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Wielodyscyplinarna rehabilitacja osób dorosłych w wieku produkcyjnym po nabytym uszkodzeniu mózgu

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Abstract

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Background

Evidence from systematic reviews demonstrates that multi‐disciplinary rehabilitation is effective in the stroke population, in which older adults predominate. However, the evidence base for the effectiveness of rehabilitation following acquired brain injury (ABI) in younger adults has not been established, perhaps because this scenario presents different methodological challenges in research.

Objectives

To assess the effects of multi‐disciplinary rehabilitation following ABI in adults 16 to 65 years of age.

Search methods

We ran the most recent search on 14 September 2015. We searched the Cochrane Injuries Group Specialised Register, The Cochrane Library, Ovid MEDLINE(R), Ovid MEDLINE(R) In‐Process & Other Non‐Indexed Citations, Ovid MEDLINE(R) Daily and Ovid OLDMEDLINE(R), Embase Classic+Embase (OvidSP), Web of Science (ISI WOS) databases, clinical trials registers, and we screened reference lists.

Selection criteria

Randomised controlled trials (RCTs) comparing multi‐disciplinary rehabilitation versus routinely available local services or lower levels of intervention; or trials comparing an intervention in different settings, of different intensities or of different timing of onset. Controlled clinical trials were included, provided they met pre‐defined methodological criteria.

Data collection and analysis

Three review authors independently selected trials and rated their methodological quality. A fourth review author would have arbitrated if consensus could not be reached by discussion, but in fact, this did not occur. As in previous versions of this review, we used the method described by Van Tulder 1997 to rate the quality of trials and to perform a 'best evidence' synthesis by attributing levels of evidence on the basis of methodological quality. Risk of bias assessments were performed in parallel using standard Cochrane methodology. However, the Van Tulder system provided a more discriminative evaluation of rehabilitation trials, so we have continued to use it for our primary synthesis of evidence. We subdivided trials in terms of severity of brain injury, setting and type and timing of rehabilitation offered.

Main results

We identified a total of 19 studies involving 3480 people. Twelve studies were of good methodological quality and seven were of lower quality, according to the van Tulder scoring system. Within the subgroup of predominantly mild brain injury, 'strong evidence' suggested that most individuals made a good recovery when appropriate information was provided, without the need for additional specific interventions. For moderate to severe injury, 'strong evidence' showed benefit from formal intervention, and 'limited evidence' indicated that commencing rehabilitation early after injury results in better outcomes. For participants with moderate to severe ABI already in rehabilitation, 'strong evidence' revealed that more intensive programmes are associated with earlier functional gains, and 'moderate evidence' suggested that continued outpatient therapy could help to sustain gains made in early post‐acute rehabilitation. The context of multi‐disciplinary rehabilitation appears to influence outcomes. 'Strong evidence' supports the use of a milieu‐oriented model for patients with severe brain injury, in which comprehensive cognitive rehabilitation takes place in a therapeutic environment and involves a peer group of patients. 'Limited evidence' shows that specialist in‐patient rehabilitation and specialist multi‐disciplinary community rehabilitation may provide additional functional gains, but studies serve to highlight the particular practical and ethical restraints imposed on randomisation of severely affected individuals for whom no realistic alternatives to specialist intervention are available.

Authors' conclusions

Problems following ABI vary. Consequently, different interventions and combinations of interventions are required to meet the needs of patients with different problems. Patients who present acutely to hospital with mild brain injury benefit from follow‐up and appropriate information and advice. Those with moderate to severe brain injury benefit from routine follow‐up so their needs for rehabilitation can be assessed. Intensive intervention appears to lead to earlier gains, and earlier intervention whilst still in emergency and acute care has been supported by limited evidence. The balance between intensity and cost‐effectiveness has yet to be determined. Patients discharged from in‐patient rehabilitation benefit from access to out‐patient or community‐based services appropriate to their needs. Group‐based rehabilitation in a therapeutic milieu (where patients undergo neuropsychological rehabilitation in a therapeutic environment with a peer group of individuals facing similar challenges) represents an effective approach for patients requiring neuropsychological rehabilitation following severe brain injury. Not all questions in rehabilitation can be addressed by randomised controlled trials or other experimental approaches. For example, trial‐based literature does not tell us which treatments work best for which patients over the long term, and which models of service represent value for money in the context of life‐long care. In the future, such questions will need to be considered alongside practice‐based evidence gathered from large systematic longitudinal cohort studies conducted in the context of routine clinical practice.

PICOs

Population
Intervention
Comparison
Outcome

The PICO model is widely used and taught in evidence-based health care as a strategy for formulating questions and search strategies and for characterizing clinical studies or meta-analyses. PICO stands for four different potential components of a clinical question: Patient, Population or Problem; Intervention; Comparison; Outcome.

See more on using PICO in the Cochrane Handbook.

Streszczenie prostym językiem

Rehabilitacja osób dorosłych w wieku produkcyjnym, u których doszło do uszkodzenia mózgu

Wprowadzenie: Badania wskazują, że rehabilitacja wielodyscyplinarna (MD, ang. multi‐disciplinary) jest korzystna dla pacjentów z uszkodzeniem mózgu z powodu udaru. Niektóre programy MD są skierowane do osób w wieku produkcyjnym z uszkodzeniem mózgu pourazowym lub z innych przyczyn. Te osoby są młodsze od większości pacjentów po przebytym udarze mózgu, ale też cele leczenia mogą być odmienne, takie jak chęć powrotu do pracy lub rodzicielstwo. Osoby z uszkodzeniem mózgu mogą doświadczać wielu trudności obejmujących sprawność fizyczną, komunikację, procesy myślowe, zachowania lub emocje. Stopień tych problemów może się wahać się od łagodnego do ciężkiego. Rehabilitacja MD dotyczy jednego lub kilku wspomnianych obszarów zamiast koncentrowania się na pojedynczym aspekcie, takim jak funkcjonowanie fizyczne (ruchowe).

Pytanie badawcze: Autorzy niniejszego przeglądu Cochrane dokonali poszukiwania badań oceniających rehabilitację MD u dorosłych, w wieku od 16 do 65 lat, z nabytym uszkodzeniem mózgu (ABI, ang. acquired brain injury) z jakiejkolwiek przyczyny.

Charakterystyka badania: badania włączone do niniejszego przeglądu były badaniami z grupą kontrolną, w których jedna grupa osób otrzymywała leczenie (takie jak rehabilitacja MD) i była porównywana z podobną grupą, która otrzymała inne leczenie. Znaleźliśmy 19 odpowiednich badań, w których wzięło udział w sumie 3480 osób.

Data wyszukiwania: Przeszukaliśmy światową literaturę medyczną w dniu 14 września 2015 r.

Metodologia przeglądu: Zastosowaliśmy system Van Tulder, aby ocenić siłę danych naukowych, gdyż system ten lepiej odróżnia badania o różnej jakości niż standardowo używany system GRADE w oparciu o kryteria, które są ważne w kontekście rehabilitacji.

Główne wyniki: W przypadku łagodnego uszkodzenia mózgu informacje i porady były zazwyczaj bardziej odpowiednie niż intensywna rehabilitacja. Ogółem, badania sugerują, że u pacjentów z umiarkowanym lub ciężkim urazem mózgu, którzy otrzymywali bardziej intensywną rehabilitację, wykazano wcześniejszą poprawę, a wcześniej wprowadzona rehabilitacja była lepsza niż opóźnione leczenie. Silne dane naukowe popierają świadczenie rehabilitacji kognitywnej w "środowisku" terapeutycznym, czyli takim, w którym pacjent otrzymuje w głównej mierze rehabilitację grupową przy grupie podobnych chorych mających porównywalne wyzwania. Literatura dostarczyła niewielu danych naukowych w odniesieniu do innych aspektów rehabilitacji MD, stąd autorzy przeglądu zalecają prowadzenie dalszych badań. Rehabilitacja przy urazach mózgu jest procesem zindywidualizowanym i długotrwałym, dlatego badania kliniczne nie zawsze umożliwiają sformułowanie ogólnych wniosków.

Jakość danych naukowych: Ogólnie, włączone badania charakteryzowały się dobrą jakością; 12 z 19 badań oceniono jako badania o wysokiej jakości zgodnie z systemem oceniającym van Tulder. Pozostałe badania były obarczone ryzykiem błędu systematycznego spowodowanym metodologią, na przykład w jednym badaniu leczenie zależało od dostępności łóżka w oddziale rehabilitacyjnym. Dostępność łóżek jest przypadkowym sposobem na przydzielanie pacjentów do grupy leczenia, co w konsekwencji sprawia, że otrzymane wyniki badań mogą być obarczone stronniczością.

Authors' conclusions

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Implications for practice

Various findings from this review serve to emphasise the varied nature of acquired brain injury and the need for different services to suit the needs of different populations. Implications for practice from this review are as follows.

  • Although every patient presenting to hospital with ABI should be given information about the nature of the brain injury and whom they should contact in case of problems, it appears that routine follow‐up may be reserved for patients identified as having at least significant brain injury on the basis of their presentation or residual deficits. These individuals are most easily defined as those admitted to hospital or, if not, with any documented period of coma or post‐traumatic amnesia extending for longer than 30 minutes.

  • For patients engaged in rehabilitation, intervention should be offered as intensively as possible and should begin as early as possible, although the balance between intensity and cost‐effectiveness has yet to be determined.

  • In‐patient and residential neuropsychological rehabilitation services should consider moving towards the milieu‐based model of rehabilitation as described by Ben‐Yishay and Prigatano.

  • Patients discharged from in‐patient rehabilitation settings, who have ongoing rehabilitation needs and goals, should have access to follow‐up out‐patient or community‐based services appropriate to their needs.

Implications for research

Important questions remain to be answered regarding the effectiveness of rehabilitation interventions in acquired brain injury. When these cannot be answered by well‐designed RCTs, they may still be appropriately addressed by alternative methods or by closer examination of research questions. In particular, researchers need to explore:

  • effectiveness of specific interventions within the overall rehabilitation programme, and characteristics that render patients most likely to gain benefit;

  • methods that can be used to assess an individual's ability to engage in and benefit from intensive rehabilitation, and the most appropriate level of intensity;

  • cost‐effectiveness of rehabilitation interventions and their impact on quality of life for both patients and carers;

  • appropriate outcome measures and better understanding of behaviour in different cultural settings, as well as statistical handling;

  • improved measurement techniques for assessment of targeted interventions, such as goal attainment, or agreed methods for refining global instruments to focus on areas of particular interest or relevance to the intervention:

  • long‐term (> 12 months) effects of rehabilitation, in terms of both patient outcomes and social costs associated with ABI (care costs and loss of income for patient and family); and

  • appropriate methods for incorporating other research designs into formal reviews and meta‐analyses.

Background

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Brain injury rehabilitation services are increasingly defined by the needs of patients, rather than by underlying pathology (i.e. the disease or the diagnosis). Specialist multi‐disciplinary rehabilitation services in the UK have been developed to serve the needs of younger and working age adults (16 to 65 years of age). This separation from services for 'older adults' is not simply ageist but arises because younger individuals often have different goals for rehabilitation (such as returning to work or parenting) that may be less relevant for an older, predominantly retired population. Moreover, younger adults may be able to continue learning and adapting over a longer time. Because they and society may have to live with the consequences of disability for many years, an opportunity to gain further recovery of independence following longer or more intensive rehabilitation, or both, may be economically worthwhile (Turner‐Stokes 2006; Turner‐Stokes 2007). Evidence indicates that younger individuals respond better in different environments than older persons (Gladman 1993; Kalra 1994). The Royal College of Physicians' National Clinical Guidelines for Stroke include the following recommendation: "Younger adults who have had a stroke should be managed within specialist medical and rehabilitation services that (1) recognise and manage the particular physical, psychological and social needs of younger patients with stroke (e.g. vocational rehabilitation, child care activities) and (2) are provided in an environment suited to their specific social needs" (Royal College of Physicians 2008).

Principal causes of acquired brain injury (ABI) in this younger adult group include the following.

  • Traumatic brain injury (TBI) ‐ injury resulting from trauma to the head and its direct consequences, including hypoxia, hypotension, intracranial haemorrhage and raised intracranial pressure.

  • Diffuse acquired brain injury ‐ diffuse damage arising from trauma due to TBI or a range of other acute incidents including hypoxia (e.g. resulting from drowning, electrocution, anaesthetic accident), hypoglycaemia and viral encephalitis.

  • Cerebrovascular accident (stroke) ‐ may be ischaemic or haemorrhagic but includes a higher proportion of subarachnoid haemorrhage (from aneurysms or arterio‐venous malformations) than strokes in the older population.

  • Other causes ‐ such as neurosurgical operations (e.g. removal of a meningioma), radiotherapy, cerebral abscess, bacterial meningitis and gunshot wounds.

It is pertinent, therefore, to consider the evidence for effectiveness of rehabilitation separately for the younger group of working‐age adults, and to use a broad definition of 'acquired brain injury (ABI)' that encompasses all of the above conditions and represents the group of patients that typically presents for rehabilitation following a single‐incident neurological insult. This approach is consistent with the UK National Service Framework (NSF) for Long‐term Conditions, which focuses on common features of neurological conditions categorised by their pattern of progression (acute single insult, unpredictable variation, inevitable progression) rather than by specific pathological diagnoses. The present review has contributed to the evidence base to underpin the UK National Clinical Guidelines for Rehabilitation following Acquired Brain Injury (RCP/BSRM 2003) and the UK NSF for Long‐term Conditions (Department of Health 2005), which also highlight the particular needs of the working‐age adult.

Individuals with ABI experience a wide range of deficits, depending on the nature and location of injury. They may present to rehabilitation with various combinations of physical, communicative, cognitive, behavioural, psychosocial and environmental problems. In keeping with the vocabulary used in the expanded World Health Organization International Classification of Functioning (WHO ICF) (Wade 2000; Wade 2003; Wade 2004), they demonstrate heterogeneity at each level, in that they:

  • suffer a variety of pathologies;

  • experience a great variety of impairments, with each individual presenting with a unique combination in terms of severity and nature of impairment;

  • also experience varied limitations in, or restrictions on, activities (disabilities) and participation (previously known as 'handicap'); and

  • approach rehabilitation from a variety of contexts ‐ personal, social and physical.

This means that each individual has a unique set of needs. Different individuals need different programmes of rehabilitation; moreover, the same individual will need different programmes of rehabilitation at different stages in recovery. For example:

  • during initial stages of recovery from acute injury, some patients will need to undergo a period of intensive in‐patient rehabilitation to return to functional independence, and to make the transition from hospital back into the community; outcomes from these acute or subacute programmes tend to focus on reduction in impairment and disability; and

  • once back in the community, attention turns more towards social integration, with return to work and financial independence if possible; community‐based rehabilitation programmes supporting these activities correctly focus on outcome measures that reflect improved participation and psychosocial adjustment.

Wide variation in services is evident both between and within countries.

Heterogeneity of patients, rehabilitation services and outcomes poses a challenge to traditional interventional or randomised controlled trial‐based methods (DeJong 2005; Horn 2005; Whyte 2002), as well as to assimilation of findings through meta‐analysis. These problems are not unique to rehabilitation but are faced similarly by many medical specialities (Shiel 2008) and have been recognised by the Medical Research Council (MRC) in its approach to evaluation of complex interventions (Craig 2008).

The current review serves to:

  • identify existing trial‐based evidence in multi‐disciplinary rehabilitation for ABI in adults of working age;

  • discuss explicitly issues for future expansion of the evidence base by traditional research methods; and

  • identify gaps in knowledge and suggest appropriate methods by which these could be explored in the future.

The method described below takes into account advice offered by Greener and Langhorne (Greener 2002) regarding the application of systematic reviews in the field of rehabilitation.

Objectives

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To assess effects of multi‐disciplinary rehabilitation following ABI in adults 16 to 65 years of age.

Specific questions to be addressed by this review include the following.

  • Does organised multi‐disciplinary rehabilitation achieve better outcomes than are reported with the absence of such services for this group of patients?

  • Does greater intensity (time, expertise or both) or earlier onset of rehabilitation lead to greater gains?

  • Which types of programmes are effective, and in which setting?

  • Which specific outcomes are influenced (dependency, social integration, mood, return to work, etc.)?

  • Are demonstrable cost benefits associated with multi‐disciplinary rehabilitation?

Methods

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Criteria for considering studies for this review

Types of studies

We included all randomised controlled trials (RCTs) and controlled clinical trials (CCTs) that compared multi‐disciplinary rehabilitation versus routinely available local services or versus lower levels of intervention; and trials that compared an intervention provided in different settings or at different levels of intensity. Controlled trials were eligible for inclusion provided they included a large element of chance in the availability of a place within a given service versus the possibility of referral elsewhere.

Types of participants

We included trials if the study population was predominantly of working age (i.e. mean age between 16 and 65 years) and if participants had acquired brain injury (ABI) from any cause (including traumatic brain injury (TBI), diffuse brain injury, stroke, subarachnoid haemorrhage, intracranial haemorrhage or mixed ABI). We also planned to classify as eligible for inclusion trials that encompassed all ages but presented a separate subanalysis of the population 16 to 65 years of age, so that outcomes for adults within this age group were separately identifiable. We have not yet identified any trials in this category.

Rehabilitation programmes designed principally to meet the needs of older people may include a minority of younger individuals because more appropriate services for them are lacking, but in practice these programmes often fail to address the more extended rehabilitation goals of younger individuals (Kersten 2002; Roding 2003). For this reason, we did not contact study authors to ask about extracted information on younger adults within predominantly elderly study groups unless clear evidence indicated that they were identified and treated as a separate group. Again we have not identified such trials.

Classification of patients who have experienced ABI is complex because, as noted above, individuals may have one or more of a wide range of impairments, each of differing severity. However, the nature and severity of neurological deficits tend to determine the type of rehabilitation programme offered, as well as goals for treatment and outcome measures used. For example, as a very crude generalisation, patients with mild ABI primarily tend to have cognitive losses and goals for rehabilitation that tend to focus on enhanced participation, whereas patients in the moderate to severe category are more likely to have goals centred on improvement at the level of impairment and activity (disability). We did not include or exclude studies on the basis of severity, but we subgrouped them on this basis for purposes of analysis and discussion.

Types of interventions

Rehabilitation is broadly defined as a problem‐solving educational process aimed at reducing disability and handicap experienced by someone as a result of disease or injury (Wade 1992). For the purposes of this review, we have defined multi‐disciplinary rehabilitation as any intervention delivered by two or more disciplines working in co‐ordinated effort to meet these objectives.

No agreement has been reached on classification of rehabilitation interventions and programmes. Again, broadly speaking, programmes may be described in terms of setting and content.

Rehabilitation settings include:

  • in‐patient settings ‐ rehabilitation is delivered in the context of 24‐hour care, which may be provided in a hospital ward or on a specialist acute or subacute rehabilitation unit;

  • out‐patient or day treatment settings ‐ again may be found in a hospital environment or in a local community setting (e.g. day centre); and

  • domiciliary or home‐based settings ‐ focused on the patient's own home and local community.

Terms currently found in the literature regarding programme content include:

  • physical rehabilitation;

  • cognitive and behavioural therapy;

  • vocational and recreational therapy; and

  • psychosocial and counselling input.

However, it is probable that the actual content of any two programmes within the same category varied greatly, and that similar programmes may have been given different labels.

Consequently, we included any study that stated or implied that it involved a multi‐disciplinary or interdisciplinary rehabilitation programme, or used any of the labels above, provided it compared the named intervention versus some form of control.

For the same reasons, it is equally difficult to describe the control. For this review, we considered the following.

  • Lower level or different type of intervention, such as routinely available local services, or minimal intervention, such as information only or single‐session treatment.

  • Waitlist control.

  • Interventions given in different settings (such as in‐patient vs community rehabilitation).

  • Treatment programme of lower intensity.

We excluded studies that assessed effects of the following.

  • Therapy from a single discipline (e.g. physiotherapy), including studies on intensity of treatment within that single discipline.

  • Two different forms of therapy with neither clearly defined as intervention nor control.

  • Single uni‐disciplinary intervention or modality (e.g. physical exercise).

  • Coma arousal programmes (as these were already dealt with in a Cochrane review (Lombardi 2002)), except when these were provided as part of a co‐ordinated multi‐disciplinary approach.

Types of outcome measures

We were interested in outcomes that reflect the burden of disabling illness on individuals and families, and in the services provided for them. We excluded studies that reported only outcomes at the level of impairment.

Measurement of outcomes after rehabilitation can be described on two principal axes.

  • Timing of measurement ‐ from onset of disease or onset of rehabilitation.

  • Level of measurement within the WHO ICF.

Many of these studies were undertaken when the previous WHO classification of Impairment, Disability and Handicap was current; therefore, we have included these terms in brackets alongside the current terms.

Time

For the purposes of this review:

  • ‘short term’ refers to time from assessment at admission to discharge from the rehabilitation programme (regardless of its length) and up to six months after; and

  • ‘long term’ refers to any time from six months after completion of the intervention, usually one year or longer.

Outcomes

Once again, no agreement has been reached on classification of outcome measures for research into rehabilitation after ABI, but for this review, we have categorised outcomes broadly as follows.

  • Outcome measures focused on goals at level of impairment and activities (disability), for example:

    • residual symptoms (e.g. post‐traumatic amnesia (PTA), post‐concussion symptoms);

    • functional independence, including mobility, cognitive functioning and ability to perform basic activities of daily living (ADLs) (e.g. Barthel Index, Functional Independence Measure (FIM) or Functional Assessment Measure (FIM+FAM), Glasgow Outcome Scale (GOS)); and

    • carer burden and stress (e.g. Caregiver Strain Index, Caregiver Burden Scale).

  • Outcome measures focused on goals at level of participation (previously known as 'handicap') and personal context (psychosocial adjustment, quality of life) (Langhorne 1995), for example:

    • discharge destination (e.g. home, institution);

    • return to work;

    • social integration or activities (e.g. Rivermead Head Injury Follow‐Up Questionnaire (RHFUQ));

    • extended activities of daily living (EADLs) (e.g. Community Integration Questionnaire (CIQ));

    • health‐related quality of life for patient and carer (e.g. General Health Questionnaire (GHQ), Short‐Form‐36 (SF‐36)); and

    • patient and carer mood (e.g. Hospital Anxiety and Depression Scale (HADS)) and satisfaction with services.

When given, we also included outcomes that reflected the use of resources. These included length of stay or treatment, subsequent re‐admission to hospital, need for care including level of care and extent of support required after discharge.

Search methods for identification of studies

To reduce publication and retrieval bias, we did not restrict our search by language, date or publication status.

Electronic searches

The Cochrane Injuries Group Trials Search Co‐ordinator searched the following.

  • Cochrane Injuries Group Specialised Register (14/09/2015).

  • Cochrane Central Register of Controlled Trials (CENTRAL) (2015, Issue 8 of 12).

  • Ovid MEDLINE(R), Ovid MEDLINE(R) In‐Process & Other Non‐Indexed Citations, Ovid MEDLINE(R) Daily and Ovid OLDMEDLINE(R) (1946 to 14/09/2015).

  • Embase Classic + Embase (OvidSP) (1947 to 14/09/2015).

  • ISI Web of Science: Science Citation Index‐Expanded (SCI‐Expanded) (1970 to 14/09/2015).

  • ISI Web of Science: Conference Proceedings Citation Index‐Science (CPCI‐S) (1990 to 14/09/2015).

  • Clinicaltrials.gov (www.clinicaltrials.gov) (14/09/2015).

  • WHO International Clinical Trials Registry (http://apps.who.int/trialsearch/Default.aspx) (14/09/2015).

We have reported search strategies in Appendix 1.

Searching other resources

Review authors searched the following clinical trials registries.

We identified additional trials by handsearching reference lists in review articles and by consulting with colleagues and trialists.

Data collection and analysis

The search strategy was sensitive rather than precise, so we expected to find a large number of non‐relevant articles. We assessed studies using a two‐stage process: (1) trial selection, and (2) assessment of methodological quality.

Selection of studies

To date, we have screened more than 7,000 article abstracts and titles for eligibility for inclusion in the review. First we excluded totally irrelevant articles, leaving a short list of 416 articles. Three review authors (LTS, AN, AP) independently undertook a preliminary screen of titles and abstracts for these 416, considering the type of study, participants and interventions. This first selection stage resulted in categorisation to exclusion, selection or indecision. Disagreements between review authors were discussed in consensus meetings. If the first selection was indecisive or if disagreement persisted, we obtained the full article for further assessment. We were prepared to seek from trialists further information about the method of randomisation or the multi‐disciplinary nature of rehabilitation interventions, when necessary. However, in practice, critical information was missing from earlier published studies (10 to 20 years old), and attempts to contact study authors were unsuccessful because they usually had retired or moved on. This process led to the exclusion of 382 articles, leaving 31 for probable inclusion.

For each trial selected for inclusion at stage 1, at least two review authors independently assessed methodological quality using van Tulder’s criteria (see below). For the original review (2005), DTW, LTS and AN assessed articles; for the previous update (2008), AN, IS, and LTS assessed articles; and for the current update (2015), AN, AP and LTS completed article assessments (see Figure 1). A fourth review author was available for arbitration in the event that consensus could not be reached by discussion, but this was not required.


Study flow diagram. The numbers for identification, screening and eligibility are from updated searches in 2013, 2014 and 2015.

Study flow diagram. The numbers for identification, screening and eligibility are from updated searches in 2013, 2014 and 2015.

Assessment of risk of bias in included studies

The Cochrane Musculoskeletal Group (van Tulder 1997) proposed a checklist, which consisted of 19 quality‐related criteria (11 criteria for internal validity, six descriptive criteria and two statistical criteria). Although subsequent lists have tended to focus more on the internal validity criteria (van Tulder 2003), this original checklist has been used for trials on low back pain and has been explored elsewhere in the context of complex interventions. It has been used in other reviews on rehabilitation (e.g. UK National Stroke Guideline, 2008; Royal College of Physicians 2008), including a Cochrane review on occupational therapy for stroke (Hoffmann 2010; Steultjens 2003b), and it has been adapted (Steultjens 2003a) to provide an abbreviated list for assessment of trials employing other trial designs (including patient series and cohort studies).

We considered that this expanded list provided a more sensitive basis for discriminating between trials of better and poorer quality in the present context. In this review, therefore, we rated methodological quality by using a standardised checklist based on one introduced by van Tulder 1997 (Table 1).

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Table 1. Scoring criteria based on the method of van Tulder (1997)

Criterion

Score positive if:

Eligibility criteria specified

A list of inclusion/exclusion criteria was explicitly stated.

Method of randomisation

A random (unpredictable) assignment sequence was used.

Treatment allocation concealment

Assignment was concealed from investigators. Assignment was generated by an independent person not responsible for determining the eligibility of patients. This person has no information about individuals included in the trial and has no influence on the assignment sequence nor on the decision about eligibility of patients.

Similarity of baseline characteristics

Study groups were comparable at baseline for important prognostic parameters. To receive a 'yes', groups had to be similar at baseline regarding demographic factors, duration and severity of complaints, percentage of patients with neurological symptoms and value of main outcome measure(s).

Treatment and control interventions specifically described

Details are given of the programme, including disciplines involved and treatment duration.

Care provider blinded to the intervention

Treating team is blinded regarding the intervention (NB: rarely possible in this context).

Co‐interventions avoided or equal

Co‐interventions should be avoided in the trial design or similar between index and control.

Compliance

Compliance was measured and satisfactory in all study groups.

Participant blinded to the intervention

Participant was blinded regarding the intervention (NB: rarely possible in this context if consent procedures are properly applied).

Outcome assessor blinded to the intervention

Outcome assessor was blinded regarding treatment allocation, and standardised assessment measures were used to structure the interviews. Scored negative if only self reported (questionnaire) outcomes were used and no observer outcomes were provided.

Outcome measures relevant

Outcome measures reflected disability (activity) or participation as relevant to the intervention.

Adverse effects described

Any adverse effects of the intervention are described.

Withdrawal rate described and acceptable

Number of participants included in the study who did not complete the observation period or were not included in the analysis must be described and reasons given. If percentage of withdrawals and dropouts does not exceed 20% for immediate‐ and short‐term follow‐up or 30% for intermediate‐ and long‐term follow‐up, and does not lead to substantial bias, 'yes' is scored.

Short‐term outcome measurement

Outcomes were measured at the end of treatment (e.g. admission to discharge) or within 6 months of the end of treatment.

Long‐term outcome measurement

Outcomes were measured at 1 year or longer.

Timing of outcome assessment in both groups comparable

Timing of outcome assessment should be identical for all intervention groups and for all important outcome assessments.

Sample size described for each group

Number of participants was stated for each group.

Intention‐to‐treat analysis

All randomly assigned participants were included in the analysis (minus missing values), irrespective of non‐compliance and co‐interventions. If loss to follow‐up was substantial (≥ 20%), an intention‐to‐treat analysis as well as an alternative analysis that accounts for missing values (e.g. a worst‐case analysis) should have been performed.

Point estimates and measures of variability

A mean or median figure was given for each important outcome parameter, together with a measure of variability such as standard deviation, standard error of the mean or 95% confidence intervals.

We would like to draw particular attention to the definitions listed below. As the standards for conducting and reporting clinical trials are becoming increasingly rigorous, we have taken the opportunity for this 2015 update to revisit the ratings for all included trials. When this has led to an adjustment in either direction, we have noted the reasons for this.

Design

  • We identified allocation with procedures at high risk of bias such as alternation; or we used references to case record numbers, dates of birth or days of the week.

  • We identified controlled study designs when no attempt at randomisation was made but with (1) prospective allocation to study groups, and (2) a large element of chance in the allocation. However, unacceptable designs included comparison of two entirely separate services and retrospective matching of controls from a separate unrelated database. We excluded studies that used these designs.

  • Fatal flaws in study design or in execution meant that we determined the study to be inadequate, and we excluded it from the analysis. Examples of fatal flaws included withdrawal of more than 40% of participants, total or nearly total non‐adherence to the protocol and very poor or non‐adjusted comparability of baseline criteria.

Blinding

An essential feature of rehabilitation is the active engagement of patients and their families in the programme and treatment goals. If consent procedures include a proper description of trial alternatives (as they should), it is then rarely feasible to blind individuals properly to their allocated rehabilitation intervention. Even single blinding (through independent blinded assessment of outcomes) may be difficult in patients with cognitive impairment who not uncommonly volunteer unsolicited information during the course of an interview (Powell 2002).

Review authors accepted that blinding of participants and treating therapists was not feasible (irrespective of whether this is formally acknowledged by trial authors), and the best that could be achieved in this context was single blinding. We scored blinding of outcome assessors as positive when (1) assessors were blinded regarding treatment allocation, and (2) standardised assessment measures or procedures were used to structure the interviews. Otherwise we scored it as negative.

Concealment of treatment allocation

We used the following guide to define adequate procedures for treatment allocation concealment.

  • An independent person who was not responsible for determining the eligibility of patients generated the assignment.

  • Any form of centralised randomisation scheme (e.g. a computer system providing allocations in a locked, unreadable file that could be assessed only after characteristics of an enrolled participant were input).

  • Numbered or coded containers; or sequentially numbered, sealed, opaque envelopes.

If concealment of treatment allocation was described only as ‘random’ or ‘randomised’, we classified risk as unclear.

Scoring

We considered RCTs to be of high methodological quality (using van Tulder's list) if the following were scored positively (Steultjens 2003a; Steultjens 2003b).

  • At least six of 11 internal validity items.

  • At least three of six descriptive items.

  • At least one of two statistical items.

Studies were rated as having low methodological quality if they achieved scores lower than these.

In line with current Cochrane methods, we have also included a risk of bias table, as recommended in the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2011). We performed a 'best evidence' synthesis by attributing levels of evidence on the basis of assessment of methodological quality as described above; we categorised evidence as 'strong', 'moderate' or 'limited' as described by van Tulder 2003 (Table 2). Thus we used two evaluative methods – one assessing only risk of bias, and the other measuring methodological quality. Overall we consider the van Tulder rating to provide a more informative assessment of research rigor in this context; therefore, we relied on this for our primary evaluation of trial quality and strength of evidence. When evaluations yielded conflicting results, we have discussed the reasons for this.

Open in table viewer
Table 2. Methodological quality as assessed by the van Tulder method

Category of evidence

Criteria

Strong evidence

Consistent statistically significant findings in outcome measures in ≥ 2 high‐quality RCTs.

Moderate evidence

Consistent statistically significant findings in outcome measures in ≥ 1 high‐quality RCT and ≥ 1 controlled study.

Limited evidence

Consistent statistically significant findings in outcome measures in ≥ 1 high‐quality RCT, or
Consistent statistically significant findings in outcome measures in ≥ 2 controlled studies.

Indicative findings

Consistent statistically significant findings in process or outcome measures in ≥ 1 controlled studies.

No evidence

Conflicting results between trials or in cases of insufficient data.

Assessment of heterogeneity

We expected to find too much clinical heterogeneity among the studies, particularly with regard to interventions and outcome measures (diversity of assessment tools, timing of measurements, presentation of results), to make quantitative analysis possible. Instead, we broadly grouped selected studies according to types of interventions and participants, and we subjected them to a qualitative descriptive analysis, as described below.

Data synthesis

Meta‐analysis can be undertaken only if review authors agreed that study populations, interventions, outcomes and study designs are sufficiently consistent to allow pooling of data. Although dichotomous data (e.g. return to work) might reasonably be pooled, most outcome instruments commonly used to assess activity and participation are 'long ordinal' scales. Important concerns surround the validity of treating these as continuous data or reducing them to binary outcomes.

Since this review was first published, the Cochrane Library has adopted the GRADE system as its standard for evidence evaluation. Within this system, the quality of a body of evidence for each outcome is based on consideration of within‐study risk of bias (methodological quality), directness of evidence, heterogeneity, precision of effect estimates and risk of publication bias. A limitation of this approach in the context of rehabilitation trials is its heavy focus on design features, many of which can never be met in the context of a complex intervention such as rehabilitation. We therefore found it to have poor discriminative value when applied to trials in this context.

Instead we performed 'best evidence' synthesis as described by van Tulder 2003 (Table 2), by attributing levels of evidence on the basis of assessment of methodological quality as described above; we categorised evidence as 'strong', 'moderate' or 'limited'.

We highlighted the strength of trial findings and gaps in current knowledge, and we identified future research directions.

Results

Description of studies

From the 30 articles selected at stage 2, we identified 20 that met the eligibility criteria for consideration (Figure 1).

In the previous update of this review in 2008, 16 trials met the criteria for consideration, as described in a total of 24 articles.

  • Two trials were excluded because of fatal flaws ‐ Relander 1972 on the basis of > 40% attrition, and Bjorkdahl 2007 for the reasons given below.

  • Six articles were supplementary papers providing additional details of programme content (Braverman 1999 and Warden 2000 for Salazar 2000), subgroup or specific analyses (King 1997 and Wenden 1998 for Wade 1997; Kwakkel 2002 for Kwakkel 1999) or follow‐up data (Paniak 2000 for Paniak 1998).

  • Two trials (Wade 1997; Wade 1998) reported data from the same programme but in different (sequential) cohorts of participants, so we treated these two papers as separate trials.

  • The paper by Zhu 2007 presented findings from the completed study from which Zhu 2001 had presented preliminary findings (which were included in the original review).

  • The trial by Björkdahl and colleagues was presented in two papers: Björkdahl 2006 reported main trial findings, and Bjorkdahl 2007 presented a subgroup analysis of carer burden. However, we excluded the latter analysis on the basis of fatal flaws (small numbers with high chance of type II error and poorly matched groups at baseline).

The latest updated search (2008 to 2015) yielded the six trials that met the eligibility criteria for consideration. We excluded two on the basis of fatal flaws.

  • Browne 2013 ‐ excluded on account of overall low quality (unclear matching of groups due to lack of functional outcome measures performed at baseline) and a considerable attrition rate of 30%.

  • Ownsworth 2008 ‐ excluded on the basis of very small participant numbers and high chance of type II error; also, no evidence of outcome comparisons between intervention and control groups.

We discussed at length but eventually excluded a third trial (Vanderploeg 2008). Although this high‐quality trial compared two approaches to rehabilitation, investigators did not identify a clearly hypothesised intervention and control, and so the study did not fit our pre‐defined criteria. Instead we have referred to it in the Discussion section.

Therefore, we selected three new trials for inclusion in this review update (Cicerone 2008; Andelic 2012; Bai 2012), yielding a total of 19 trials, including:

Types of brain injuries

Twelve of the 19 trials studied patients with traumatic brain injury (TBI), five studied stroke patients and one (Slade 2002) studied a mixed population with acquired brain injury (ABI).

Participants

The trials covered a range of severities of ABI. Three studies (Cicerone 2008; Wade 1997; Wade 1998) recruited people with brain injury of all severities, two (Elgmark 2007; Paniak 1998) recruited only people with mild TBI and the remainder recruited people with moderate to severe ABI. Between them, trials recruited 2729 patients and 132 carers.

Interventions

The interventions studied also varied. However, trials could be divided broadly into the following categories.

  • Five trials (Elgmark 2007; Paniak 1998; Salazar 2000; Wade 1997; Wade 1998) enrolled all patients presenting acutely to hospital with TBI and included populations predominantly in the milder ambulatory category. The intervention was targeted primarily at increasing participation (social integration, return to work, etc.) and reducing post‐concussional symptoms.

  • Two trials (Andelic 2012; Bai 2012) enrolled patients with moderate to severe TBI during acute stages of recovery. In these trials, participants received some form of very early rehabilitation alongside their acute medical management. As a result of the severity of their injuries, rehabilitation emphasised reducing disability.

  • Twelve trials (Björkdahl 2006; Bowen 2001; Cicerone 2008; Kwakkel 1999; Ozdemir 2001; Powell 2002; Semlyen 1998; Shiel 2001; Slade 2002; Smith 1981; Werner 1996; Zhu 2007) enrolled patients (following TBI or stroke) who were already presenting to rehabilitation services. This group, therefore, had greater levels of motor impairment and dependence on personal activities of daily living (ADLs), and interventions were targeted at improving function in ADLs (reduced disability), although measures of participation (reduced handicap) sometimes were also included.

Within this third group, trials covered a range of different interventions in different settings.

  • Two trials assessed the impact of out‐patient rehabilitation programmes, with one testing programmes of different intensity (Smith 1981), and the other testing therapy offered late after treatment (Werner 1996).

  • Three trials assessed the benefits of a co‐ordinated community‐based multi‐disciplinary team approach for patients (Powell 2002) and carers (Bowen 2001). Björkdahl 2006 compared a short programme of home‐based rehabilitation versus out‐patient (day clinic) rehabilitation following a period of in‐patient stroke rehabilitation.

  • Two trials assessed the benefits of a specialist in‐patient rehabilitation programme as opposed to local services (Semlyen 1998) or home‐based advice (Ozdemir 2001).

  • Four trials compared programmes of higher intensity versus treatment of lower (standard) intensity: two with a view towards assessing impact on length of stay (Shiel 2001; Slade 2002), and two (Kwakkel 1999; Zhu 2007) with focus on improving functional outcomes.

  • Two trials (Cicerone 2008 and also a subgroup analysis within Salazar 2000) assessed the benefits of holistic neuropsychological rehabilitation programmes delivered in a ‘therapeutic milieu’ model for patients requiring cognitive rehabilitation following moderate to severe brain injury. Salazar 2000 compared this approach versus a limited home‐based rehabilitation programme, and Cicerone 2008 compared it against a standard neurorehabilitation programme.

Outcomes

Within these groups, studies used different outcomes measured at different intervals over follow‐up periods of various lengths. As anticipated, we found insufficient concordance between outcome measures, time points and types of interventions to allow pooling of data for meta‐analysis.

Adverse effects

Rehabilitation can certainly have 'adverse effects', but in clinical practice this has often been considered unlikely; the absence of adverse effects, therefore, is hardly ever specifically recorded. Because adverse effects can and do occur, they should be recorded. We looked for information on adverse effects, but none of the included studies explicitly reported on them.

Risk of bias in included studies

According to the van Tulder scoring system of methodological quality, the maximum achievable score is 19. Results of scoring are shown in Table 3. Re‐scoring of all studies has led to minor changes in the order of quality.

Open in table viewer
Table 3. Methodological quality as assessed by the van Tulder method

Study ID

Internal validity

Descriptive criteria

Statistical criteria

Total score

Positive criteria

Kwakkel 1999

8

5

2

15

a,bi,bii,c,d,f,g,j,l,mi,mii,n,o,p,q.

Wade 1997

8

4

2

14

a,bi,bii,c,d,f,g,i,j,l,mi,n,o,q.

Wade 1998

8

4

2

14

a,bi,bii,c,d,f,g,i,j,l,mi,n,o,q.

Powell 2002

8

4

2

14

a,bi,bii,c,d,f,g,i,j,l,mii,n,o,q.

Cicerone 2008

8

4

2

14

a,bi,bii,c,d,g,i,j,l,mi,n,o,p,q

Smith 1982

7

5

2

14

a,bi,c,d,f,g,i,j,l,mi,mii,n,o.

Salazar 2000

7

5

2

14

a,bi,c,d,f,g,j,l,mi,mii,n,o,p,q.

Paniak 1998

6

5

2

13

a,c,d,f,g,j,l,mi,mii,n,o,p,q.

Slade 2002

7

3

2

12

a,bi,bii,c,d,f,g,j,l,mi,o,p,q

Shiel 2001

7

3

2

12

a,bi,d,g,h,i,j,l,mi,o,q.

Zhu 2007

6

4

2

12

a.bi,bii,c,d,i,j,l,mi,mii,n,o,p,q

Elgmark 2007

6

4

2

12

a,bi,bii,c,d,i,j,l,mii,n,o,p,q

Bowen 2001

4

4

2

10

a,c,d,f,j,l,mi,n,o,p,q.

Bjorkdahl 2006

5

3

2

10

d,i,j,l,mi,mii,n,o,p,q

Bai 2012

5

3

1

9

a,c,g,i,j,l,mi,n,o

Werner 1996

4

4

1

9

a,bi,d,i,j,mi,mii,n,o.

Semlyen 1998

4

4

1

9

a,d,f,g,j,l,mi,mii,n,o.

Andelic 2012

4

4

1

9

a,c,d,g,j,l,mii,n,o

Ozdemir 2001

3

4

2

9

a,c,d,f,g,j,mi,o,q.

We identified 12 RCTs of high methodological quality according to the criteria given above. Wade 1997 noted that only 478 of 1156 originally randomly assigned participants (41%) could be traced to attend an interview. However, this is not unexpected in the often‐itinerant group of people who suffer head injuries. The trial was in part a feasibility study, and the inability to trace a larger proportion of these patients is a clinical reality and is itself an important finding of this particular trial. A detailed analysis of baseline characteristics was offered and demonstrated no significant differences between interviewed and non‐interviewed groups. Therefore, we rated this study as having high quality. Two RCTs (Bai 2012; Björkdahl 2006) were of lower quality, as they were lacking in some aspects of methodological detail. Björkdahl 2006 was also small and was probably underpowered for comparisons of the two groups.

We identified three controlled studies which had low methodological quality (Bowen 2001; Ozdemir 2001; Werner 1996).

  • Werner 1996 started off as a randomised trial, with a weighted 2:1 chance that participants would be allocated to active intervention (by picking a number of 666 or less from a sample of 1 to 1000); but after nine of the 16 original controls dropped out, trialists added five additional non‐randomised control participants. In addition, the trial report did not include measures of variability or point estimates.

  • Bowen 2001 and Ozdemir 2001 reported unblinded trials with only short‐term follow‐up.

The two remaining low‐scoring trials had a haphazard allocation procedure.

  • Andelic 2012 involved patients with severe traumatic brain injury. Treatment allocation was dependent on availability of beds on the rehabilitation unit.

  • Semlyen 1998 was a controlled study in which patients were admitted to a specialist multi‐disciplinary (MD) rehabilitation programme or were passed back to their standard local services (LS), depending on geography and the availability of a vacancy in the specialist programme. Although an element of chance was present in this allocation, patients with the most severe brain injuries, whose needs could not be met by their local services, in fact had no alternative option and remained on the acute ward for longer periods until a specialist bed became available. Therefore, the multi‐disciplinary rehabilitation group was significantly more disabled to start with, and participants were in hospital longer than the group referred to local services. This paper illustrates some of the important practical and methodological issues considered in the Discussion.

We also assessed included studies for methodological quality against the Cochrane risk of bias tool (Higgins 2011), and our summary of judgements can be seen in Figure 2 and Figure 3. As expected, there was a broad relationship between risk of bias and trial quality as rated by the van Tulder 2003 method, but not a close one. This is because van Tulder 2003 system includes a wider range of quality criteria, including reporting, duration of follow‐up and co‐interventions, which are important in the context of rehabilitation.


Risk of bias graph: review authors' judgements about each risk of bias item presented as percentages across all included studies. Nineteen studies are included in this review.

Risk of bias graph: review authors' judgements about each risk of bias item presented as percentages across all included studies. Nineteen studies are included in this review.


Risk of bias summary: review authors' judgements about each risk of bias item for each included study.

Risk of bias summary: review authors' judgements about each risk of bias item for each included study.

Effects of interventions

Milder ambulatory patients

Five trials predominantly addressed the milder ambulatory group (see Table 4).

Open in table viewer
Table 4. Results from the four studies predominantly addressing the milder ambulatory group

Paniak 1998 and 2000

Participant and group comparisons

Patients with TBI admitted to hospital (all severities); mean age 33 y

Intervention: ‘treatment as needed’ (TAN) (n = 58)

Control: single session (SS) of education and advice (n = 53)

Primary outcomes

Impairment: Problem Checklist (PCL)

Participation: Community Integration Questionnaire (CIQ)

Health status: Short‐Form 36 (SF‐36)

Work status: socio‐economic status (SES)

Assessment points

3 to 4 months (n = 111) and 1 year (n = 105)

Summary of results

Participation (CIQ) did not change significantly for either group

Impairment (PCL) and health status (SF‐36): Repeated measures MANOVA showed significant effects for time in both groups, which were maintained at 1 year

Results showed no significant group interaction or time by group for any of the primary outcomes at either time point

Vocational status

(SES)

Intervention

Mean (SD)

Control

Mean (SD)

Difference in mean

P value

(MANOVA)

Pre‐injury

37.2 (18.7)

34.3 (18.5)

2.9

N/S

Baseline

26.9 (20.7)

23.2 (19.9)

0.8

N/S

3 to 4 mo

32.5 (20.2)

32.8 (19.7)

0.3

N/S

1 y

34.8 (19.7)

36.7 (21.0)

1.9

N/S

Authors' conclusions

 

Interventions appear to be equally effective

Salazar 2000

Participant and group comparisons

Active duty military personnel with moderate to severe TBI; mean age 25 y

Intervention: 8‐week intensive in‐patient cognitive‐behavioural programme (n = 67)

Control: limited home programme of weekly telephone support from psychiatric nurse (educational material, counselling and suggested home exercises) (n = 53)

Primary outcomes

Work status: return to work

                       return to fitness for military duty

Assessment points

1 year

Summary of results

No overall differences in outcomes between groups

Post hoc analysis demonstrated significant group interaction (in favour of the intervention group) for ‘fitness for military duty’ at 1 year for the more severe subgroup, who were unconscious for > 1 h

Vocational status at

1 y

Intervention

% achieved

Control

% achieved

Difference

P value

(Fisher's exact)

Return to work

90%

94%

4% (‐5.14)

N/S

Fit for military duty

73%

66%

7% (‐10.24)

N/S

Post hoc analysis of subgroup unconscious for > 1 h (n = 75)

 

(n = 35)

(n = 40)

Difference

P value

Fit for military duty

80%

58%

22%

0.05

Authors' conclusions

Overall benefit of in‐patient cognitive rehabilitation programme similar to that of limited home rehabilitation, although institutional therapy may be beneficial for selected patients with severe TBI

Wade

1997

Participant and group comparisons

All patients presenting to Accident and Emergency following TBI; age 16 to 65 y

Intervention: telephone follow‐up at 7 to 10 days with advice and referral as required (n = 252)

Control: no specific intervention (standard services only) (n = 226)

(NB: Despite major efforts to trace and contact patients, follow‐up interview at 6 months could be achieved in only 478 of 1156 (41%) participants randomly assigned)

Primary outcomes

Social disability: Rivermead Head Injury Follow‐Up Questionnaire (RFUQ)

Symptoms: Rivermead Post‐concussion Symptoms Questionnaire (RPQ)

Assessment points

6 months

Summary of results

No overall differences between intervention and control groups

Post hoc analysis revealed significant group interaction (in favour of the active intervention group) with respect to social disability in a subgroup of individuals with more severe injury (>1 h PTA)

Health status

at 6 mo

Intervention

Mean  (SD)

Control

Mean (SD)

P value

(Mann‐Whitney)

RFUQ

3.6 (6.0)

3.3 (6.3)

N/S

RPQ

7.7 (10.9)

6.8 (10.0)

N/S

Post hoc analysis of subgroup with PTA  > 1 h (n = 121)

(n = 71)

(n = 53)

RFUQ

0.85 (0.89)

1.17 (1.07)

0.003

RPQ

2.03 (0.85)

2.21 (0.89)

N/S

Authors' conclusions

Routine follow‐up does not appear to be necessary for all patients presenting with head injury, but a subgroup of patients with more severe TBI may benefit from such intervention

Wade

1998

Participant and group comparisons

All patients admitted to hospital following TBI (i.e. a more severe group than the total group reported in Wade 1997); age 16 to 65 y

Intervention: telephone follow‐up at 7 to 10 days with advice and referral as required (n = 132)

Control: no specific intervention (standard services only) (n = 86)

(NB: follow‐up data obtained in 218 (69%) of 314 participants randomly assigned)

Primary outcomes

Social disability: Rivermead Head Injury Follow‐Up Questionnaire (RFUQ)

Symptoms: Rivermead Post‐concussion Symptoms Questionnaire (RPQ)

Assessment points

6 months

Summary of results

Significant group interaction (in favour of the active intervention group) with respect to social disability and post‐concussion symptoms. Subgroup analysis demonstrated that the main benefit appeared in the group with PTA < 7 days

Health status

at 6 mo

Intervention

Mean  (SD)

Control

Mean (SD)

P value

(Mann‐Whitney U test)

RFUQ

5.36 (7.81)

8.23 (8.75)

0.01

RPQ

9.8 (11.7)

13.9 (13.6)

0.02

Authors’ conclusions

Early intervention by a specialist service significantly reduced social morbidity and severity of post‐concussion symptoms 6 months after head injury, in the group of patients who required admission to hospital. Possibly most beneficial for the moderate to severe group, some of whom may not present without pro‐active intervention

Elgmark 2007

Participant and group comparisons

All patients aged 16 to 60 with mild traumatic brain injury according to American Congress of Rehabilitation medicine criteria

Intervention: follow‐up at 2 to 8 weeks by telephone or letter with advice and referral as required (n = 264 ‐ 96 received intervention; 150 declined); 18 lost to follow‐up

Control: no specific intervention (regular care) (n = 131); 22 lost to follow‐up

246 treatment and 109 control included in intention‐to‐treat analysis

Primary outcomes

Symptoms: change in post‐concussion symptoms ‐ Swedish Post‐concussion Symptoms Questionnaire (PCSQ)

Social disability: Community Integration Questionnaire (CIQ), Life Satisfaction Questionnaire, Short‐Form Health Survey (SF‐36)

Assessment points

1 y post injury

Summary of results

No statistically significant differences were found between intervention and control groups. Participants who experienced few PCS 2 to 8 weeks post injury declined rehabilitation and returned to work. Those who suffered several PCS and accepted rehabilitation did not recover after 1 y

Health status

at 6 mo

Intervention

Mean (SD)

Control

Mean (SD)

Significance

 

Total PCSQ

5.2 (5.3)

4.4 (5.3)

N/S

CIQ

20.3 (4.0)

19.8 (4.0)

0.02

Authors’ conclusions

In this particular study of MTBI, active rehabilitation did not change outcomes to a significant degree. Additional studies should focus on patients who remain symptomatic during the first 1 to 3 months and should test various types of interventions

PTA = post‐traumatic amnesia; TBI = traumatic brain injury.

Four trials (Elgmark 2007; Paniak 1998; Wade 1997; Wade 1998) compared a programme of treatment as needed (which consisted largely of community‐based rehabilitation) versus a lesser intervention (Paniak: information only; Wade: standard follow‐up arrangements, which usually meant no further input). We rated all as high‐quality RCTs on the basis of all assessment criteria, and together they recruited a total of 1180 patients.

Salazar 2000 addressed a specific model of milieu‐based neuropsychological rehabilitation in comparison with weekly telephone counselling and advice given at home, recruiting 120 patients with mild TBI. A subgroup analysis also demonstrated benefits in the more severe group (unconscious > 1 hour) with respect to rate of return to military duty (80% vs 58%), as is discussed further below.

The general conclusion derived from all these studies was that intervention provided to a totally unselected group of patients with mild TBI was not effective. Both treatment and control intervention groups made substantial gains in terms of reduced post‐concussion symptoms and enhanced participation, including return to work. No significant differences between groups were recorded.

In the trial by Wade 1997, a post hoc subgroup analysis demonstrated that those admitted to hospital or with post‐traumatic amnesia (PTA) > 1 hour (n = 121) demonstrated significant gains with treatment. They demonstrated these gains as fewer difficulties with everyday activities (increased participation) as measured by the Rivermead Head Injury Follow‐Up Questionnaire (RHFUQ) (P value < 0.03).

A subsequent trial (Wade 1998) (218 completing participants) was undertaken. This trial prospectively selected the group admitted to hospital and again demonstrated improved outcomes for the treatment as needed group, with significantly fewer post‐concussive symptoms (Rivermead Post‐concussion Questionnaire (RPQ)) (Mann‐Whitney U: z = ‐2.27; P value < 0.02) and improved participation (RHFUQ) (z = ‐2.54; P value < 0.01). The impact of proactive intervention appeared to be most marked for participants with PTA < 7 days; these patients may be less likely than those more severely affected to present for services by themselves.

From the van Tulder 2003 'best evidence' synthesis of these studies, we concluded that 'strong evidence' suggests that:

  • most patients with mild TBI make a good recovery;

  • patients with PTA of less than one hour, usually not admitted to hospital, need no specific intervention;

  • patients with PTA of one hour or longer do benefit from routine follow‐up contact to receive information and advice; and

  • a subgroup of patients with moderate to severe injury benefit from a higher level of intervention and may not present themselves unless routine follow‐up is provided.

Patients with greater limitations on activities, with generally more severe brain damage and generally requiring greater multi‐disciplinary rehabilitation input

The effectiveness of combined out‐patient physiotherapy and occupational therapy was investigated by two trials in stroke patients (see Table 5).

Open in table viewer
Table 5. Results from the two studies addressing out‐patient rehabilitation

Smith

1981

Participant and

group comparisons

Patients suitable for out‐patient rehabilitation following discharge from hospital after acute stroke (n = 133); mean age 63 y

Intervention: out‐patient physiotherapy and occupational therapy for 6 months at 2 levels of intensity:

  • Intensive (4 whole days per week) (n = 46) or

  • Conventional (3 half‐days per week) (n = 43) vs

Control: no routine rehabilitation, health visitor encourages home exercises as learned in hospital (n = 44)

Primary outcomes

Dependency for ADL: Northwick Park ADL score

Assessment points

3 and 12 months

Summary of results

Significantly greater decrease in ADL scores in intNervention groups compared with controls at 3 months. Difference is sustained at 1 y follow‐up with greater number of control group participants

(NB: trend towards better results from intensive rehabilitation than from conventional regimen not tested statistically)

Decrease in ADL score

Intensive rehabilitation

Conventional rehabilitation

Control

P value

Mean change 0 to 3 m

3.54  (n = 41)

2.87 (n = 40)

1.50 (n = 42)

1 vs 3: P value < 0.01

1/2 vs 3: P value < 0.01

Mean change 0 to 12 m

3.50 (n = 36)

2.89 (n = 36)

0.60 (n = 35)

1 vs 3: P value < 0.05

Authors’ conclusions

Out‐patient rehabilitation following stroke appears to be effective. Decreasing intensity of rehabilitation was associated with an increase in both the proportion of participants who deteriorated and the extent to which they deteriorated

Werner 1996

Participant and

group comparisons

Patients discharged from in‐patient rehabilitation and ≥ 1 y (mean 2.9 y) after stroke (n = 49); mean age 63 y

Intervention: out‐patient physiotherapy and occupational therapy (2 hours, 4 times per week, for 3 months) (n = 33)

Control: no specific intervention (n = 16)

(NB: 28% (5/33 intervention group and 9/16 control group) did not complete follow‐up: 5 non‐randomised controls were subsequently recruited to make control numbers up to 12)

Primary outcomes

Activity: Functional Independence Measure ‐ Motor (FIM‐MM)

Limitation of participation: Sickness Impact Profile (SIP)

Depression: Beck Depression Inventory (BDI)

Assessment points

3 and 9 months

Summary of results

Significant changes in FIM and SIP at 3 months maintained at 9 months. Trend towards improved mood did not reach significance

Mean change in score

Intervention

(n = 28)

Control

(n = 12)

Difference in mean

P value

(t‐tests)

FIM‐MM (0 to 3 mo)

6.6

1.5

5.1

0.03

FIM‐MM (3 to 9 mo)

0.7

‐1.0

1.7

N/S

SIP (0 to 3 mo)

‐5.2

2.6

7.8

0.04

BDI (0 to 3 mo)

‐2.6

0.2

2.8

N/S

BDI (3 to 9 mo)

0.7

0.5

0.2

N/S

Authors’ conclusions

Significant gains can still be attained in the post‐acute stroke survivor, despite prior in‐patient rehabilitation services

ADLs = activities of daily living.

  • Smith 1981 reported a good quality, unblinded RCT (n = 133) that demonstrated improved functional ability (Northwick Park ADL Index) for groups attending as out‐patients as compared with a no‐treatment control group (P value < 0.01). A trend towards greater improvement with the more intense of two out‐patient programmes was not tested for significance. However, gains for both treated groups were maintained at one‐year follow‐up, while the control group was seen to deteriorate (P value < 0.05).

  • Werner 1996 reported a single‐blind CCT (n = 49) that was of much lower quality (see Table 3). This study assessed the benefits of late out‐patient intervention (offered at least one year after a stroke). The treatment group demonstrated significant gains in function (an increase in FIM motor score of 6.6 vs 1.5; P value < 0.03) and socialisation (sickness impact profile ‐5.2 vs an increase of 2.6 in the control group; P value < 0.04) at three months, which were maintained at nine months. However, no significant change in mood (Beck Depression Inventory) was observed.

In summary, from the van Tulder 2003 synthesis, 'moderate evidence' shows that outpatient therapy improves outcomes of stroke rehabilitation; 'limited evidence' suggests that more intensive treatment regimens are associated with better outcomes; and 'indicative evidence' reveals that this type of intervention may be effective even late (at least one year) after stroke.

Effectiveness of community‐based co‐ordinated multi‐disciplinary rehabilitation

This question was addressed by three trials (see Table 6).

Open in table viewer
Table 6. Results from the three studies addressing community team‐based rehabilitation

Powell 2002

Participant and

group comparisons

Patients (16 to 65 y) with severe traumatic brain injury 3 mo to 20 y previously (n = 110 allocated: 94 (85%) completed follow‐up)

Intervention: inter‐disciplinary team interventions: 2 sessions per week for mean 27.3 (SD 19.1) weeks in community settings (home, work or day centres) (n = 48)

Control: written information only (n = 46)

Primary outcomes

Activity: Barthel Index (BI)

Participation: Brain Injury Community Rehabilitation Outcome (BICRO‐39)

Assessment points

Approximately 2 y (median 23 mo) (IQR 18 to 40)

Summary of results

Intervention group made significantly greater gains on both BI and BICRO scales. Median changes were small, reflecting the diversity of the population, but 40% of intervention group and only 20% of controls made a clinically significant improvement of 2+ points on ≥ 1 BICRO subscale

Change scores from baseline

Intervention

Control

P value

BI: % improving

Median (IQR) change

35.4%

0 (‐5, 5)

19.6%

0 (‐5, 4)

< 0.05

BICRO‐39: %

Median (IQR) change

80%

2.5 (‐1.7, 6.2)

70%

0.9 (‐4.1, 6.8)

< 0.05

Authors’ conclusions

Multi‐disciplinary community rehabilitation, even years after injury, can make clinically significant gains which outlive the active treatment period.

Bowen

2001

Participant and

group comparisons

Carers of young adult (16 to 65 y) TBI survivors with hospital stay ≥ 3 days (n = 96)

Intervention: active intervention from Head Injury Neurorehabilitation Team (HINT)

  • Early intervention ‐ whilst still in hospital (n = 41)

  • Late intervention ‐ after discharge from hospital (n = 28)

Control: no specific intervention ‐ existing services only (n = 27)

(NB: 20/96 (21%) received service other than that allocated ‐ only 56% allocated to early intervention actually received it)

Primary outcomes

Information received: carer perceptions of how well informed they are ‐ 7 questions

Emotional state: Wimbledon Self‐report Scale (WSS)

Assessment points

6 mo post injury

Summary of results

Analyses adjusted for potential confounding factors confirmed a clinically plausible superior outcome for both treatment groups compared with controls, but none of the results reached significance (set at P value < 0.01)

Mean change  from baseline

Early

(n = 41)

Late

(n = 28)

Control

(n = 27)

P value

(t‐tests)

% poorly informed

46%‐64%

46%‐81%

63%‐89%

N/S

WSS, median (IQR)

3 (0‐9)

2 (0‐6)

8 (1‐15)

N/S

Authors' conclusions

Hypothesis not confirmed, but absence of effect cannot be proven with these data, which may reflect type II error in view of mixing of groups. Longer‐term follow‐up data also required

Bjorkdahl 2006

Participant and

group comparisons

Stroke patients (mean age 53 y) discharged from an in‐patient rehabilitation programme

  • Intervention 1: short programme (3 wk) of home‐based rehabilitation programme, individually tailored, focussed on activities within their natural context (n = 30)

  • Control: programme of similar length in 'ordinary' day clinic rehabilitation (n = 29)

Primary outcomes

Functional assessment:  Motor and Process Skills (AMPS); secondary measures: mobility (30 m walking test); FIM, instrumental activity measure

Impairment: NIH scale

Assessment points

End of intervention (3 wk post discharge), 3 and 12 mo

Summary of results

Both groups improved significantly from discharge to 1‐y follow‐up. No significant differences between groups for any of the 4 assessments, at any time point, although trends show earlier gains in the home‐rehabilitation group. Only the day clinic group changed ‘significantly’ on the FIM, but degree of change was small (5 FIM points over 1 y). Costs of home rehabilitation programme were less than half those of the day clinic

Rasch transformed AMPS data (logits)

Home (n = 30)

Mean (SD)

Day clinic (n = 39)

Mean (SD)

Motor

Process

Motor

Process

Discharge

3 wk

3 mo

1 y

1.45

1.71

2.02

2.18

1.00

1.26

1.23

1.55

1.42

1.52

1.88

2.28

1.18

1.37

1.54

1.59

Authors’ conclusions

Both rehabilitation programmes could be recommended, but additional studies are required to define patients who may benefit specifically from home rehabilitation. Costs should be taken into consideration

  • Powell 2002 reported a good quality, single‐blind RCT (n = 110) of a multi‐disciplinary community outreach service providing a home‐based goal‐oriented programme of two to six hours of intervention per week versus standard treatment. This group was more severely affected than the group studied by Wade 1998 (91% with PTA for seven days vs only 7%). Follow‐up was variable but averaged approximately two years. Gains for the intervention group were reported as reduced disability (35.4% showing improvement in Barthel Index vs 19.6% in the control group; P value < 0.05) and increased participation (significant changes on self organisation and psychological scales of the Brain Injury Community Rehabilitation Outcome Scales (BICRO)‐39; P value < 0.05), but no gains were observed for secondary outcomes, which included FIM+FAM and mood (Hospital Anxiety and Depression Scales (HADS)). Global disability scales such as FIM and FIM+FAM were noted to be insensitive, as most items did not change. A maximal gain index was calculated, which selected the subscales with maximal change. Rated in this way, changes in both disability (FIM+FAM) and participation (BICRO‐39) reached a greater level of significance (P value < 0.025).

  • Bowen 2001 reported an unblinded CCT of lower quality in which carer outcomes were evaluated following input from a multi‐disciplinary head injury specialist rehabilitation team in addition to standard services. An 'early' arm (n = 41) started the intervention before discharge, and a 'late' arm (n = 28) started after discharge. However, despite best intentions, only 23 of 41 (56%) actually received early intervention and 19 or 28 (67%) received late intervention, with some mixing noted between groups and with 14 participants receiving neither intervention. Nevertheless, intention‐to‐treat analysis revealed that the early intervention group still received significantly earlier treatment (median five days; P value < 0.001) than the late intervention group (median 40 days) post injury. At six months, after adjustment for confounding factors, a clinically plausible, superior outcome was reported for both intervention groups when compared with controls with regard to emotional status (Wimbledon Self Report Scale) and knowledge about brain injury. However, this finding did not reach Bonferroni‐adjusted clinical significance (P value < 0.01). Logistical difficulties with recruitment and service provision led to significant underpowering of this study and may have interfered with demonstration of a clinically significant effect.

  • Björkdahl 2006 reported a small single‐blinded RCT (n = 59) that compared a short programme of home‐based rehabilitation with one of out‐patient day rehabilitation following a period of in‐patient stroke rehabilitation. Although neither group changed significantly in terms of impairment, both were reported to make significant gains in Assessment of Motor and Process Skills (AMPS) and in mobility over a one‐year follow‐up period. Although a trend toward earlier gains was observed in the home rehabilitation group, researchers noted no significant differences at any time point. Only the day clinic group changed significantly on functional measures (Functional Independence Measure), but the degree of change was small (5 FIM points over one year). Despite an a priori power calculation, the trial was probably underpowered to distinguish between groups and had a moderately high chance of a type II error. On the basis of this evidence, neither programme could be said to be better than the other, although the cost of the home‐based programme was noted to be half that of the day clinic programme.

In summary, this group of studies provided 'limited evidence' that multi‐disciplinary, community‐based rehabilitation can improve functional outcomes for individuals at the level of 'activity' (disability) on the WHO ICF (especially when targeted towards specific goals).

Specialist in‐patient rehabilitation

Two studies addressed the benefits of specialist in‐patient rehabilitation in comparison with those of local services (Semlyen 1998) (n = 51) or a home‐based advisory service (Ozdemir 2001) (n = 60) (see Table 7). Both studies were small and exhibited low methodological quality.

Open in table viewer
Table 7. Results from the two studies addressing in‐patient rehabilitation

Semlyen 1998

Participant and

group comparisons

Consecutive patients in‐hospital with severe TBI and referred for in‐patient rehabilitation within 4 weeks of injury; age 16 to 62 y

Intervention: multi‐disciplinary specialist rehabilitation service ‐ Hunter’s Moor (HM) (n = 33)

Control: ‘Other rehabilitation’ (OR) in local non‐specialist services in district hospitals (n = 18)

Primary outcomes

Activity and independence: Barthel Index, FIM and Newcastle Independence Assessment Form (NIAF)

Care‐givers' Health: GHQ‐28

Assessment points

1, 2, 3, 6, 12 and 24 mo after injury

Summary of results

Only Z values (BI) and t‐values (FIM and NIAF) are given

HM intervention group was significantly more disabled at outset (as indicated by FIM up to 3 mo, BI up to 6 mo and NIAF up to 12 mo). By 12 mo, therefore, the HM group had caught up with the OR group in level of activity

OR group made significant gains only up to 12 wk on NIAF and FIM cognitive scales, but none on the FIM motor or BI (already at ceiling). By contrast, HM continued to make significant gains up to 24 mo, as assessed by NIAF and BI

Significant improvements in carer distress for the HM group were sustained at 2 y, whereas the OR group showed evidence of deterioration between 6 and 12 mo

No differences in length of stay between groups

Authors’ conclusions

Results support the efficiency of specialist rehabilitation services in achieving lasting gains for patients with more severe disability over similar lengths of stay

Ozedemir 2001

Participant and

group comparisons

Stroke patients referred for rehabilitation after medical stabilisation (n = 60); mean age 59.1 y (SD 5.9)

Group 1: in‐patient rehabilitation (n = 30) ‐ ≥ 2 h/d of formal therapy, 5 d/wk

Group 2: home‐based rehabilitation (n = 30) ‐ team visited home for 2 h/wk and instructed family in home exercises ‐ family provided therapy ≥ 2 h/d, 7 d/wk

Mean duration of rehabilitation 64 d in both groups

Primary outcomes

Impairment: Brunnstrom score, Ashworth (spasticity)

Activity: FIM, Mini‐Mental State Examination (MMSE)

Assessment points

Before and after rehabilitation

Summary of results

Significant group differences in favour of in‐patient group for change in Brunnstrom, FIM and MMSE scores, but no differences in spasticity

Change scores

Group 1

Mean (SD)

Group 2

Mean (SD)

P value

(t‐tests)

Ashworth UE

0.5 (1.2)

0.2 (0.5)

N/S

Ashworth LE

0.2 (1.2)

0.1 (0.3)

N/S

Brunnstrom (UE)

2.0 (1.2)

0.3 (0.6)

< 0.001

Brunnstrom (LE)

2.4 (1.2)

0.8 (0.6)

< 0.001

FIM

59.6 (14.2)

12.3 (13.4)

< 0.001

MMSE

4.8 (5.0)

2.0 (2.1)

< 0.001

Authors' conclusions

Intensive in‐patient rehabilitation provided significantly more favourable functional and cognitive outcomes than home‐based rehabilitation programme

  • Methodological problems of Semlyen 1998 (n = 51) have already been highlighted. The 'multi‐disciplinary (MD) rehabilitation' group was significantly more disabled at the outset. Thus, significantly greater gains evident at each measurement point up to 24 months may have reflected this lower starting point and the fact that many of the 'other rehabilitation' groups were already at ceiling levels on some scores. Carer distress was assessed using the General Health Questionnaire, which identified a higher proportion of 'cases' in the MD rehabilitation group at the outset, which fell between six and 12 months. By contrast, the proportion of cases in the 'other rehabilitation' groups started from a lower point but rose progressively throughout the follow‐up period. By 12 months, carers in the 'other rehabilitation' group had significantly higher levels of distress than those in the MD rehabilitation group.

  • Ozdemir 2001 reported an unblinded CCT in 60 stroke patients. Groups were well matched to start with. The treatment group made a five‐fold greater gain in FIM score (mean 59.6 4.8 ± 14.1 vs mean 12.3 4.8 ± 13.4; P value < 0.001) and a two‐fold change in Mini‐Mental State Examination (MMSE) (mean 4.8 ± 5.0 vs mean 2.0 4.8 ± 2.1; P value < 0.025) compared with the control group.

In summary, 'limited evidence' at the current time suggests that specialist in‐patient rehabilitation services can improve functional outcomes in terms of both activity (reduced disability) and carer distress when compared with controls. However, this reflects in part the practical and ethical difficulties associated with allocating individuals with severe brain injury no opportunity for co‐ordinated multi‐disciplinary rehabilitation. This problem is elaborated in the Discussion section.

Increased intensity of rehabilitation

Four trials addressed the benefits of increased intensity of rehabilitation (see Table 8).

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Table 8. Results from the four studies addressing enhanced intensity of rehabilitation

Kwakkel 1999

Participant and
group comparisons

Stroke patients within 2 wk of onset (n = 101)

All groups received 15 min arm training plus 15 min leg training daily, plus 1.5 h ADL training per wk

In addition, for 30 min 5 d/wk, groups received:

Group 1: intensive arm training (n = 33)

Group 2: intensive leg training (n = 31)

Group 3 (control): inflatable splint (n = 37)

Primary outcomes

ADL ability: Barthel Index (BI)

Walking ability: functional ambulation categories (FAC)

Dexterity: Action Research Arm Test (AR Arm Test)

Assessment points

0, 6, 12, 20, 26, 38, 52 wk

Median (IQR) at 20 wk

Arm training

Leg training

Control

P value

(K‐W test)

BI

17 (14‐20)

19 (16‐20)

16 (10‐19)

 < 0.05

FAC

4 (3‐5)

4 (3‐5)

3 (1‐4)

 < 0.05

AR Arm Test

9 (0‐39)

2 (0‐56)

0 (0‐2)

 < 0.01

Authors’ conclusions

Greater intensity of leg training improves early functional recovery; whereas greater intensity of arm training improves only dexterity, providing further evidence that therapy primarily induces effects on abilities at which training is specifically aimed. Functional gains maintained up to 1 y

Zhu 2001

 

 

 

 

 

 

 

Participant and
group comparisons

Patients aged 12 to 65 y with moderate to severe TBI up to 6 mo post injury (n = 68)

Interventions: multi‐disciplinary rehabilitation at 2 intensities:

  • Intensive: 4 h/d, 5 d/wk (n = 36)

  • Conventional: 2 h/d, 5 d/wk (n = 32)

Primary outcomes

Global outcome: Glasgow Outcome Scale (GOS)

Activity (disability): FIM, Neurobehavioural Cognitive Status Examination (NCSE)

Assessment points

0, 1, 2, 3, 4, 5, 8, 10 and 12 mo

Summary of results

No statistically significant differences in FIM or NSCE between groups. However, significantly greater number of participants achieved maximal FIM and GOS scores within 3 mo, although no differences were noted at later time points and up to 1 year

Outcome
at  6 mo

Intensive (n = 36)

Conventional (n = 32)

P value

(Chi2)

% good GOS

3 mo
12 mo

38

 

14

 

Chi2 3.9, df 1, P value = 0.044

P value = 0.483

% full FIM

3 mo
12 mo

47

 

19

 

Chi2 5.8, df 1, P value = 0.015

P value = 0.242

Authors’ conclusions

Early intensive rehabilitation can improve functional outcomes of patients with TBI in the early months post injury, and hence may increase the chance of their early return to work Intensive rehabilitation in this study speeded up recovery rather than changing final outcomes

Shiel 2001

 

 

 

 

 

 

 

Participant and
group comparisons

Patients with moderate to severe TBI (age 16 to 70 y) admitted for rehabilitation (n = 51); stratified and randomly assigned on age and GCS

Intervention groups

  • Enhanced intensity: intervention by an experienced rehabilitation professional (nurse at one centre, occupational therapist at the other) (N = 24)

  • Routine: multi‐disciplinary rehab (n = 27)

(NB: study conducted across 2 centres, which had very different structures and processes, 1 offering significantly more routine therapy than the other. Participants at each centre were randomly assigned to received standard and enhanced therapy according to their practice

Primary outcomes

Activity (disability): FIM+FAM

Assessment points

Admission and discharge

Summary of results

Despite procedural differences between centres, no significant differences in FIM+FAM change scores were reported between centres. Significant differences were observed between intensive and routine intervention groups and were greatest in the domains of self care, continence, locomotion and psychosocial function. No significant difference in length of stay overall, but possibly skewed by very prolonged LOS for intervention group at 1 centre

Change scores during admission

Enhanced intensity

Median (IQR)

 

Routine

Median (IQR)

P

(Mann‐Whitney)

FIM+FAM Motor

74 (47‐95)

 

21 (2‐48)

< 0.01

FIM+FAM Cognitive

40 (14‐45)

 

12 (5‐22)

< 0.01

Authors’ conclusions

Increased intensity of rehabilitation is associated with enhanced function recovery

Slade 2001

 

 

 

 

Participant and
group comparisons

Patients with acquired brain injury (stroke, TBI or MS) aged 16 to 65 y admitted for rehabilitation (n = 131)

Interventions: multi‐disciplinary rehabilitation at 2 intensities:

  • Intensive: allocated 62.5% of total available therapy time (n = 75)

  • Control: allocated 37.5% of total available therapy time (n = 66)

(NB: Although in theory the intensive group should have received 67% more therapy than controls, in reality, they received only 30% more)

Primary outcomes

Length of stay (LOS)

ADL ability: Modified Barthel Index

Assessment points

Admission and discharge

Summary of results

No significant differences in discharge Barthel scores were reported (data not given), but this is expected, as patients are discharged at the point at which they are sufficiently independent to manage in the community. This question is then whether more intensive therapy reaches that point earlier

Mean LOS for all participants was 84.6 d. Straightforward comparison showed no significant group interactions

However, a multiple regression model was applied to take account of confounders of experimental design that could not be controlled for (impairment mix, community delays, missed treatment, etc.); this demonstrated a 14‐d reduction for the intensive group

Authors’ conclusions

Intensive rehabilitation has the potential to reduce length of stay, but concurrently, LOS in both groups was increased by 16 d as the result of external delays in discharge

  • Kwakkel 1999 reported a good quality, single‐blinded RCT for 101 severely disabled stroke patients that compared a group with emphasis on arm training (n = 33), a group with emphasis on leg‐training (n = 31) and a control group (n = 37), whose arms and legs were immobilised in an inflatable splint. Each treatment was applied for 30 minutes, five days a week, for the first 20 weeks after stroke; this was over and above a consistent basic level of intervention for all groups. Post hoc analysis by the Kruskal‐Wallis test showed that leg training resulted in significantly greater independence (Barthel Index) and mobility (functional ambulation categories) than could be seen in the control group up to the first 20 weeks, and better dexterity (Action Research Arm Test) in the ‘arm training’ group from week 12 onwards. Effects of treatment appeared to be maintained at one year, but no significant differences were demonstrated between groups beyond six months.

  • Shiel 2001 reported a two‐centre RCT (n = 51 completing participants) for patients with moderate to severe traumatic brain injury. At each centre, participants were randomly assigned to receive routine treatment with or without input from an additional experienced staff member acting in a transdisciplinary capacity to supplement the rehabilitation programme. Those with added intensity of input made more rapid gains in independence (FIM+FAM) at both centres, with no evidence of any ceiling effect of therapeutic intensity beyond which no further response was observed. However, investigators reported marked differences between the two centres in terms of staffing levels and intensity of the routine programme. This led to substantially shorter lengths of stay at one centre, so that no significant reduction in length of stay was observed for the trial as a whole despite more rapid gains in independence.

  • Slade 2002 conducted a good quality, single‐blind RCT (n = 131) for a group with mixed ABI that compared two rehabilitation programmes in the same setting ‐ one more intensive than the other. Records of therapy input demonstrated that individuals were able to tolerate increased input with no adverse effects. Although investigators intended for the intensive group to receive 67% more therapy than the control group, the intensive group in fact received only 30% more. The intention to demonstrate reduced length of stay as a result of more intensive therapy was confounded by external delays in discharge. Analysis by a regression model was undertaken to account for confounding variables including impairment mix and factors that could not be controlled for in the study design (community delays and missed treatment). This revealed a significant reduction in length of stay (14 days; P value < 0.001) for the intensive group. Similar Barthel scores between groups at admission and at discharge confirmed that this reduced length of stay did not occur at the expense of poorer functional outcomes.

  • Zhu 2007 reported a small but good quality single‐blind RCT for individuals with moderate to severe traumatic brain injury (n = 68) that compared different intensities of treatment (two vs four hours per day for up to six months). Analysis of time utilisation, presented in a preliminary report (Zhu 2001), showed that after the second week, most participants could tolerate therapy lasting longer than two hours per day. Functional and overall outcome status FIM and Glasgow Outcome Scale (GOS) scores were recorded monthly to every six months, then bi‐monthly to each year. No significant differences were found between the two treatment groups beyond three months, but significantly more patients in the high‐intensity group achieved a maximum FIM score at three months (47% vs 19%) and GOS score at two months (28% vs 8%), although these early functional gains did not appear to have a significant impact on length of stay. This study provides evidence that intensive rehabilitation may speed up recovery rather than changing final outcomes. Study authors concluded that early intensive rehabilitation can improve functional outcomes of individuals with TBI in the early months post injury and may (theoretically) increase their chances of early return to work, although actual return to work and job retention were not recorded as outcomes in this study. As most individuals did not remain in the programme beyond 90 days, it is not possible to know whether more prolonged intervention, or treatment targeted at goals beyond simple activities of daily living, could have capitalised on these earlier gains to produce higher‐level gains in participation and in social integration.

In summary, from the van Tulder 2003 synthesis, 'strong evidence' shows that more intensive rehabilitation programmes are associated with earlier function gains once patients are fit to engage. No evidence showed a ceiling effect on therapeutic intensity in any of these studies. However, for intensive intervention to be cost‐effective, it is necessary to demonstrate that it is associated with potential cost savings farther down the line (e.g. reduction in length of stay, long‐term dependency) that might offset the additional costs of providing the initial programme. None of these studies undertook a direct analysis of cost‐effectiveness, and at the current time, only 'moderate evidence' indicates that more intensive rehabilitation leads to reduced length of stay. On the other hand, length of stay is frequently affected by external confounders (such as lack of a suitable place to discharge the patient, or lack of community support for a patient otherwise ready for discharge) that may need to be controlled before this benefit can be demonstrated.

Early versus delayed rehabilitation

Two trials addressed the question of whether starting rehabilitation earlier after injury could result in better patient outcomes (see Table 9).

Open in table viewer
Table 9. Results from the two studies addressing early vs delayed rehabilitation

Andelic 2012

Participant and group comparisons

Patients with severe TBI; mean age 29.4 y

Intervention:continuous chain of rehabilitation from specialist on ITU directly into specialist subacute rehabilitation post discharge from ITU (n = 33).
Control: delayed subacute rehabilitation after a period of time waiting in a local hospital or nursing home. Some participants received no rehabilitation (n = 31)

Primary outcomes

Disability: Glasgow Outcome Scale Extended (GOSE)

Secondary outcomes

Disability: Disability Rating Score (DRS)

Employment status: return to work

Living situation: at home with or without care, or in a nursing home

Assessment points

12 months post injury (n = 61)

Summary of results

Disability (GOSE) at 12 mo significantly less in the early rehabilitation group than in the control group

Significantly higher percentage of participants in the early rehabilitation group were living at home when compared with controls

Non‐significant trend towards higher rate of return to work in the early rehabilitation group than in the control group

Non‐significant trend towards shorter overall length of stay (acute hospital and rehabilitation unit) in the early rehabilitation group

Outcomes

Intervention

Control

P value

Favourable GOSE (6‐8)

71%

37%

0.007

% living at home

81

53

0.06

Authors' conclusions

Early comprehensive rehabilitation in a continuous chain leads to better functional outcomes at 12 months post injury among patients with severe TBI

Bai 2012

Participant and group comparisons

Patients with moderate to severe intracerebral haemorrhage; mean age 61 y

Intervention: early rehabilitation commencing in the Emergency Department and continuing for 6 mo (n = 181)

Controls: standard medical care (n = 183)

Primary outcomes

Impairment: Fugl‐Meyer Assessment (FMA)

Disability: Modified Barthel Index (MBI)

Assessment points

Outcome measures administered at 1, 3 and 6 mo

Summary of results

At baseline, post hoc testing showed no significant differences between FMA and MBI scores in the 2 groups

At 1, 3 and 6 mo, intervention group had significantly higher FMA and MBI scores

Authors' conclusions

Early rehabilitation can significantly improve ADLs and motor recovery in patients with intracranial haemorrhage

  • Andelic 2012 was a controlled study involving patients with severe TBI (n = 61 completing participants). Participants received early comprehensive rehabilitation (1 hour and 45 minutes per day involving motor, sensory and facial components) starting immediately after admission to a dedicated rehabilitation section of the ICU (n = 33) or awaited eventual subacute rehabilitation on an in‐patient brain injury unit (n = 31). In fact, some of the latter group received no rehabilitation at all. Treatment allocation was dependent on availability of beds in the rehabilitation section of the ITU. The early rehabilitation group showed significantly better functional outcomes with lower scores on GOSE and the Disability Rating Scale (DRS). In addition, participants in the early rehabilitation group showed increased independence (81% living at home) compared with controls (23% living at home; P value = 0.06). As a result of its design, this study is subject to clear quality flaws as a result of lack of randomisation and blinding. In addition, functional measures were taken only at 12 months; therefore, no estimate of functional change or of functional similarity in intervention and control groups could be made at baseline. A subsequent cost‐effectiveness analysis (Andelic 2014) used a decision tree model to compare hospitalisation costs, health effects and incremental cost‐effectiveness ratios of a continuous chain versus a broken chain of rehabilitation. Across five years, the continuous chain of rehabilitation resulted in lower costs and better health effects. By replacing the broken chain with the continuous chain, Norwegian Krone 37.000 could be saved and 4.06 DRS points gained. (The study report gives an exchange rate of USD 1 = NOK 6.09, so approximately $6,000 in US dollars in 2012 could be saved.)

  • Bai 2012 reported a single‐blinded randomised controlled trial involving individuals with moderate to severe intracerebral haemorrhage (n = 345 completing participants). Participants were randomly assigned to an ‘early rehabilitation’ group (n = 181) or to a control group receiving standard ward care (n = 183). Participants in the early rehabilitation group received a six‐month programme of rehabilitation in three stages, beginning in the Emergency or Neurology Department during the first month after admission, and continuing into the community. Individuals in the control group received only routine medical care. The intervention group showed significantly higher Fugl‐Meyer Assessment (FMA) and Modified Barthel Index (MBI) scores than were reported in controls at one, three and six months post stroke (all P values < 0.05). Study authors concluded that early rehabilitation can improve functional recovery among individuals with intracerebral haemorrhage. The quality of the paper is limited by the fact that very little information is provided on the processes of randomisation, treatment allocation and blinding. Moreover, no explanation is provided as to why the paper was published eight years after data were collected.

In spite of clear limitations in the quality of these two studies, taken together they provide ‘limited evidence’ to support commencing comprehensive rehabilitation acutely in patients with moderate to severe injury.

Therapeutic milieu‐based rehabilitation

Two trials investigated use of a ‘therapeutic milieu’ model of rehabilitation (see Table 10). On the basis of models described by Ben‐Yishay 1990 and Prigatano 1994, this approach comprises intensive holistic neuropsychological rehabilitation delivered as a largely group‐based intervention in a residential setting.

Open in table viewer
Table 10. Results from the two studies addressing the therapeutic environment as a model of rehabilitation

Cicerone 2008

Participant

and group

comparisons

Mixed severity traumatic brain injury; mean age 36.6 y

Intervention: intensive cognitive rehabilitation provided in a therapeutic environment (n = 34) with a focus on group work

Control: standard neurorehabilitation; mostly individual, discipline‐specific therapy (n = 34)

Primary

outcomes

Community integration: Community Integration Questionnaire (CIQ)

Life satisfaction: Perceived Quality of Life Scale (PQOL)

Secondary

outcomes

Neuropsychological functioning

Perceived self‐efficacy

Vocational outcome: Vocational Integration Scale (VIS)

Assessment

points

2 wk before treatment, 2 wk post treatment and 6 mo follow‐up

Summary of

results

Treatment arm showed significantly improved community integration and quality of life scores ‐ not seen in control arm

Self efficacy was significantly improved in the treatment arm – another improvement not seen in the control arm

Additionally, treatment group had a significantly higher rate of employment compared with control group

Standard neurorehabilitation

Outcome

measures

Pre‐Tx

Post‐Tx

Follow‐up

P value

CIQ

12.1

11.7

12.9

> 0.05

PQOL

61.2

62.2

59.6

> 0.05

Authors'

conclusions

This trial demonstrates that an intensive cognitive rehabilitation programme can produce significantly better outcomes when compared with standard neurorehabilitation

Salazar

2000

Participant and

group comparisons

Active duty military personnel with moderate to severe TBI; mean age 25 y

Intervention: 8‐week intensive in‐patient cognitive‐behavioural programme (n = 67)

Control: limited home programme of weekly telephone support from psychiatric nurse (educational material, counselling and suggested home exercises) (n = 53)

Primary

outcomes

Work status: return to work

return to fitness for military duty

Assessment

points

1 y

Summary

of results

No overall differences in outcomes between groups

Post hoc analysis demonstrated significant group interaction (in favour of the intervention group) for ‘fitness for military duty’ at 1 y for members of the more severe subgroup, who were unconscious for >1 h

Vocational

status

at 1 y

Intervention

% achieved

Control

% achieved

Difference

P value

(Fisher's exact)

Return to work

90%

94%

4% (‐5,14)

N/S

Fit for military duty

73%

66%

7% (‐10.24)

N/S

Post hoc analysis of subgroup unconscious for > 1 h (n = 75)

(n = 35)

(n = 40)

Difference

P value

Fit for military duty

80%

58%

22%

0.05

Authors' conclusions

Overall benefit of in‐patient cognitive rehabilitation programme similar to that of limited home rehabilitation, although institutional therapy may be beneficial for selected patients with more severe TBI

  • Cicerone 2008 reported a high‐quality, single‐blinded RCT for patients with TBI of mixed severity (n = 62 completing participants). Participants were randomly assigned to receive intensive cognitive rehabilitation (treatment arm n = 34) or standard neurorehabilitation (control arm n = 34). Approximately 15 hours per week of both interventions was delivered at the same centre, but treatment orientation and programme structure varied. The cognitive group received ‘intensive neurospsychological’ rehabilitation based on the milieu model, with more group‐based interventions provided in a therapeutic environment. The standard rehabilitation group consisted primarily of individual discipline‐specific out‐patient interventions. Study authors hypothesised that the intensive neuropsychological programme would result in greater improvement in community integration, productivity and life satisfaction than was provided by the standard programme. Participants in the treatment arm of this trial showed a statistically significant improvement on both the Community Integration Questionnaire (CIQ) and the Perceived Quality of Life Scale (PQOL) between pre‐treatment and post‐treatment assessment, and improvements were maintained at six‐month follow‐up compared with no significant change in the control arm. With respect to secondary outcomes, both treatment and control arms improved significantly on neuropsychological testing. Self efficacy was significantly improved in the treatment arm immediately post treatment, and improvement was maintained at follow‐up, whereas the control arm demonstrated no significant change.

  • Salazar 2000 compared an eight‐week intensive in‐patient cognitive rehabilitation programme modelled on the milieu‐based approach versus a home‐based programme of weekly telephone contact providing counselling and advice from a psychiatric nurse for active military personnel with moderate to severe TBI. Although main results showed no significant differences between groups overall, post hoc analysis of participants in the more severe subgroup (i.e. those who were unconscious > 1 hour at the time of injury; n = 75) showed that individuals in the intervention group were more likely than controls to be 'fit for military duty' at one year (80% in intervention group vs 58% in control group; P value = 0.05). As the trial pre‐dated the requirement for pre‐registration, it is not known whether this sub‐group analysis was pre‐planned. However, brain injury severity is an anticipated confounding factor for rehabilitation outcome, and the findings resonate with other studies (e.g. Wade 1997 and Wade 1998) suggesting that it is the more severely injured patients who have most to gain from organised rehabilitation programmes.

In summary, from the van Tulder 2003 synthesis, these two high‐quality studies have provided reasonably ‘strong evidence’ that a milieu‐based approach to in‐patient rehabilitation is effective for individuals with moderate to severe ABI.

Discussion

available in

This review suggests that multi‐disciplinary rehabilitation by expert neurological rehabilitation services improves outcomes after acute brain injury (ABI) in adults of working age, and that greater intensity is likely to lead to faster and possibly improved recovery. It also suggests that people with relatively minor traumatic brain injury (TBI) who are not admitted to hospital, or who do not have a period of post‐traumatic amnesia lasting longer than 30 minutes, will recover without routine specialist follow‐up and rehabilitation.

New findings have emerged from this update.

  • Evidence from two high‐quality randomised controlled trials (RCTs) shows that in moderate to severe ABI, milieu‐based residential programmes (whereby patients undergo neuropsychological rehabilitation in a therapeutic environment with a peer group of individuals facing similar challenges) can be more effective than lower‐level individual interventions.

  • Limited evidence indicates that beginning rehabilitation earlier after injury, while patients are still in emergency or acute care settings, can lead to improved outcomes for people with moderate to severe ABI.

This review highlights the need for further research to confirm the general conclusion, to investigate cost‐effectiveness and to identify which components of the rehabilitation package are of particular importance.

Context

This review needs to be set in the context of other studies and reviews investigating specialist (neurological) rehabilitation. Several other Cochrane reviews have presented similar conclusions concerning other rehabilitation programmes for stroke (Stroke Unit Trialists Collaboration 2007) after hip or knee joint replacement (Khan 2008) for people with multiple sclerosis (Khan 2007) and for people with chronic obstructive pulmonary disease (Lacasse 2006). 

Therefore, it is no surprise that this review suggests that rehabilitation is an effective intervention.

However, it must be stressed that these studies have primarily investigated the process of rehabilitation ‐ not any specific intervention (therapy or treatment) or group of interventions. Investigators have shown that being involved in a service that encompasses a multi‐disciplinary team of people with expertise in neurological rehabilitation and that focuses on reducing disability and increasing social participation through a problem‐solving process generally improves patient outcomes.

Evidence from stroke rehabilitation, used to formulate the relevant recommendation (3.2.1B) in the third edition of the UK National Clinical Guideline for Stroke (Royal College of Physicians 2008), suggest that key features of a successful specialist rehabilitation service include the following.

  • Multi‐disciplinary team.

  • All team members with relevant expertise.

  • Educational programmes for staff, patients and relatives.

  • Specific geographic base or location.

  • Agreed upon protocols based on evidence to manage common problems, when possible.

Limitations of this review

This review took an inclusive approach to a broad area of clinical practice and a wide‐ranging group of conditions under the collective banner of 'acquired brain injury'. This approach posed challenges for assessment and assimilation of available evidence.

First, the quality of included studies may have been too low to allow useful conclusions on their own. However, the presented synthesis using a 'best evidence' approach, which includes a measure of methodological quality, has facilitated a helpful comparison of various available studies. It also has allowed open acknowledgement of the limited evidence provided by these poorer studies, which nevertheless is the best currently available (or indeed likely to become available in some areas) for the reasons discussed below.

Second, a more piecemeal approach, undertaking many separate reviews of the various models of practice, might have been easier to interpret and analyse. However, patients rarely present with a single problem, and studies on single solutions are not necessarily useful or useable. They have their own weaknesses in recruiting very selected patients or in including many other variables that may affect outcomes. Thus, although some countries do plan or organise service provision around specific programmes of rehabilitation for specific diagnostic groups, a broader needs‐led approach to service provision for patient groups that are more mixed is probably more appropriate, and this is what we have evaluated. The stroke unit studies are the strongest example of research focused on a broad approach, not a piecemeal approach, and these researchers have been both clear in their outcomes and influential in the field.

Third, to hold the review to a manageable size, we carefully restricted considered studies to those falling within the scope of the protocol. Studies that investigated the process of rehabilitation within a single profession or in older people are not included. Within this update, we excluded Vanderploeg 2008 after much deliberation. This study from the US Defense and Veterans Brain Injury Center Study Group (the same group as Salazar 2000) is a well‐conducted, high‐quality study comparing two approaches to rehabilitation ‐ a ‘cognitive‐didactic’ approach and a ‘functional‐experiential’ approach ‐ within a shared environment. Although investigators showed no statistically significant differences between the two approaches, they highlighted the importance of further investigation into different approaches to multi‐disciplinary rehabilitation, which is beyond the scope of this review.

Last, we have focused on acute‐onset conditions, but the process of rehabilitation and the types of problems faced by people with other types of diseases are similar. We note with interest findings of the waitlist controlled trial by Khan 2014 for brain cancer survivors, which demonstrated that multi‐disciplinary rehabilitation can improve function, with gains maintained up to six months. Participants were allocated to treatment or control groups on the basis of need, for reasons that are entirely understandable in this population. However, this study did not meet the inclusion criteria for this review, as the requirement for 'a large element of chance' in the treatment allocation was not met.

We chose to limit the scope of this review, in part to fill a gap in the broader set of rehabilitation reviews, and in part because service commissioners (purchasers) perceive adults with acquired brain injury as a specific population needing a specific set of evidence. Other Cochrane reviews have focused on multi‐disciplinary rehabilitation for conditions such as multiple sclerosis (Khan 2007), motor neuron disease (Ng 2009) and Guillain‐Barré syndrome (Khan 2010).

In summary, we believe that these limitations should be set in the context of the whole body of research into specialist rehabilitation, and that they do not detract from our conclusions.

Implications

Direct findings of this review have some implications for service commissioning and provision, largely supporting development and use of specialist neurological rehabilitation services for people of working age with residual problems soon after acute‐onset brain injury, however acquired.

The other main lessons to be learned relate to the nature of rehabilitation and ways that research into rehabilitation is undertaken.

Randomised controlled trials are the primary means by which treatment efficacy is demonstrated, mainly because of their ability to control for unknown confounding factors, many of which are found in rehabilitation. They are well suited to single, easily identified interventions, such as specific drugs or procedures.

However, rehabilitation is a complex intervention that has many inter‐related and interdependent components. Changes that occur during rehabilitation must be evaluated against a backdrop of spontaneous recovery, but the relationships targeted may well be non‐linear and unpredictable on an individual basis. This has been recognised with increasing frequency in many other areas of healthcare research.

In the context of research into both the rehabilitation process and more specific rehabilitation interventions (treatments), this review has highlighted a number of challenges.

  • Patient numbers are relatively small.

  • Heterogeneity is marked among relevant clinical characteristics, interventions, settings and outcomes.

  • Resources required to randomly assign whole systems of care to different treatment groups are far greater than those required to deliver specific medications or procedures.

  • The length of time over which rehabilitation may have its effects (always many months and usually several years) is usually longer than any funded research project.

In addition, the expanding body of evidence for effectiveness of multi‐disciplinary rehabilitation in other conditions (particularly stroke) makes it increasingly difficult (both ethically and practically), to randomly assign study participants to non‐specialist rehabilitation, as clinical equipoise cannot be argued.

That said, the reality is that specialist neurological rehabilitation services are not available to many patients, even in rich countries (such as UK and USA), so in theory it should still be possible to undertake randomised studies comparing rehabilitation by a specialist multi‐disciplinary neurological rehabilitation team versus non‐specialist, un‐co‐ordinated piecemeal rehabilitation, which is currently received by many people. In addition, designs such as cluster‐randomised trials (in which an entire service may be randomly assigned, as opposed to individual participants) may help to address some of the challenges, even though they bring their own challenges in terms of complexity of design and analysis, and require larger numbers to produce the requisite statistical power.

We therefore recommend that such studies should be undertaken when possible to acquire a body of evidence equivalent to that acquired for stroke units ‐ provided the various practical and logistical barriers can be overcome.

The studies identified in this review provide some useful insights into practical problems associated with research in this area that will need to be addressed in future studies.

Recruitment and retention of participants

When fully informed consent is obtained before engagement, as it should be, recruitment and retention can be problematic, especially for the control arm. For example, Werner 1996 started out as a weighted randomised study. Once recruited, however, many control group members demonstrated reluctance to attend for evaluations and expressed disappointment at not having been selected for treatment. After more than half of the control group defaulted from follow‐up, trialists were forced to recruit an additional five controls in a non‐randomised fashion.

Differences between centres

In view of the small number of patients available at any one centre, multi‐centre studies are required. However, the additional heterogeneity introduced may outweigh the benefits of increased numbers for analysis. This problem was well illustrated in the study by Shiel 2001, in which two centres, chosen initially for their similarity of service, turned out to have critical differences in staffing levels and, therefore, in the intensity of rehabilitation offered as routine. This led to disparate lengths of stay that were sufficient to confound this critical outcome in statistical analysis.

Time scale and interpretation

Benefits of neurological rehabilitation typically accrue over several years, rather than over weeks or months. RCTs are typically conducted over a much shorter time. Definitive RCTs in this area should be funded to include follow‐up over three to five years. This is rarely possible under existing funding programmes for RCTs.

Outcome measurement

Common (shared) measures are a necessary prerequisite for assimilation of data. Several global outcome assessments, such as the Barthel Activities of Daily Living (ADL) Index and the Functional Independence Measure (FIM), have been developed with the aim of creating comparable datasets, and they are widely used. Unfortunately, these measures pose further problems.

  • Homogeneity: The measures themselves may be less homogeneous than was previously supposed. Analysis indicates that even the most consistently applied instruments behave differently in different cultures and settings (Tennant 2002), and several different versions of the Barthel Index are currently used (Turner‐Stokes 1997).

  • Sensitivity to targeted changes: Rehabilitation is increasingly targeted towards specific goals set for the individual and for the family. These global instruments address a range of dimensions, many of which are not likely to change in response to such targeted efforts. Overall scores therefore are unlikely to reflect the true benefits of the intervention. Powell 2002 attempted to overcome this problem by recording only dimensions that demonstrated maximal gain (maximum gain index). This enhanced statistical differences between treatment and control arms but might be considered to represent excessive manipulation of the data, especially as these selected dimensions were not identified as target areas before treatment was begun.

  • Interpretation: Semlyen 1998 illustrates a dilemma for data interpretation. Participants who received multi‐disciplinary rehabilitation were more disabled at the outset but by 12 months achieved the same level of function (Barthel Index) as those in other rehabilitation groups. This fact may be interpreted as showing an inverse bias for the treatment arm, which therefore demonstrated significantly greater gains during rehabilitation despite the lower starting point. Alternatively, it may be argued that this lower starting point offers a statistical advantage in providing greater opportunity for change on a scale with recognised ceiling effects.

  • Ceiling effects: Possible ceiling effects of the FIM, which is commonly used as an outcome measure for brain injury rehabilitation, were seen in Zhu 2007. The same percentages of control and treatment group participants eventually reached maximum FIM score by one year post injury. However, the treatment group achieved high scores more quickly with significant differences detectable at three months. It is not possible to determine whether earlier return to full independence allowed patients to extend their horizons beyond basic activities of daily living, as the study did not record measures of extended activities of daily living, nor of participation.

Studies included within this review have used a wide variety of measures to explore psychosocial function (e.g. the Community Integration Questionnaire (CIQ), the Perceived Quality of Life Scale (PQOL), the Canadian Occupational Performance Measure (COPM), the Brain Injury Community Rehabilitation Outcome scales (BICRO‐39)). Absence of consensus over which measures to use, however, prohibits analysis of pooled data.

These limitations in outcome measurement also underline the need to collect more person‐centred measures, such as goal attainment scaling, to record whether the rehabilitation programme achieved intended goals for that individual, and to highlight the need for further development of standardised measures that record gains at various levels of impairment, activity and participation. In addition, given the diversity of actual needs for rehabilitation, outcomes should be interpreted in the light of both needs for rehabilitation and the extent to which these needs have been met. In the decade or so over which this review has been active, more sophisticated mechanisms have been introduced to capture needs, inputs and outcomes (Turner‐Stokes 2012), as well as unmet needs (Turner‐Stokes 2013). These and other developments should enhance the opportunity for evaluation of case mix‐adjusted outcomes of rehabilitation in the future, to guide interpretation of study findings.

As in other complex areas of medical practice, it may be necessary to develop the evidence base for effective management through triangulation of a range of different research methods. In this review, we have included controlled studies, provided they met the pre‐determined criteria. It is accepted that these research designs are open to a certain level of bias. However, given the problems noted above, review authors accepted that in the real‐life context of clinical practice, this level of 'randomness' may be the best that can be achieved in the context of severe brain injury. In the future, these experimental designs will need to be considered alongside practice‐based evidence (Horn 2007) gathered from large systematic, longitudinal cohort studies conducted in the context of routine clinical practice to address questions that cannot be answered by RCTs, such as which treatments work best for which patients over the long term, and which models of service represent value for money in the context of life‐long care (Turner‐Stokes 2008).

Study flow diagram. The numbers for identification, screening and eligibility are from updated searches in 2013, 2014 and 2015.
Figures and Tables -
Figure 1

Study flow diagram. The numbers for identification, screening and eligibility are from updated searches in 2013, 2014 and 2015.

Risk of bias graph: review authors' judgements about each risk of bias item presented as percentages across all included studies. Nineteen studies are included in this review.
Figures and Tables -
Figure 2

Risk of bias graph: review authors' judgements about each risk of bias item presented as percentages across all included studies. Nineteen studies are included in this review.

Risk of bias summary: review authors' judgements about each risk of bias item for each included study.
Figures and Tables -
Figure 3

Risk of bias summary: review authors' judgements about each risk of bias item for each included study.

Table 1. Scoring criteria based on the method of van Tulder (1997)

Criterion

Score positive if:

Eligibility criteria specified

A list of inclusion/exclusion criteria was explicitly stated.

Method of randomisation

A random (unpredictable) assignment sequence was used.

Treatment allocation concealment

Assignment was concealed from investigators. Assignment was generated by an independent person not responsible for determining the eligibility of patients. This person has no information about individuals included in the trial and has no influence on the assignment sequence nor on the decision about eligibility of patients.

Similarity of baseline characteristics

Study groups were comparable at baseline for important prognostic parameters. To receive a 'yes', groups had to be similar at baseline regarding demographic factors, duration and severity of complaints, percentage of patients with neurological symptoms and value of main outcome measure(s).

Treatment and control interventions specifically described

Details are given of the programme, including disciplines involved and treatment duration.

Care provider blinded to the intervention

Treating team is blinded regarding the intervention (NB: rarely possible in this context).

Co‐interventions avoided or equal

Co‐interventions should be avoided in the trial design or similar between index and control.

Compliance

Compliance was measured and satisfactory in all study groups.

Participant blinded to the intervention

Participant was blinded regarding the intervention (NB: rarely possible in this context if consent procedures are properly applied).

Outcome assessor blinded to the intervention

Outcome assessor was blinded regarding treatment allocation, and standardised assessment measures were used to structure the interviews. Scored negative if only self reported (questionnaire) outcomes were used and no observer outcomes were provided.

Outcome measures relevant

Outcome measures reflected disability (activity) or participation as relevant to the intervention.

Adverse effects described

Any adverse effects of the intervention are described.

Withdrawal rate described and acceptable

Number of participants included in the study who did not complete the observation period or were not included in the analysis must be described and reasons given. If percentage of withdrawals and dropouts does not exceed 20% for immediate‐ and short‐term follow‐up or 30% for intermediate‐ and long‐term follow‐up, and does not lead to substantial bias, 'yes' is scored.

Short‐term outcome measurement

Outcomes were measured at the end of treatment (e.g. admission to discharge) or within 6 months of the end of treatment.

Long‐term outcome measurement

Outcomes were measured at 1 year or longer.

Timing of outcome assessment in both groups comparable

Timing of outcome assessment should be identical for all intervention groups and for all important outcome assessments.

Sample size described for each group

Number of participants was stated for each group.

Intention‐to‐treat analysis

All randomly assigned participants were included in the analysis (minus missing values), irrespective of non‐compliance and co‐interventions. If loss to follow‐up was substantial (≥ 20%), an intention‐to‐treat analysis as well as an alternative analysis that accounts for missing values (e.g. a worst‐case analysis) should have been performed.

Point estimates and measures of variability

A mean or median figure was given for each important outcome parameter, together with a measure of variability such as standard deviation, standard error of the mean or 95% confidence intervals.

Figures and Tables -
Table 1. Scoring criteria based on the method of van Tulder (1997)
Table 2. Methodological quality as assessed by the van Tulder method

Category of evidence

Criteria

Strong evidence

Consistent statistically significant findings in outcome measures in ≥ 2 high‐quality RCTs.

Moderate evidence

Consistent statistically significant findings in outcome measures in ≥ 1 high‐quality RCT and ≥ 1 controlled study.

Limited evidence

Consistent statistically significant findings in outcome measures in ≥ 1 high‐quality RCT, or
Consistent statistically significant findings in outcome measures in ≥ 2 controlled studies.

Indicative findings

Consistent statistically significant findings in process or outcome measures in ≥ 1 controlled studies.

No evidence

Conflicting results between trials or in cases of insufficient data.

Figures and Tables -
Table 2. Methodological quality as assessed by the van Tulder method
Table 3. Methodological quality as assessed by the van Tulder method

Study ID

Internal validity

Descriptive criteria

Statistical criteria

Total score

Positive criteria

Kwakkel 1999

8

5

2

15

a,bi,bii,c,d,f,g,j,l,mi,mii,n,o,p,q.

Wade 1997

8

4

2

14

a,bi,bii,c,d,f,g,i,j,l,mi,n,o,q.

Wade 1998

8

4

2

14

a,bi,bii,c,d,f,g,i,j,l,mi,n,o,q.

Powell 2002

8

4

2

14

a,bi,bii,c,d,f,g,i,j,l,mii,n,o,q.

Cicerone 2008

8

4

2

14

a,bi,bii,c,d,g,i,j,l,mi,n,o,p,q

Smith 1982

7

5

2

14

a,bi,c,d,f,g,i,j,l,mi,mii,n,o.

Salazar 2000

7

5

2

14

a,bi,c,d,f,g,j,l,mi,mii,n,o,p,q.

Paniak 1998

6

5

2

13

a,c,d,f,g,j,l,mi,mii,n,o,p,q.

Slade 2002

7

3

2

12

a,bi,bii,c,d,f,g,j,l,mi,o,p,q

Shiel 2001

7

3

2

12

a,bi,d,g,h,i,j,l,mi,o,q.

Zhu 2007

6

4

2

12

a.bi,bii,c,d,i,j,l,mi,mii,n,o,p,q

Elgmark 2007

6

4

2

12

a,bi,bii,c,d,i,j,l,mii,n,o,p,q

Bowen 2001

4

4

2

10

a,c,d,f,j,l,mi,n,o,p,q.

Bjorkdahl 2006

5

3

2

10

d,i,j,l,mi,mii,n,o,p,q

Bai 2012

5

3

1

9

a,c,g,i,j,l,mi,n,o

Werner 1996

4

4

1

9

a,bi,d,i,j,mi,mii,n,o.

Semlyen 1998

4

4

1

9

a,d,f,g,j,l,mi,mii,n,o.

Andelic 2012

4

4

1

9

a,c,d,g,j,l,mii,n,o

Ozdemir 2001

3

4

2

9

a,c,d,f,g,j,mi,o,q.

Figures and Tables -
Table 3. Methodological quality as assessed by the van Tulder method
Table 4. Results from the four studies predominantly addressing the milder ambulatory group

Paniak 1998 and 2000

Participant and group comparisons

Patients with TBI admitted to hospital (all severities); mean age 33 y

Intervention: ‘treatment as needed’ (TAN) (n = 58)

Control: single session (SS) of education and advice (n = 53)

Primary outcomes

Impairment: Problem Checklist (PCL)

Participation: Community Integration Questionnaire (CIQ)

Health status: Short‐Form 36 (SF‐36)

Work status: socio‐economic status (SES)

Assessment points

3 to 4 months (n = 111) and 1 year (n = 105)

Summary of results

Participation (CIQ) did not change significantly for either group

Impairment (PCL) and health status (SF‐36): Repeated measures MANOVA showed significant effects for time in both groups, which were maintained at 1 year

Results showed no significant group interaction or time by group for any of the primary outcomes at either time point

Vocational status

(SES)

Intervention

Mean (SD)

Control

Mean (SD)

Difference in mean

P value

(MANOVA)

Pre‐injury

37.2 (18.7)

34.3 (18.5)

2.9

N/S

Baseline

26.9 (20.7)

23.2 (19.9)

0.8

N/S

3 to 4 mo

32.5 (20.2)

32.8 (19.7)

0.3

N/S

1 y

34.8 (19.7)

36.7 (21.0)

1.9

N/S

Authors' conclusions

 

Interventions appear to be equally effective

Salazar 2000

Participant and group comparisons

Active duty military personnel with moderate to severe TBI; mean age 25 y

Intervention: 8‐week intensive in‐patient cognitive‐behavioural programme (n = 67)

Control: limited home programme of weekly telephone support from psychiatric nurse (educational material, counselling and suggested home exercises) (n = 53)

Primary outcomes

Work status: return to work

                       return to fitness for military duty

Assessment points

1 year

Summary of results

No overall differences in outcomes between groups

Post hoc analysis demonstrated significant group interaction (in favour of the intervention group) for ‘fitness for military duty’ at 1 year for the more severe subgroup, who were unconscious for > 1 h

Vocational status at

1 y

Intervention

% achieved

Control

% achieved

Difference

P value

(Fisher's exact)

Return to work

90%

94%

4% (‐5.14)

N/S

Fit for military duty

73%

66%

7% (‐10.24)

N/S

Post hoc analysis of subgroup unconscious for > 1 h (n = 75)

 

(n = 35)

(n = 40)

Difference

P value

Fit for military duty

80%

58%

22%

0.05

Authors' conclusions

Overall benefit of in‐patient cognitive rehabilitation programme similar to that of limited home rehabilitation, although institutional therapy may be beneficial for selected patients with severe TBI

Wade

1997

Participant and group comparisons

All patients presenting to Accident and Emergency following TBI; age 16 to 65 y

Intervention: telephone follow‐up at 7 to 10 days with advice and referral as required (n = 252)

Control: no specific intervention (standard services only) (n = 226)

(NB: Despite major efforts to trace and contact patients, follow‐up interview at 6 months could be achieved in only 478 of 1156 (41%) participants randomly assigned)

Primary outcomes

Social disability: Rivermead Head Injury Follow‐Up Questionnaire (RFUQ)

Symptoms: Rivermead Post‐concussion Symptoms Questionnaire (RPQ)

Assessment points

6 months

Summary of results

No overall differences between intervention and control groups

Post hoc analysis revealed significant group interaction (in favour of the active intervention group) with respect to social disability in a subgroup of individuals with more severe injury (>1 h PTA)

Health status

at 6 mo

Intervention

Mean  (SD)

Control

Mean (SD)

P value

(Mann‐Whitney)

RFUQ

3.6 (6.0)

3.3 (6.3)

N/S

RPQ

7.7 (10.9)

6.8 (10.0)

N/S

Post hoc analysis of subgroup with PTA  > 1 h (n = 121)

(n = 71)

(n = 53)

RFUQ

0.85 (0.89)

1.17 (1.07)

0.003

RPQ

2.03 (0.85)

2.21 (0.89)

N/S

Authors' conclusions

Routine follow‐up does not appear to be necessary for all patients presenting with head injury, but a subgroup of patients with more severe TBI may benefit from such intervention

Wade

1998

Participant and group comparisons

All patients admitted to hospital following TBI (i.e. a more severe group than the total group reported in Wade 1997); age 16 to 65 y

Intervention: telephone follow‐up at 7 to 10 days with advice and referral as required (n = 132)

Control: no specific intervention (standard services only) (n = 86)

(NB: follow‐up data obtained in 218 (69%) of 314 participants randomly assigned)

Primary outcomes

Social disability: Rivermead Head Injury Follow‐Up Questionnaire (RFUQ)

Symptoms: Rivermead Post‐concussion Symptoms Questionnaire (RPQ)

Assessment points

6 months

Summary of results

Significant group interaction (in favour of the active intervention group) with respect to social disability and post‐concussion symptoms. Subgroup analysis demonstrated that the main benefit appeared in the group with PTA < 7 days

Health status

at 6 mo

Intervention

Mean  (SD)

Control

Mean (SD)

P value

(Mann‐Whitney U test)

RFUQ

5.36 (7.81)

8.23 (8.75)

0.01

RPQ

9.8 (11.7)

13.9 (13.6)

0.02

Authors’ conclusions

Early intervention by a specialist service significantly reduced social morbidity and severity of post‐concussion symptoms 6 months after head injury, in the group of patients who required admission to hospital. Possibly most beneficial for the moderate to severe group, some of whom may not present without pro‐active intervention

Elgmark 2007

Participant and group comparisons

All patients aged 16 to 60 with mild traumatic brain injury according to American Congress of Rehabilitation medicine criteria

Intervention: follow‐up at 2 to 8 weeks by telephone or letter with advice and referral as required (n = 264 ‐ 96 received intervention; 150 declined); 18 lost to follow‐up

Control: no specific intervention (regular care) (n = 131); 22 lost to follow‐up

246 treatment and 109 control included in intention‐to‐treat analysis

Primary outcomes

Symptoms: change in post‐concussion symptoms ‐ Swedish Post‐concussion Symptoms Questionnaire (PCSQ)

Social disability: Community Integration Questionnaire (CIQ), Life Satisfaction Questionnaire, Short‐Form Health Survey (SF‐36)

Assessment points

1 y post injury

Summary of results

No statistically significant differences were found between intervention and control groups. Participants who experienced few PCS 2 to 8 weeks post injury declined rehabilitation and returned to work. Those who suffered several PCS and accepted rehabilitation did not recover after 1 y

Health status

at 6 mo

Intervention

Mean (SD)

Control

Mean (SD)

Significance

 

Total PCSQ

5.2 (5.3)

4.4 (5.3)

N/S

CIQ

20.3 (4.0)

19.8 (4.0)

0.02

Authors’ conclusions

In this particular study of MTBI, active rehabilitation did not change outcomes to a significant degree. Additional studies should focus on patients who remain symptomatic during the first 1 to 3 months and should test various types of interventions

PTA = post‐traumatic amnesia; TBI = traumatic brain injury.

Figures and Tables -
Table 4. Results from the four studies predominantly addressing the milder ambulatory group
Table 5. Results from the two studies addressing out‐patient rehabilitation

Smith

1981

Participant and

group comparisons

Patients suitable for out‐patient rehabilitation following discharge from hospital after acute stroke (n = 133); mean age 63 y

Intervention: out‐patient physiotherapy and occupational therapy for 6 months at 2 levels of intensity:

  • Intensive (4 whole days per week) (n = 46) or

  • Conventional (3 half‐days per week) (n = 43) vs

Control: no routine rehabilitation, health visitor encourages home exercises as learned in hospital (n = 44)

Primary outcomes

Dependency for ADL: Northwick Park ADL score

Assessment points

3 and 12 months

Summary of results

Significantly greater decrease in ADL scores in intNervention groups compared with controls at 3 months. Difference is sustained at 1 y follow‐up with greater number of control group participants

(NB: trend towards better results from intensive rehabilitation than from conventional regimen not tested statistically)

Decrease in ADL score

Intensive rehabilitation

Conventional rehabilitation

Control

P value

Mean change 0 to 3 m

3.54  (n = 41)

2.87 (n = 40)

1.50 (n = 42)

1 vs 3: P value < 0.01

1/2 vs 3: P value < 0.01

Mean change 0 to 12 m

3.50 (n = 36)

2.89 (n = 36)

0.60 (n = 35)

1 vs 3: P value < 0.05

Authors’ conclusions

Out‐patient rehabilitation following stroke appears to be effective. Decreasing intensity of rehabilitation was associated with an increase in both the proportion of participants who deteriorated and the extent to which they deteriorated

Werner 1996

Participant and

group comparisons

Patients discharged from in‐patient rehabilitation and ≥ 1 y (mean 2.9 y) after stroke (n = 49); mean age 63 y

Intervention: out‐patient physiotherapy and occupational therapy (2 hours, 4 times per week, for 3 months) (n = 33)

Control: no specific intervention (n = 16)

(NB: 28% (5/33 intervention group and 9/16 control group) did not complete follow‐up: 5 non‐randomised controls were subsequently recruited to make control numbers up to 12)

Primary outcomes

Activity: Functional Independence Measure ‐ Motor (FIM‐MM)

Limitation of participation: Sickness Impact Profile (SIP)

Depression: Beck Depression Inventory (BDI)

Assessment points

3 and 9 months

Summary of results

Significant changes in FIM and SIP at 3 months maintained at 9 months. Trend towards improved mood did not reach significance

Mean change in score

Intervention

(n = 28)

Control

(n = 12)

Difference in mean

P value

(t‐tests)

FIM‐MM (0 to 3 mo)

6.6

1.5

5.1

0.03

FIM‐MM (3 to 9 mo)

0.7

‐1.0

1.7

N/S

SIP (0 to 3 mo)

‐5.2

2.6

7.8

0.04

BDI (0 to 3 mo)

‐2.6

0.2

2.8

N/S

BDI (3 to 9 mo)

0.7

0.5

0.2

N/S

Authors’ conclusions

Significant gains can still be attained in the post‐acute stroke survivor, despite prior in‐patient rehabilitation services

ADLs = activities of daily living.

Figures and Tables -
Table 5. Results from the two studies addressing out‐patient rehabilitation
Table 6. Results from the three studies addressing community team‐based rehabilitation

Powell 2002

Participant and

group comparisons

Patients (16 to 65 y) with severe traumatic brain injury 3 mo to 20 y previously (n = 110 allocated: 94 (85%) completed follow‐up)

Intervention: inter‐disciplinary team interventions: 2 sessions per week for mean 27.3 (SD 19.1) weeks in community settings (home, work or day centres) (n = 48)

Control: written information only (n = 46)

Primary outcomes

Activity: Barthel Index (BI)

Participation: Brain Injury Community Rehabilitation Outcome (BICRO‐39)

Assessment points

Approximately 2 y (median 23 mo) (IQR 18 to 40)

Summary of results

Intervention group made significantly greater gains on both BI and BICRO scales. Median changes were small, reflecting the diversity of the population, but 40% of intervention group and only 20% of controls made a clinically significant improvement of 2+ points on ≥ 1 BICRO subscale

Change scores from baseline

Intervention

Control

P value

BI: % improving

Median (IQR) change

35.4%

0 (‐5, 5)

19.6%

0 (‐5, 4)

< 0.05

BICRO‐39: %

Median (IQR) change

80%

2.5 (‐1.7, 6.2)

70%

0.9 (‐4.1, 6.8)

< 0.05

Authors’ conclusions

Multi‐disciplinary community rehabilitation, even years after injury, can make clinically significant gains which outlive the active treatment period.

Bowen

2001

Participant and

group comparisons

Carers of young adult (16 to 65 y) TBI survivors with hospital stay ≥ 3 days (n = 96)

Intervention: active intervention from Head Injury Neurorehabilitation Team (HINT)

  • Early intervention ‐ whilst still in hospital (n = 41)

  • Late intervention ‐ after discharge from hospital (n = 28)

Control: no specific intervention ‐ existing services only (n = 27)

(NB: 20/96 (21%) received service other than that allocated ‐ only 56% allocated to early intervention actually received it)

Primary outcomes

Information received: carer perceptions of how well informed they are ‐ 7 questions

Emotional state: Wimbledon Self‐report Scale (WSS)

Assessment points

6 mo post injury

Summary of results

Analyses adjusted for potential confounding factors confirmed a clinically plausible superior outcome for both treatment groups compared with controls, but none of the results reached significance (set at P value < 0.01)

Mean change  from baseline

Early

(n = 41)

Late

(n = 28)

Control

(n = 27)

P value

(t‐tests)

% poorly informed

46%‐64%

46%‐81%

63%‐89%

N/S

WSS, median (IQR)

3 (0‐9)

2 (0‐6)

8 (1‐15)

N/S

Authors' conclusions

Hypothesis not confirmed, but absence of effect cannot be proven with these data, which may reflect type II error in view of mixing of groups. Longer‐term follow‐up data also required

Bjorkdahl 2006

Participant and

group comparisons

Stroke patients (mean age 53 y) discharged from an in‐patient rehabilitation programme

  • Intervention 1: short programme (3 wk) of home‐based rehabilitation programme, individually tailored, focussed on activities within their natural context (n = 30)

  • Control: programme of similar length in 'ordinary' day clinic rehabilitation (n = 29)

Primary outcomes

Functional assessment:  Motor and Process Skills (AMPS); secondary measures: mobility (30 m walking test); FIM, instrumental activity measure

Impairment: NIH scale

Assessment points

End of intervention (3 wk post discharge), 3 and 12 mo

Summary of results

Both groups improved significantly from discharge to 1‐y follow‐up. No significant differences between groups for any of the 4 assessments, at any time point, although trends show earlier gains in the home‐rehabilitation group. Only the day clinic group changed ‘significantly’ on the FIM, but degree of change was small (5 FIM points over 1 y). Costs of home rehabilitation programme were less than half those of the day clinic

Rasch transformed AMPS data (logits)

Home (n = 30)

Mean (SD)

Day clinic (n = 39)

Mean (SD)

Motor

Process

Motor

Process

Discharge

3 wk

3 mo

1 y

1.45

1.71

2.02

2.18

1.00

1.26

1.23

1.55

1.42

1.52

1.88

2.28

1.18

1.37

1.54

1.59

Authors’ conclusions

Both rehabilitation programmes could be recommended, but additional studies are required to define patients who may benefit specifically from home rehabilitation. Costs should be taken into consideration

Figures and Tables -
Table 6. Results from the three studies addressing community team‐based rehabilitation
Table 7. Results from the two studies addressing in‐patient rehabilitation

Semlyen 1998

Participant and

group comparisons

Consecutive patients in‐hospital with severe TBI and referred for in‐patient rehabilitation within 4 weeks of injury; age 16 to 62 y

Intervention: multi‐disciplinary specialist rehabilitation service ‐ Hunter’s Moor (HM) (n = 33)

Control: ‘Other rehabilitation’ (OR) in local non‐specialist services in district hospitals (n = 18)

Primary outcomes

Activity and independence: Barthel Index, FIM and Newcastle Independence Assessment Form (NIAF)

Care‐givers' Health: GHQ‐28

Assessment points

1, 2, 3, 6, 12 and 24 mo after injury

Summary of results

Only Z values (BI) and t‐values (FIM and NIAF) are given

HM intervention group was significantly more disabled at outset (as indicated by FIM up to 3 mo, BI up to 6 mo and NIAF up to 12 mo). By 12 mo, therefore, the HM group had caught up with the OR group in level of activity

OR group made significant gains only up to 12 wk on NIAF and FIM cognitive scales, but none on the FIM motor or BI (already at ceiling). By contrast, HM continued to make significant gains up to 24 mo, as assessed by NIAF and BI

Significant improvements in carer distress for the HM group were sustained at 2 y, whereas the OR group showed evidence of deterioration between 6 and 12 mo

No differences in length of stay between groups

Authors’ conclusions

Results support the efficiency of specialist rehabilitation services in achieving lasting gains for patients with more severe disability over similar lengths of stay

Ozedemir 2001

Participant and

group comparisons

Stroke patients referred for rehabilitation after medical stabilisation (n = 60); mean age 59.1 y (SD 5.9)

Group 1: in‐patient rehabilitation (n = 30) ‐ ≥ 2 h/d of formal therapy, 5 d/wk

Group 2: home‐based rehabilitation (n = 30) ‐ team visited home for 2 h/wk and instructed family in home exercises ‐ family provided therapy ≥ 2 h/d, 7 d/wk

Mean duration of rehabilitation 64 d in both groups

Primary outcomes

Impairment: Brunnstrom score, Ashworth (spasticity)

Activity: FIM, Mini‐Mental State Examination (MMSE)

Assessment points

Before and after rehabilitation

Summary of results

Significant group differences in favour of in‐patient group for change in Brunnstrom, FIM and MMSE scores, but no differences in spasticity

Change scores

Group 1

Mean (SD)

Group 2

Mean (SD)

P value

(t‐tests)

Ashworth UE

0.5 (1.2)

0.2 (0.5)

N/S

Ashworth LE

0.2 (1.2)

0.1 (0.3)

N/S

Brunnstrom (UE)

2.0 (1.2)

0.3 (0.6)

< 0.001

Brunnstrom (LE)

2.4 (1.2)

0.8 (0.6)

< 0.001

FIM

59.6 (14.2)

12.3 (13.4)

< 0.001

MMSE

4.8 (5.0)

2.0 (2.1)

< 0.001

Authors' conclusions

Intensive in‐patient rehabilitation provided significantly more favourable functional and cognitive outcomes than home‐based rehabilitation programme

Figures and Tables -
Table 7. Results from the two studies addressing in‐patient rehabilitation
Table 8. Results from the four studies addressing enhanced intensity of rehabilitation

Kwakkel 1999

Participant and
group comparisons

Stroke patients within 2 wk of onset (n = 101)

All groups received 15 min arm training plus 15 min leg training daily, plus 1.5 h ADL training per wk

In addition, for 30 min 5 d/wk, groups received:

Group 1: intensive arm training (n = 33)

Group 2: intensive leg training (n = 31)

Group 3 (control): inflatable splint (n = 37)

Primary outcomes

ADL ability: Barthel Index (BI)

Walking ability: functional ambulation categories (FAC)

Dexterity: Action Research Arm Test (AR Arm Test)

Assessment points

0, 6, 12, 20, 26, 38, 52 wk

Median (IQR) at 20 wk

Arm training

Leg training

Control

P value

(K‐W test)

BI

17 (14‐20)

19 (16‐20)

16 (10‐19)

 < 0.05

FAC

4 (3‐5)

4 (3‐5)

3 (1‐4)

 < 0.05

AR Arm Test

9 (0‐39)

2 (0‐56)

0 (0‐2)

 < 0.01

Authors’ conclusions

Greater intensity of leg training improves early functional recovery; whereas greater intensity of arm training improves only dexterity, providing further evidence that therapy primarily induces effects on abilities at which training is specifically aimed. Functional gains maintained up to 1 y

Zhu 2001

 

 

 

 

 

 

 

Participant and
group comparisons

Patients aged 12 to 65 y with moderate to severe TBI up to 6 mo post injury (n = 68)

Interventions: multi‐disciplinary rehabilitation at 2 intensities:

  • Intensive: 4 h/d, 5 d/wk (n = 36)

  • Conventional: 2 h/d, 5 d/wk (n = 32)

Primary outcomes

Global outcome: Glasgow Outcome Scale (GOS)

Activity (disability): FIM, Neurobehavioural Cognitive Status Examination (NCSE)

Assessment points

0, 1, 2, 3, 4, 5, 8, 10 and 12 mo

Summary of results

No statistically significant differences in FIM or NSCE between groups. However, significantly greater number of participants achieved maximal FIM and GOS scores within 3 mo, although no differences were noted at later time points and up to 1 year

Outcome
at  6 mo

Intensive (n = 36)

Conventional (n = 32)

P value

(Chi2)

% good GOS

3 mo
12 mo

38

 

14

 

Chi2 3.9, df 1, P value = 0.044

P value = 0.483

% full FIM

3 mo
12 mo

47

 

19

 

Chi2 5.8, df 1, P value = 0.015

P value = 0.242

Authors’ conclusions

Early intensive rehabilitation can improve functional outcomes of patients with TBI in the early months post injury, and hence may increase the chance of their early return to work Intensive rehabilitation in this study speeded up recovery rather than changing final outcomes

Shiel 2001

 

 

 

 

 

 

 

Participant and
group comparisons

Patients with moderate to severe TBI (age 16 to 70 y) admitted for rehabilitation (n = 51); stratified and randomly assigned on age and GCS

Intervention groups

  • Enhanced intensity: intervention by an experienced rehabilitation professional (nurse at one centre, occupational therapist at the other) (N = 24)

  • Routine: multi‐disciplinary rehab (n = 27)

(NB: study conducted across 2 centres, which had very different structures and processes, 1 offering significantly more routine therapy than the other. Participants at each centre were randomly assigned to received standard and enhanced therapy according to their practice

Primary outcomes

Activity (disability): FIM+FAM

Assessment points

Admission and discharge

Summary of results

Despite procedural differences between centres, no significant differences in FIM+FAM change scores were reported between centres. Significant differences were observed between intensive and routine intervention groups and were greatest in the domains of self care, continence, locomotion and psychosocial function. No significant difference in length of stay overall, but possibly skewed by very prolonged LOS for intervention group at 1 centre

Change scores during admission

Enhanced intensity

Median (IQR)

 

Routine

Median (IQR)

P

(Mann‐Whitney)

FIM+FAM Motor

74 (47‐95)

 

21 (2‐48)

< 0.01

FIM+FAM Cognitive

40 (14‐45)

 

12 (5‐22)

< 0.01

Authors’ conclusions

Increased intensity of rehabilitation is associated with enhanced function recovery

Slade 2001

 

 

 

 

Participant and
group comparisons

Patients with acquired brain injury (stroke, TBI or MS) aged 16 to 65 y admitted for rehabilitation (n = 131)

Interventions: multi‐disciplinary rehabilitation at 2 intensities:

  • Intensive: allocated 62.5% of total available therapy time (n = 75)

  • Control: allocated 37.5% of total available therapy time (n = 66)

(NB: Although in theory the intensive group should have received 67% more therapy than controls, in reality, they received only 30% more)

Primary outcomes

Length of stay (LOS)

ADL ability: Modified Barthel Index

Assessment points

Admission and discharge

Summary of results

No significant differences in discharge Barthel scores were reported (data not given), but this is expected, as patients are discharged at the point at which they are sufficiently independent to manage in the community. This question is then whether more intensive therapy reaches that point earlier

Mean LOS for all participants was 84.6 d. Straightforward comparison showed no significant group interactions

However, a multiple regression model was applied to take account of confounders of experimental design that could not be controlled for (impairment mix, community delays, missed treatment, etc.); this demonstrated a 14‐d reduction for the intensive group

Authors’ conclusions

Intensive rehabilitation has the potential to reduce length of stay, but concurrently, LOS in both groups was increased by 16 d as the result of external delays in discharge

Figures and Tables -
Table 8. Results from the four studies addressing enhanced intensity of rehabilitation
Table 9. Results from the two studies addressing early vs delayed rehabilitation

Andelic 2012

Participant and group comparisons

Patients with severe TBI; mean age 29.4 y

Intervention:continuous chain of rehabilitation from specialist on ITU directly into specialist subacute rehabilitation post discharge from ITU (n = 33).
Control: delayed subacute rehabilitation after a period of time waiting in a local hospital or nursing home. Some participants received no rehabilitation (n = 31)

Primary outcomes

Disability: Glasgow Outcome Scale Extended (GOSE)

Secondary outcomes

Disability: Disability Rating Score (DRS)

Employment status: return to work

Living situation: at home with or without care, or in a nursing home

Assessment points

12 months post injury (n = 61)

Summary of results

Disability (GOSE) at 12 mo significantly less in the early rehabilitation group than in the control group

Significantly higher percentage of participants in the early rehabilitation group were living at home when compared with controls

Non‐significant trend towards higher rate of return to work in the early rehabilitation group than in the control group

Non‐significant trend towards shorter overall length of stay (acute hospital and rehabilitation unit) in the early rehabilitation group

Outcomes

Intervention

Control

P value

Favourable GOSE (6‐8)

71%

37%

0.007

% living at home

81

53

0.06

Authors' conclusions

Early comprehensive rehabilitation in a continuous chain leads to better functional outcomes at 12 months post injury among patients with severe TBI

Bai 2012

Participant and group comparisons

Patients with moderate to severe intracerebral haemorrhage; mean age 61 y

Intervention: early rehabilitation commencing in the Emergency Department and continuing for 6 mo (n = 181)

Controls: standard medical care (n = 183)

Primary outcomes

Impairment: Fugl‐Meyer Assessment (FMA)

Disability: Modified Barthel Index (MBI)

Assessment points

Outcome measures administered at 1, 3 and 6 mo

Summary of results

At baseline, post hoc testing showed no significant differences between FMA and MBI scores in the 2 groups

At 1, 3 and 6 mo, intervention group had significantly higher FMA and MBI scores

Authors' conclusions

Early rehabilitation can significantly improve ADLs and motor recovery in patients with intracranial haemorrhage

Figures and Tables -
Table 9. Results from the two studies addressing early vs delayed rehabilitation
Table 10. Results from the two studies addressing the therapeutic environment as a model of rehabilitation

Cicerone 2008

Participant

and group

comparisons

Mixed severity traumatic brain injury; mean age 36.6 y

Intervention: intensive cognitive rehabilitation provided in a therapeutic environment (n = 34) with a focus on group work

Control: standard neurorehabilitation; mostly individual, discipline‐specific therapy (n = 34)

Primary

outcomes

Community integration: Community Integration Questionnaire (CIQ)

Life satisfaction: Perceived Quality of Life Scale (PQOL)

Secondary

outcomes

Neuropsychological functioning

Perceived self‐efficacy

Vocational outcome: Vocational Integration Scale (VIS)

Assessment

points

2 wk before treatment, 2 wk post treatment and 6 mo follow‐up

Summary of

results

Treatment arm showed significantly improved community integration and quality of life scores ‐ not seen in control arm

Self efficacy was significantly improved in the treatment arm – another improvement not seen in the control arm

Additionally, treatment group had a significantly higher rate of employment compared with control group

Standard neurorehabilitation

Outcome

measures

Pre‐Tx

Post‐Tx

Follow‐up

P value

CIQ

12.1

11.7

12.9

> 0.05

PQOL

61.2

62.2

59.6

> 0.05

Authors'

conclusions

This trial demonstrates that an intensive cognitive rehabilitation programme can produce significantly better outcomes when compared with standard neurorehabilitation

Salazar

2000

Participant and

group comparisons

Active duty military personnel with moderate to severe TBI; mean age 25 y

Intervention: 8‐week intensive in‐patient cognitive‐behavioural programme (n = 67)

Control: limited home programme of weekly telephone support from psychiatric nurse (educational material, counselling and suggested home exercises) (n = 53)

Primary

outcomes

Work status: return to work

return to fitness for military duty

Assessment

points

1 y

Summary

of results

No overall differences in outcomes between groups

Post hoc analysis demonstrated significant group interaction (in favour of the intervention group) for ‘fitness for military duty’ at 1 y for members of the more severe subgroup, who were unconscious for >1 h

Vocational

status

at 1 y

Intervention

% achieved

Control

% achieved

Difference

P value

(Fisher's exact)

Return to work

90%

94%

4% (‐5,14)

N/S

Fit for military duty

73%

66%

7% (‐10.24)

N/S

Post hoc analysis of subgroup unconscious for > 1 h (n = 75)

(n = 35)

(n = 40)

Difference

P value

Fit for military duty

80%

58%

22%

0.05

Authors' conclusions

Overall benefit of in‐patient cognitive rehabilitation programme similar to that of limited home rehabilitation, although institutional therapy may be beneficial for selected patients with more severe TBI

Figures and Tables -
Table 10. Results from the two studies addressing the therapeutic environment as a model of rehabilitation