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Non‐surgical interventions for human papilloma virus‐positive local advanced oropharyngeal squamous cell cancer

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Abstract

This is a protocol for a Cochrane Review (Intervention). The objectives are as follows:

Primary objective

To determine which treatment regimen (that must include one or more of chemotherapy, radiotherapy or biotherapy) given with the intention to cure HPV‐positive local advanced oropharyngeal squamous cell cancer will lead to the best outcomes in terms of overall survival, treatment‐related morbidity and side effects. Comparison will be drawn between treatment regimens that have different therapeutic agents, dosing or delivery methods.

Secondary objective

To determine the implications of treatment modalities in terms of quality of life, disease‐free survival and costs. 

Background

Description of the condition

Oropharyngeal tumours may arise from the tonsil, base of tongue, soft palate and posterior pharyngeal wall region. They are relatively infrequent, with an incidence of about 0.8 to 3.8 per 100,000 population per annum. However, in the head and neck this is now the most prevalent site for carcinomas and the number of cases appears to be rising (Dwivedi 2009; Evans 2010). The oropharynx plays an essential role in swallowing, speech and protecting the airway as it is situated at the bifurcation of the respiratory and digestive tract. Treatment modalities are influenced heavily by the aim to reduce the risk of functional disability where possible. Most tumours are locally advanced at the time of diagnosis, which may complicate the choice of primary treatment (Choi 2009; Meldenhall 2011).

Human papilloma virus (HPV) is a major carcinogen, with an estimated 4.8% of total worldwide cancers in 2008 linked to the virus (de Martel 2012). Essentially all cervical cancers (99.7%) are causally associated with HPV (Walboomers 1999). The association between high‐risk (carcinogenic) HPV and oropharyngeal cancer is now evident from data collected by independent controlled studies. The virus now fulfils epidemiological criteria for disease causality, especially in non‐smokers (Sudhoff 2011). A recent meta‐analysis of the world literature demonstrated that the proportion of oropharyngeal squamous cell carcinoma caused by HPV has increased from 40.5% in studies recruiting before the year 2000 to 72.2% in studies reporting after 2005 (Mehanna 2012). It is of interest to note that this group of patients have significantly improved rates of both overall survival and disease‐free survival compared to HPV‐negative tumour groups (Ang 2010; Fakhry 2008).

A significant proportion of oropharyngeal cancers (40% to 60%) have HPV16 DNA integrated within their genomic DNA, with minor contributions made by other oncogenic HPV subtypes (Gillison 2004). These HPV DNA sequences are transcriptionally active, which strongly suggests a functional influence within the host cancer cell (Van Houten 2001; Wiest 2002). The roles of the two HPV16 oncoproteins E6 and E7 have been studied extensively and include inhibition of p53 and pRb (retinoblastoma) tumour suppressor proteins (Hoffman 2010). Expression of the E6 protein will cause inhibition of p53, leading to loss of cell cycle arrest and apoptosis when DNA damage is detected within the cell. Expression of the E7 protein may cause degradation of pRb, leading to unopposed progression through the cell cycle. Laboratory studies have demonstrated that repression of E6 and E7 will lead to activation of the p53 and pRb pathways, decreased cellular proliferation and cellular growth arrest (Goodwin 2000; Wells 2000). This situation is quite different to HPV‐negative oropharyngeal squamous cell carcinoma, where an irreversible p53 mutation will normally be present and may contribute to the poorer survival observed in this patient cohort (Oliver 2002).

Description of the intervention

The current management of oropharyngeal carcinoma is dictated by the stage of the disease as well as clinician and patient preference. Early stage disease (T1 N0 and T2 N0) can be treated by a single modality, such as surgery or radiotherapy. The standard of care for local advanced disease may include primary chemoradiotherapy with or without selective neck dissection or primary surgical resection and reconstruction with adjuvant chemo‐radiotherapy (Mehanna 2011). The evidence would suggest that primary chemoradiation is more prevalent than surgery due to the perceived reduction in treatment‐related morbidity (Gregoire 2010). Biotherapy (sometimes called biological therapy or immunotherapy) is an emerging treatment that uses the immune system of the body to target cancer cells, decrease side effects or both.

Chemotherapy is the administration of cytotoxic medication that targets rapidly dividing cancer cells, disrupting growth and destroying them. Cancer cell DNA is usually disproportionately affected in comparison with normal cells and this results in decreased cellular division and increased cell death. Chemotherapy can be used in combination with radiotherapy (concurrent) to increase radiosensitivity or before radiotherapy (neoadjuvant) to reduce the tumour size. The combination of two or three chemotherapeutic medications can be more effective against the tumour as different agents interrupt the life cycle of malignant cells at different stages. The unwanted side effect of this approach may be increased toxicity, which can be exacerbated by the parallel use of radiotherapy.

Radiotherapy works by disrupting the DNA of rapidly dividing cells so that the normal repair mechanisms (normally less effective in cancer cells) are impeded and the cells die. It is the case that some physiological cells within the body also proliferate rapidly and as a consequence will be affected by the ionising radiation. In the head and neck region this most commonly will include the salivary glands and oral mucosa. Radiation therapy can also cause cancer and is no longer used for benign conditions.

Biological therapy will utilise the immune system to fight cancer. It does this by enhancing the patient's own immune system to target the cancer cells. This may be either through immunisation of the patient, in which case the patient's own immune system is trained to recognise tumour cells as targets to be destroyed, or through the administration of therapeutic antibodies which in turn co‐ordinate the body to destroy tumour cells. Cell‐based therapy involves activating immune cells (e.g. cytotoxic T lymphocytes or natural killer cells) by the use of cytokines such as the interleukins.

Growth factors activate cells by recognising specific receptors, which are present on the peripheral surface. A proportion of cancer cells exhibit rapid growth because they contain more of these receptors compared to healthy surrounding tissue. One of the growth factors that may be linked to oropharyngeal cancer is epidermal growth factor or EGF. High levels of EGF‐specific cell surface receptors (EGFR) are associated with a poor response to curative treatment; this knowledge has resulted in EGFR itself becoming an important therapeutic target (Haddad 2008).

How the intervention might work

It is usual to give two or more chemotherapy drugs together and this is referred to as combination therapy, e.g. cisplatin and 5‐fluorouracil. The temporal sequence of chemotherapy with other treatments can vary. It is most commonly delivered in combination with radiotherapy (concurrent, concomitant or synchronous chemoradiotherapy). Induction chemotherapy (neoadjuvant) is the early treatment of a tumour in order to physically reduce the size in preparation for radiotherapy, surgery or other interventions. Adjuvant chemotherapy is least common and refers to chemotherapy following the primary intervention (Pignon 2009). Sequential therapy usually refers to induction chemotherapy followed by concurrent chemoradiotherapy.

Chemotherapy drugs target all dividing cells in the body with the result that normal cells can also be adversely affected. It is therefore no surprise that chemotherapy is often associated with temporary side effects such as lethargy, nausea/vomiting, hair loss, susceptibility to infection, anaemia, diarrhoea, constipation or mucositis. The majority of these effects are mild but occasionally some can be severe. Less commonly, severe or permanent side effects can include cardiac impairment, peripheral neuropathy, nephrotoxicity or ototoxicity. Chemotherapeutic drug delivery is normally a cyclical administration over one to two days, followed by a rest period. The exact protocol will vary depending on the dosages used and the perceived interaction between the agents used.

Treatment of oropharyngeal cancer with radiotherapy has traditionally been given in a single dose of ˜2.0 Gy per day, five days a week to a total dose of 60 to 70 Gy. The precise method of dividing up the treatment dose, or fractionation, has changed over the years. This is a consequence of ongoing research looking at the biological interaction between the cancer cell and healthy surrounding tissue and has been recently reviewed (Dirix 2010).

The two main types of non‐conventional (altered) fractionation are accelerated and hyper‐fractionation. Accelerated fractionation will use a similar overall dose as conventional treatment but over a reduced time period. This fractionation regime has been developed to counteract tumour cell repopulation during the course of therapy (squamous cell cancers of the head and neck can double the number of cancerous cells in three days). The hyperfractionated regime utilises daily multiple attenuated doses over a similar duration as conventional fractionation to give a larger total dose, e.g. twice‐daily fractions of 1.1 to 1.2 Gy/fraction to a total dose of 74 to 80 Gy. Further developments in radiotherapy include intensity‐modulated radiotherapy (IMRT) and image‐guided radiotherapy which may improve precision and reduce side effects (Gregoire 2007; Nutting 2011).

Biological treatment of oropharyngeal cancer is primarily based on EGFR inhibition by the use of specific monoclonal antibodies (Bourhis 2010), tyrosine kinase inhibitors (e.g. erlotinib), immunotoxins (toxins bound to antibodies or growth factors) and antisense strategies (Modjtahedi 2009). Cetuximab is a monoclonal antibody that binds to EGFR and has been successful in shrinking and eliminating oropharyngeal cancers when combined with radiation (Bonner 2010). Patients who develop severe complications or febrile neutropenia (FN) during chemotherapy frequently suffer delays to their chemotherapy. As this may impact on the overall success of treatment, recent guidelines have been introduced regarding the use of granulocyte‐colony stimulating factors which have been shown to mitigate the toxic effects of chemotherapeutic regimens, e.g. docetaxel, cisplatin and 5‐fluorouracil (TPF), in the head and neck region (Aapro 2006).

Biological therapies may benefit a patient with cancer in various ways by 1) preventing local or distant metastatic spread of the disease; 2) stopping, controlling or suppressing the processes that permit cancer growth; 3) altering the cancer cell growth pattern to promote normal physiological behaviour; 4) enhancing the capability of the immune system cells, such as macrophages, NK‐cells and T‐cells by improved immunological targeting of oropharyngeal cancer cells; 5) blocking or reversing the process that transforms a pre‐cancerous cell into a cancerous cell; and 6) protecting or repairing normal cells that are damaged or destroyed by other forms of cancer treatment, such as chemotherapy or radiation.

Why it is important to do this review

The data now suggest that HPV‐associated oropharyngeal squamous cell carcinomas (SCC) are a distinct subgroup of tumours, and that this recognition is particularly important because the prognosis may be better than the traditional tobacco and alcohol‐associated tumours (Gillison 2004). It has been reported that there is a 60% improvement in survival when a tumour is HPV‐positive (Licitra 2006). Prospective randomised controlled clinical trials with retrospective analysis of pre‐treatment biopsies have now established that the detection of HPV in the tumour confers a survival advantage to the patient (Ang 2010; Fakhry 2008). These intriguing data now point to the importance of HPV status when managing patients.

How can we utilise current knowledge about the importance of HPV status? Treatment for local advanced head and neck cancer can result in very intensive treatment, usually by chemoradiation. Many patients require insertion of a percutaneous gastrostomy tube, intravenous fluids or both, with the potential for infection or electrolyte imbalance. Iatrogenic complications are estimated to cause mortality of ˜2%, which clinicians reluctantly accept as the majority of treated patients will be cured (Lee 2011). As patients with HPV‐associated cancers demonstrate improved survival (primarily due to the increased susceptibility of the tumour to curative treatment), can we safely de‐escalate the intensive therapies that could, in fact, unnecessarily endanger them? A primary aim of this review will be to assess not just overall survival but also toxicity profiles in all eligible trials.

Objectives

Primary objective

To determine which treatment regimen (that must include one or more of chemotherapy, radiotherapy or biotherapy) given with the intention to cure HPV‐positive local advanced oropharyngeal squamous cell cancer will lead to the best outcomes in terms of overall survival, treatment‐related morbidity and side effects. Comparison will be drawn between treatment regimens that have different therapeutic agents, dosing or delivery methods.

Secondary objective

To determine the implications of treatment modalities in terms of quality of life, disease‐free survival and costs. 

Methods

Criteria for considering studies for this review

Types of studies

Randomised controlled trials (RCTs) comparing interventions for local advanced oropharyngeal cancer with stratification of HPV status (before the study commences). It is anticipated that there will be no studies comparing any of the treatment modalities with placebo due to the ethical difficulties of a 'no treatment' arm (although if there are such studies they will be included).

Types of participants

Patients with local advanced (stage III/IV) cancer of the oropharynx as defined by the International Classification of Diseases for Oncology (C09, C10) will be included but oral cavity cancer (C01‐C02, C03, C04, C05‐C06), hypopharynx (C13), nasopharynx (C11) and larynx (C32) will be excluded.

Cancers will be primary squamous cell carcinomas arising from the oropharyngeal mucosa, diagnosed to be HPV16‐positive by polymerase chain reaction or DNA/RNA in‐situ hybridisation, and display P16 activity (a surrogate marker of viral activity) utilising immunohistochemistry (Schache 2011; Westra 2009).

Types of interventions

Chemotherapy, radiotherapy or biotherapy (alone or in combination) of the primary tumour must be the intervention. We will consider any mode of administration. The treatments received and compared must be the primary treatment for the tumour and patients should not have received any prior intervention other than diagnostic biopsy.

Types of outcome measures

Primary outcomes

  • Overall survival

  • Treatment‐related morbidity and side effects

Secondary outcomes

  • Patient‐reported quality of life

  • Disease‐specific mortality

  • Local or regional control rates (or both)

  • Distant control rates

  • Costs

Search methods for identification of studies

We will conduct systematic searches for randomised controlled trials. There will be no language, publication year or publication status restrictions. We may contact original authors for clarification and further data if trial reports are unclear, and we will arrange translations of papers where necessary.

Electronic searches

We will identify published, unpublished and ongoing studies by searching the following databases from their inception: the Cochrane Ear, Nose and Throat Disorders Group Trials Register; the Cochrane Central Register of Controlled Trials (CENTRAL, The Cochrane Library); PubMed; EMBASE; CINAHL; LILACS; KoreaMed; IndMed; PakMediNet; CAB Abstracts; Web of Science; BIOSIS Previews; ISRCTN; ClinicalTrials.gov; ICTRP; Google Scholar and Google.

We will model subject strategies for databases on the search strategy designed for CENTRAL (see Appendix 1). Where appropriate, we will combine subject strategies with adaptations of the highly sensitive search strategy designed by the Cochrane Collaboration for identifying randomised controlled trials and controlled clinical trials (as described in the Cochrane Handbook for Systematic Reviews of Interventions Version 5.1.0, Box 6.4.b. (Handbook 2011)).

Searching other resources

We will scan the reference lists of identified publications for additional trials and contact trial authors if necessary. In addition, we will search PubMed, TRIP database, The Cochrane Library and Google to retrieve existing systematic reviews relevant to this systematic review, so that we can scan their reference lists for additional trials. We will search for conference abstracts using the Cochrane Ear, Nose and Throat Disorders Group Trials Register.

Data collection and analysis

Selection of studies

Three review authors will independently scan the titles and abstracts (when available) of all reports identified through the electronic searches. For studies appearing to meet the inclusion criteria, or for which there are insufficient data in the title and abstract to make a clear decision, we will obtain the full report. Two review authors will independently assess the full reports obtained from all the electronic and other methods of searching to establish whether the studies meet the inclusion criteria or not. We will resolve disagreements by discussion. Where resolution is not possible, a senior review author will be consulted. All studies meeting the inclusion criteria will undergo a 'Risk of bias' assessment and data extraction using a specially designed data extraction form. We will record studies rejected at this or subsequent stages in the 'Characteristics of excluded studies' table and report the reasons for the exclusion.

Data extraction and management

Three review authors will independently extract data using specially designed data extraction forms. We will pilot the data extraction forms on several papers and modify them as required before use. Any disagreements will be discussed and a senior review author consulted where necessary. However, group discussion may be required following data extraction due to the complexity of the data presented. When necessary, we will contact authors for clarification or missing information.

For each trial we will record the following data.

  • Year of publication, country of origin and source of study funding.

  • Details of the participants, including demographic characteristics and criteria for inclusion and exclusion.

  • Details of the type of intervention, timing and duration.

  • Details of treatment‐related morbidity, categorised as acute (< 90 days after treatment) or late (> 90 days) and classified according to the Common Terminology Criteria for Adverse Events (CTCAE 2009).

  • Details of all other outcomes reported, including method of assessment and time intervals.

  • HPV status for each patient before the treatment commences.

Assessment of risk of bias in included studies

For the studies included in this review, at least three review authors will conduct assessment of risk of bias independently using the Cochrane 'Risk of bias' tool (Handbook 2011). We will assess six domains for each included study: sequence generation, allocation concealment, blinding (of patient, carer, outcome assessor), completeness of outcome data, risk of selective outcome reporting and risk of other potential sources of bias. We will also make an overall 'Risk of bias' assessment.

For this systematic review we will assess risk of bias according to the following.

  • Sequence generation: use of a random number table, use of a computerised system, central randomisation by statistical co‐ordinating centre, randomisation by an independent service using minimisation technique, permuted block allocation or Zelan technique. If the paper merely states 'randomised' or 'randomly allocated' with no further information we will assess this as unclear.

  • Allocation concealment: centralised allocation including access by telephone call or fax, or pharmacy‐controlled randomisation, sequentially numbered, sealed, opaque envelopes.

  • Blinding: unless the trial was specifically described as double‐blind, or there was a statement about blinding in the methods section of the paper, we will assume that blinding of patients, clinical staff and outcome assessors did not occur due to lack of feasibility.

  • Outcome data: we will consider outcome data complete if all patients randomised are included in the analysis of the outcome(s). However, in trials of treatment for cancer this is rarely the case. We will assess trials where less than 10% of those randomised were excluded from the analysis, and where reasons for exclusions were described for each group, and where both numbers and reasons were similar in each group as being at low risk of bias due to incomplete outcome assessment. Where post‐randomisation exclusions are greater than 10%, or reasons are not given for exclusions from each group, or where rates and reasons are different for each group, we will assess the risk of bias due to (in)complete outcome data as unclear.

  • Selective outcome reporting: we will assess a trial as being at low risk of bias due to selective outcome reporting if the outcomes of interest described in the methods section are systematically reported in the results section. Where reported outcomes do not include those outcomes specified or expected in trials of treatments for oropharyngeal cancer, or where additional analyses are reported, we will assess this domain as unclear.

  • Other bias: imbalance in potentially important prognostic factors between the treatment groups at baseline, or the use of a co‐intervention in only one group (for example, nasogastric feeding), are examples of potential sources of bias to be noted.

Assessment of heterogeneity

We will conduct meta‐analyses only if there are studies of similar comparisons reporting the same outcome measures.

Data synthesis

For continuous outcomes, we will use mean differences and standard deviations to summarise the data for each group. For dichotomous outcomes, we will express the estimates of effect of an intervention as risk ratios together with 95% confidence intervals. We will analyse the survival data in two ways depending on what data are presented in study reports, or obtained from authors. We will analyse the proportion surviving at one, three and five years as dichotomous outcomes. Where presented we will also use hazard ratios for comparison in meta‐analysis. If hazard ratios are not quoted in studies, then we will calculate them from available summary statistics such as observed events, expected events, variance, confidence intervals, P values or survival curves (Parmar 1998), or we will request these from the authors.

Subgroup analysis and investigation of heterogeneity

Where possible, oropharyngeal cancer will undergo subset analysis and we will analyse similar stage lesions. We will assess clinical heterogeneity by examining the types of participants, interventions and outcomes in each study. We will attempt meta‐analyses if studies have similar comparisons and report the same outcome measures. We will utilise the random‐effects model to combine mean differences in continuous data, risk ratios in dichotomous data and hazard ratios for survival data. We will assess the significance of any discrepancies in the estimates of the treatment effects from the different trials by means of the I² statistic and Cochran's test for heterogeneity.

Sensitivity analysis

We plan to undertake a sensitivity analysis to examine the effects of allocation concealment, randomisation, quality of follow‐up and blind outcome assessment (if appropriate).