenage depression (Mufson 1996; Mufson 2004; Bolton 2007).

Systemic therapies include family therapy which is based on the premise that family members can influence one another's well‐being and have a significant effect on both the development of symptoms and the outcomes of interventions (Carr 2006). There are a number of forms of family therapy including structural family therapy (Liebman 1974; Minuchin 1978) which centres on individual physiological vulnerability, dysfunctional transactional styles, and the role the sick child plays in facilitating conflict avoidance. Systems therapy, including Milan and post‐Milan family therapy, attempts to elicit changes in the family dynamic by presenting information that encourages family members to reflect on their own behaviour within the family dynamic (Selvini 1978). Strategic family therapy acknowledges the effect of the illness on all family members and focuses on inducing change in symptoms by highlighting paradoxical intentions of family members (Madanes 1981). Attachment‐based family therapy (ABFT) has been shown to be better than waitlist control for treating depression, to lead to faster resolution of depressive symptoms and less suicidal ideation than waitlist control (Diamond 2002). ABFT has also been shown to lead to greater client and family satisfaction and retention when combined with CBT than when CBT is used alone for treating anxiety in young people (Siqueland 2005).

Why it is important to do this review

A few existing Cochrane reviews have already investigated the value of psychological therapies for anxiety and depression in children and adolescents. One review has addressed the prevention of depression in children and adolescents without addressing those with long‐term conditions (Cox 2014).Two reviews have addressed the treatment of depression (Merry 2011) and anxiety (James 2013) in children and adolescents, but again not in those with long‐term conditions. Two reviews have addressed psychological interventions for depression in adolescents with a single condition such as congenital heart disease or pain (Lane 2013; Eccleston 2014) and one review focusses on interventions for parents rather than children (Eccleston 2012).

This review aims to fill a gap in the literature by evaluating whether currently available psychological therapies address anxiety and depression in children and adolescents with long‐term conditions. Establishing this evidence will provide comment on current best practice and serve to guide the development of new forms and modalities of treatment for this growing population. Due to the unique qualities of eHealth interventions and the rapidly growing nature of this new field of health, eHealth interventions for addressing anxiety and depression in children and adolescents with long‐term physical conditions are being considered separately from non‐eHealth interventions by the same authors in a related review (Thabrew 2016).

Objectives

To assess the effects of psychological therapies in comparison with controls (treatment as usual, waiting list, attention placebo, psychological placebo or non‐psychological treatment) for treating anxiety and depression in children and adolescents with long‐term physical conditions.

Methods

Criteria for considering studies for this review

Types of studies

We will include all randomised controlled trials (RCTs) and cluster‐randomised trials. Cross‐over trials will also be included, though we will only use data from the first phase in order to avoid carry‐over effects. We will exclude observational studies, quasi‐randomised trials and non‐randomised trials. We will not exclude any study on the basis of language or publication status.

Types of participants

Participant characteristics

We will include trials performed on children and adolescents aged 0 to 18 years (or at least 80% of the sample within this age range).

Diagnosis

We will include studies performed on participants with any single or mixed long‐term physical conditions of more than three‐months duration, who also have depression/subthreshold depression and/or anxiety. Depressive and anxiety disorders can be reliably diagnosed through structured clinical interviews, and symptom severity may be assessed by either patient‐ or clinician‐administered validated rating scales (Sadock 2005) based on DSM III, IV or 5 (American Psychological Association 2013) or ICD 9 or 10 (World Health Organization 1992) criteria.

Comorbidities

Those with any mixed long‐term conditions and with both anxiety and depression will be included; we will include studies of those who may also have any other type of comorbid physical (e.g. asthma, diabetes, epilepsy) or mental health condition (e.g. attention deficit and hyperactivity disorder, obsessive compulsive disorder, schizophrenia).

Setting

We will include studies performed on those treated in hospital and community settings.

Types of interventions

Experimental intervention

Experimental interventions will include any individual or group‐based psychological therapy excluding eHealth therapies (which are addressed in a companion review, Thabrew 2016) that have been designed with the primary aim of treating clinical or subthreshold levels of anxiety or depression and that have been tested in children and adolescents with long‐term conditions. These may include parent participation, but not interventions that are designed only for parents. They include:

  1. behaviour therapies (e.g. relaxation training, Lowe 2002);

  2. cognitive behaviour therapies (e.g. CBT for depression, Beck 1976);

  3. third wave CBTs (e.g. acceptance and commitment therapy, Hayes 1999);

  4. psychodynamic therapies (e.g. psychoanalytic therapy, McQueen 2008);

  5. humanistic therapies (e.g. person‐centred psychotherapy, Rogers 1951);

  6. integrative therapies (e.g. Birmaher 1996);

  7. systemic therapies (e.g. structural family therapy, Minuchin 1978); and

  8. other psychologically‐oriented therapies (e.g. bibliotherapy, Russell 1958).

Comparator intervention

Comparator interventions will include any of the following.

  1. Attention placebo (AP): a control condition that is regarded as inactive by both researchers and by participants in a trial.

  2. Psychological placebo (PP): a control condition that is regarded as inactive in a trial by researchers but is regarded as active by the participants.

  3. Other non‐psychological therapies (e.g. pharmacotherapy for depression or anxiety.

  4. Treatment as usual (TAU): participants could receive any appropriate medical care during the course of the study on a naturalistic basis, including standard psychological or pharmacotherapeutic care, usual care or no treatment.

  5. Waiting list (WL): as in TAU, patients in the WL condition could receive any appropriate medical care during the course of the study on a naturalistic basis.

Types of outcome measures

Outcome measures will be focused on the individual child rather than the wider family. We will evaluate the difference between the treatment group and the control group separately for anxiety and depression using the following outcomes.

Primary outcomes

1. Treatment efficacy: changes in severity of anxiety and depression symptoms measured separately using validated scales for each of these conditions (e.g. Children's Depression Inventory (CDI) for childhood depression (Kovacs 1989), State‐Trait Anxiety Inventory (STAI) for anxiety (Spielberger 1983)). Clinician‐rated scales will be analysed separately from those rated by children, young people, parents and others (e.g. teachers). Statistically‐significant results will be interpreted with regard to the clinical significance of each scale (possibly using T‐scores if these are available for all scales).

2. Treatment acceptability: the number of participants who drop out for any reason and adverse events.

Secondary outcomes

3. Changes in caseness (remission/response) as defined by study authors or measured using cut offs on similar validated scales for each of these conditions.

4. Suicide‐related behaviour, i.e. number of: a) deaths by suicide, b) suicide attempts and c) episodes of deliberate self harm, either reported or measured using validated scales (Osman 2001).

5. Improvement in quality of life measured using validated scales (e.g. PedsQL, Varni 2004).

6. Functioning as a proxy for psychological well‐being measured using validated scales (e.g. CGAS, Shaffer 1983).

7. Status of long‐term physical condition using validated scales (e.g. Paediatric Asthma Symptom Scale, Lara 2000).

8. Adherence to treatment of long‐term physical condition.

9. School/college attendance (e.g. reduction in number of days missed).

10. Economic benefits (e.g. reduction of costs of treatment, number of appointments with general practitioners, use of additional treatments, ability to study or work).

Timing of outcome assessment

Clustering and comparison of outcome measures at similar time periods will be undertaken. The primary time point will be short‐term (at the end of treatment). Short‐term and long‐term (three months or more beyond the end of treatment) outcome measures will be assessed separately. If multiple long‐term measures have been provided, we will use the one furthest from the intervention as this will be most relevant to understanding the enduring nature of the therapeutic effect.

Hierarchy of outcome measures

For trials presenting a range of symptom measures (e.g. multiple depression scales) we will use the scale ranked highest according to the following five criteria: appropriateness to children and adolescents; reliability; construct validity; agreement with clinical interview; track record in psychopharmacological research.

For depression the ranking from highest to lowest would be as follows: Schedule for Affective Disorders and Schizophrenia for School‐Age Children (Kiddie‐SADS (Kaufman 1997)), Children's Depression Rating Scale (CDRS (Poznanski 1985)), Bellevue Index of Depression (BID (Petti 1978), Children's Depression Inventory (CDI (Kovacs 1985), Hamilton Depression Rating Scale (HAM‐D (Hamilton 1967)), Depressive Adjective Checklist (DACL (Lubin 1965)), then others (Hazell 2002).

For anxiety, the ranking would be based on appropriateness to children and adolescents, reliability, construct validity, agreement with clinical interview and track record in psychotherapeutic research. From highest to lowest, this would be as follows: Anxiety Disorder Interview Schedule (ADIS (Silverman 1988)), Multi‐dimensional Anxiety Scale for Children (MASC (March 1997)), Paediatric Anxiety Rating Scale (PARS (PARS 2002)), Social Phobia and Anxiety Inventory for Children (SPAI‐C (Beidel 2000)), Social Anxiety Scale for Children‐Revised (SASC‐R (La Greca 1988)), Fear Survey Schedule for Children‐Revised (FSSC (Olendick 1983)), Revised Children’s Manifest Anxiety Scale (RCMAS (Reynolds 1978)), State‐Trait Anxiety Inventory for Children (STAI‐C (Spielberger 1983)), Screen for Child Anxiety Related Emotional Disorders (SCARED (Birmaher 1999), Hamilton Anxiety Rating Scale (HARS (Maier 1988)), then others (based on Myers 2002).

Search methods for identification of studies

Specialised Register of the Cochrane Common Mental Disorders Group (CCMD‐CTR)

The Cochrane Common Mental Disorders (CCMD) Group maintains a specialised register of randomised controlled trials, the CCMD‐CTR. This register contains over 40,000 reference records (reports of RCTs) for anxiety disorders, depression, bipolar disorder, eating disorders, self‐harm and other mental disorders within the scope of this Group. The CCMD‐CTR is a partially studies‐based register with more than 50% of reference records tagged to approximately 12,500 individually PICO coded study records. Reports of trials for inclusion in the register are collated from (weekly) generic searches of MEDLINE (1950‐), Embase (1974‐) and PsycINFO (1967‐), quarterly searches of the Cochrane Central Register of Controlled Trials (CENTRAL) and review‐specific searches of additional databases. Reports of trials are also sourced from international trial registries, drug companies, the handsearching of key journals, conference proceedings and other (non‐Cochrane) systematic reviews and meta‐analyses. Details of CCMD's core search strategies (used to identify RCTs) can be found on the Group's website with an example of the core MEDLINE search displayed in Appendix 1.

Electronic searches

The Cochrane Group's Information Specialist will search the CCMD‐CTR using the following terms.

CCMD‐CTR‐Studies Register

Condition = (anxiety or depressi* or mood or mutism or neuroses or neurotic or “obsessive compulsive” or panic or *phobi* or psychoneuroses or “stress disorder*” or “psychological stress” or “school refusal”)
and Comorbidity = not empty
and Age Group = (child or adolescent)

CCMD‐CTR‐References Register

This search will include a more sensitive set of terms to find additional untagged/uncoded reports of RCTs (Appendix 2).

We will conduct complementary searches on the following bibliographic databases using relevant subject headings (controlled vocabularies) and search syntax, appropriate to each resource.

  • The Cochrane Central Register of Controlled Trials (CENTRAL) via the Cochrane Register of Studies Online (CRSO) (Appendix 3).

  • Other Cochrane Library databases (CDSR, DARE, HTA).

  • Web of Science Core Collection (Science, Social Science and Conference Proceeding indices (SCI, SSCI, CPCI‐S, CPCI‐SSH).

We will search international trial registers via the World Health Organization's trials portal (ICTRP) and ClinicalTrials.gov to identify unpublished or ongoing studies.

We will not restrict our search by date, language or publication status.

Searching other resources

Handsearching

We will handsearch conference proceedings (those titles not already indexed in Embase or PsycINFO, or already handsearched within Cochrane) of the Annual Meeting of the American Academy of Child and Adolescent Psychiatry (AACAP) (2000 onwards).

Reference lists

We will check the reference lists of all included studies and relevant systematic reviews to identify additional studies missed from the original electronic searches (for example unpublished or in‐press citations). We will also conduct a cited reference search on the Web of Science for reports of all included studies.

Grey literature

We will search sources of grey literature via the following websites: Open Grey http://www.opengrey.eu/ and the National Guidlines Clearing House www.guideline.gov/.

Correspondence

We will contact trialists and subject experts for information on unpublished or ongoing studies or to request additional trial data.

Data collection and analysis

Selection of studies

Two authors (HT and JH) will independently screen the titles and abstracts of studies identified by the above search. Studies that obviously do not fulfil inclusion criteria at this stage of the screening process will be discarded. Eligible or potentially‐eligible articles will be retrieved for full text inspection by two authors (HT and JH) independently. We will resolve any discrepancies by discussion or by involving a third author (KS) as necessary. We will list the reasons for exclusions in the table ‘Characteristics of excluded studies’. The selection process will be described in enough detail in order to complete a PRISMA flow diagram.

Data extraction and management

Two authors (HT and KS) will independently extract data on trial characteristics, the methodology, participant characteristics, intervention characteristics, outcome measures and outcome data using a data extraction sheet (Appendix 2) that we will pilot on one included study. We will contact authors to obtain additional information when required. After agreement, data for analysis will be transferred to RevMan 5.3 into the format required to include the maximal numbers of studies (events and total number of patients for each group; mean, standard deviations (SDs) and number of patients included in each group; or generic inverse variance if necessary). Any disagreements will be resolved by discussion or with the help of the third author (SH).

Main planned comparisons

  1. Psychological therapies for anxiety or depression versus attention placebo (AP).

  2. Psychological therapies for anxiety or depression versus psychological placebo (PP).

  3. Psychological therapies for anxiety or depression versus other non‐psychological therapies (e.g. pharmacotherapy for depression or anxiety).

  4. Psychological therapies for anxiety or depression versus treatment as usual (TAU).

  5. Psychological therapies for anxiety or depression versus waiting list (WL).

For definitions of interventions and comparators, see Types of interventions. We will combine all types of psychological therapy in the main analyses, and conduct subgroup analyses to investigate any differences between them (where data allow).

Assessment of risk of bias in included studies

Risk of bias will be assessed for each included study using the Cochrane 'Risk of bias' tool (Higgins 2011). The following domains will be considered.

  1. Sequence generation: was the allocation sequence adequately generated?

  2. Allocation concealment: was allocation adequately concealed?

  3. Blinding of participants and care providers for each main outcome or class of outcomes: was knowledge of the allocated treatment adequately prevented during the study?

  4. Blinding of outcome assessors for each main outcome or class of outcomes: was knowledge of the allocated treatment adequately prevented during the study?

  5. Incomplete outcome data for each main outcome or class of outcomes: were incomplete outcome data adequately addressed?

  6. Selective outcome reporting: are reports of the study free of any suggestion of selective outcome reporting?

  7. Other sources of bias: was the study apparently free of other problems that could put it at high risk of bias? Additional items to be included here are therapist qualifications, treatment fidelity and researcher allegiance/conflict of interest.

A description of what was reported to have happened in each study will be reported independently by two authors (HT and KS) and a judgement on the risk of bias will be made for each domain within and across studies, based on the following three categories.

  1. Low risk of bias.

  2. Unclear risk of bias.

  3. High risk of bias.

Any disagreement will be resolved by discussion or with the help of the third author (SH).

For cluster‐randomised trials, the risk of bias will be assessed by considering recruitment bias, baseline imbalance, loss of cluster, incorrect analysis and comparability with individual randomised trials.

The level of risk of bias will be noted in both the body of the review and the 'Risk of bias' summary figures.

Measures of treatment effect

Odds ratio (OR) will be used for comparing dichotomous data and standardised mean differences (SMD) for the analysis of continuous data. SMD effect sizes of 0.2 will be considered small, 0.5 will be considered medium and ≥ 0.8 will be considered large (Pace 2011). When an effect is discovered, a number needed to treat for an additional beneficial outcome (NNTB) for the primary outcome will be calculated from the odds ratio (www.nntonline.net/visualrx/) as this value is less likely to be affected by the side (benefit or harm) in which the data are entered (Deeks 2000; Cates 2002).

We will undertake meta‐analyses only where this is meaningful, i.e. if the treatments, participants and the underlying clinical question are similar enough for pooling to make sense. We will narratively describe skewed data reported as medians and interquartile ranges.

Unit of analysis issues

Cluster‐randomised trials

Should any cluster‐randomised trials be identified, they will be included as long as proper adjustment for the intra‐cluster correlation can be undertaken as described in theCochrane Handbook for Systematic Reviews of Interventions (Higgins 2011).

Cross‐over trials

Due to the risk of carry‐over effects in cross‐over trials, only data from the first phase of the study will be used.

Studies with multiple treatment groups

Where studies have additional arms that are not psychological therapies, we will only include the data relating to the therapy and one control arm in the review. If a study has more than two arms that meet the inclusion criteria, for example two psychological therapies and a control arm, data from the control arm will be split equally to produce two (or more) pairwise comparisons.

Dealing with missing data

We will contact the authors for apparently missing data. We will only use imputed data if this is on the basis of appropriate multiple imputation or modelling using maximum likelihood estimation (including last observation carried forward). Where trials do not report the SDs of continuous measure scores and the original authors are unable to provide SDs, we will calculate the SD from the standard error (SE) or P values (Altman 1996), or from CI, t‐ values or P values as described in section 7.7.3 of the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2011). If this is not possible, we will use the baseline SD. If means are based on imputed data and these are all that is available, we will use n‐dropout.

Assessment of heterogeneity

Before pooling results and carrying out any meta‐analysis, we will consider clinical heterogeneity and the role of subgroup analyses to address it. We will quantify statistical heterogeneity using the I2 statistic with data entered in the way (benefit or harm) that yields the lowest amount.

The amount, depending of the value obtained for the I2 statistic (Higgins 2003), will be qualified as:

  • might not be important (0% to 40%);

  • may represent moderate heterogeneity (30% to 60%);

  • may represent substantial heterogeneity (50% to 90%%);

  • may represent considerable heterogeneity (75% to 100%).

Assessment of reporting biases

If more than 10 studies are identified and selected, data from them will be entered into a funnel plot (trial effect versus trial size) in order to evaluate overt publication bias. A symmetrical funnel plot is likely to indicate low publication bias and an asymmetric funnel plot is likely to indicate likely publication bias. The number of studies required to reduce the P value of a statistically‐significant finding to 0.05 (not statistically significant) will also be used to evaluate the robustness of the findings. A high classical fail‐safe number will indicate that the conclusions are unlikely to be reversed by new studies, while a low classical fail‐safe number will indicate that they may be more likely to be reversed in the future. Finally, we will use Duval and Tweedie’s trim and fill analysis (Duval 2000) to estimate what the effect size (OR, risk ratio, etc.) would be if there was no publication bias.

Data synthesis

When available and sufficiently clinically and statistically homogenous, we will combine data from included trials in meta‐analyses. As we are anticipating heterogeneity of data, we plan on analysing the data using RevMan 5.3 using a random‐effects model for analysis. We will present the characteristics of included and excluded studies in tables. We will present the 'Risk of bias' assessment in a 'Risk of bias' graph. We will present results for each comparison as forest plots when appropriate. We will provide narrative summary for comparisons with fewer than two available studies and those with a moderate or high level of statistical heterogeneity following exploration of heterogeneity.

Subgroup analysis and investigation of heterogeneity

For each condition (anxiety or depression), in order to better understand the factors which contribute to effective intervention, subgroup analyses will be performed upon the primary outcome as follows.

  1. Type of experimental therapy (e.g. CBT, other therapy). This will be undertaken because different types of therapies are known to have varied underlying theoretical bases and often result in different effect sizes (e.g. Watanabe 2007).

  2. Type of control therapy (e.g. active comparators (such as attention placebo, psychological placebo and other non‐psychological therapies) and non‐active comparators (such as treatment as usual and waitlist) as defined by previous researchers (Weisz 2006). Control intervention type has been shown to impact upon effect sizes (e.g. Furakawa 2014).

  3. Modality of delivery (e.g. individual, group). Different modalities of therapy have been shown to result in different effect sizes during the treatment of a range of conditions (Wierzbicki 1987).

  4. Dose of treatment (number of completed sessions). Although different therapies will have different total durations, it is of interest to identify therapies that most efficiently result in symptomatic improvement.

  5. Form of measurement (e.g. self‐rated, parent‐rated, clinician‐rated). Different types of rating scale have been shown to contribute differently to the prediction of outcomes (Uher 2012).

  6. Type of long‐term physical condition (e.g. asthma, diabetes). This will be undertaken to identify whether these therapies are more or less effective for children (0 to 8, 9 to 12 years old) and young people (13 to 15 and 16 to 18 years old) with different types of physical illness and in order to make recommendations regarding the targeted use of these therapies.

  7. Category of depressive symptoms. There is a possibility that sub‐threshold and depressive symptoms may respond differently to therapies (Costello 1992).

  8. Target of intervention. Interventions targeted at children or adolescents may be differently effective to those targeted at families (Aydin 2014).

  9. Participant factors (e.g. sex, age). Younger and older people have been shown to have different effect sizes following similar therapies (Bennett 2013) so results will be analysed according to four clinically relevant subgroups of age (0 to 8, 9 to 12, 13 to 15 and 16 to 18 years old).

The feasibility of undertaking these analyses will depend upon the number, quality and heterogeneity of included studies. All heterogeneity will be explored, but comparisons with moderate and higher levels of heterogeneity (I2 statistic > 30%) will be further explored using Egger’s regression intercept to assess the possibility of a small study effect (Rucker 2011), visual forest plot inspection (with studies placed in order according to a specific moderator or subgrouping (categorical moderators) or meta‐regressions (continuous moderators).

Sensitivity analysis

In order to test the robustness of decisions made in the review process, a sensitivity analysis will be carried out for the primary outcomes only based on:

  • allocation concealment;

  • dropout rate; and

  • blinding of outcome assessors.

We will run three separate sensitivity analyses: one where we remove those studies at high or unclear risk of bias in the domain of allocation concealment; one where we remove those studies at high or unclear risk of bias in the domain of outcome assessor blinding; and one where we remove those studies at high or unclear risk of bias in the domain of missing data. We will also run a sensitivity analysis where we remove those studies where more than 20% of participants did not complete the post‐intervention outcome assessment. The first two have been shown to have the largest impact on treatment effect (Schulz 1995).

'Summary of findings' table

We will construct a 'Summary of findings' table for each comparison between psychological and other interventions, with regard to the following outcomes.

  1. Change in severity of anxiety symptoms at end of treatment (defined as short term).

  2. Change in severity of depressive symptoms (short term).

  3. Change in quality of life measures (short term).

  4. Change in functioning measures (short term).

  5. Change in status of long‐term physical conditions (short term).

  6. Dropouts due to adverse effects (short term).

  7. Suicide‐related behaviour (number of a) deaths by suicide, b) suicide attempts and c) episodes of deliberate self harm, either reported or measured using validated scales (Osman 2001)) (short term).

In the 'Summary of findings' tables we will use the principles of the GRADE approach (Guyatt 1998) to assess the extent to which there can be confidence that the obtained effect estimate reflects the true underlying effect. The quality of a body of evidence will be judged on the basis of the included studies’ risks of bias, the directness of the evidence, unexplained heterogeneity, imprecision, and the risk of publication bias. We will use the average rate in all the arms of included trials as the ’Assumed risk’ for each outcome. As we are not aiming to target any particularly high or low risk populations, all the tables will be for medium‐risk populations.