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Cochrane Database of Systematic Reviews Protocol - Intervention

Antidepressants versus placebo for generalised anxiety disorder (GAD)

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Abstract

This is a protocol for a Cochrane Review (Intervention). The objectives are as follows:

To assess the effects of antidepressants in GAD in adults, specifically:

  1. to determine the efficacy of antidepressants in alleviating symptoms of GAD, in comparison to placebo;

  2. to review the acceptability of antidepressants in GAD, by investigating the adverse effects, including the general prevalence of adverse effects, compared to placebo.

Background

Description of the condition

Generalised anxiety disorder (GAD) is a common psychiatric disorder. The key symptom is disproportionate worry about many, if not most, activities and concerns of daily living (Tyrer 2006). It is associated with somatic symptoms of anxiety, such as trembling, shaking, poor co‐ordination, muscle ache, sweating, nausea, diarrhoea and an exaggerated startle response (APA 2000). Other symptoms include being easily fatigued and having difficulty concentrating. People with GAD can be irritable and have disturbed sleep (APA 2000). GAD follows a remitting pattern over decades, with periods of disability (Angst 1991; Angst 2009). It has been associated with considerable comorbidity (Wittchen 2002), decreased quality of life and significant disability (Revicki 2012).

The point prevalence of GAD has been estimated at 1.6%, the 12‐month prevalence at 3.1% and the lifetime prevalence at 5.1% in the US National Co‐morbidity Survey (Wittchen 2002). The lifetime prevalence in US adolescents in the USA was 3.0% (standard error (SE) 0.6%) for women and 1.5% (SE 0.3%) for men; among the total adolescent population 0.9% (SE 0.2%) were considered to be severely impaired due to GAD (Merikangas 2010). GAD is more common in women, in those who are from lower socioeconomic groups, or those who are widowed, separated or divorced (Grant 2005). The female to male ratio is 3:1 (Lim 2005); men are more likely to have co‐occurring substance abuse than women (odds ratio 3.40, 95% confidence interval (CI) 2.59 to 4.47) (Alegria 2010). However, these rates need to be interpreted with caution. Two‐step designs (a screening test then clinical interview) reveal different results. For example, in a survey of primary care patients, 14% of 7900 patients met the criteria using a structured screening interview (Romera 2010). However, a clinician who performed the structured clinical interview for DSM‐IV (SCID) estimated the point prevalence in primary care at 3.8% (Serrano‐Blanco 2010). A study in Finland among primary care patients found that GAD was present in 4% of people participating in the study (Kujanpää 2014).

A series of treatments have been used for treating people who have GAD. These include non‐pharmacological treatments, such as applied relaxation and cognitive therapy (Covin 2008; Hofmann 2008; Hunot 2007; Mitte 2005; Otte 2011), and pharmacological treatments including antidepressants (Schmitt 2005), azapirones (Chessick 2006), benzodiazepines, hydroxyzine (Guaiana 2010), the herb kava (Sarris 2011), pregabalin (Samuel 2011), and antipsychotics (Depping 2010; LaLonde 2011; Maher 2011). The herb valerian has been studied in clinical trials, but the results are equivocal (Miyasaka 2006). In general, cognitive therapy is seen as one of the possible treatments (Gale 2011), followed by antidepressants, particularly fluoxetine and sertraline (Baldwin 2011). In older people, psychological and pharmacological interventions have similar effect sizes (Gonçalves 2012).

Description of the intervention

Antidepressants, in particular selective serotonin reuptake inhibitors (SSRIs) and serotonin and noradrenaline reuptake inhibitors (SNRIs), are being used more frequently in people with GAD (Baldwin 2012). The main reason why antidepressants have become more frequently used is they are less likely to cause dependence (Rheinold 2011). Recent guidelines consider antidepressants, mainly SSRIs, as the first‐line treatment for GAD due to their more favourable adverse effect profile over benzodiazepines (BDZs) (Baldwin 2014; Katzman 2014). However, antidepressant use is not without problems. Side effects can occur, such as gastrointestinal side effects (nausea, diarrhoea, dry mouth), agitation and sexual side effects (Schatzberg 2015). Also, antidepressants can be associated with worsening of suicidal ideation, especially in younger people (Termorshuizen 2015).

How the intervention might work

Antidepressants work by augmenting the function of the monoamines serotonin or noradrenaline, or both. Considering the serotonergic antidepressants (SSRIs such as fluoxetine, paroxetine, sertraline and citalopram), these drugs promote the transmission of the neurotransmitter serotonin across brain synapses; most notably in the dorsal raphe nucleus (Briley 1993). They prevent reuptake of serotonin into nerve terminals by inhibiting serotonin transporters, thus allowing more to be available for neurotransmission. These modifications may remove stress‐induced brain‐derived neurotrophic factor (BDNF) inhibition, and may allow for reconstruction of the pre‐episode neural networks (Doron 2014). Clinically, this could manifest as a slow reduction in anxiety and worry. Antidepressants can also work on forebrain structures, such as medial prefrontal cortex, insula and amygdala (Graeff 2010). There is some evidence that antagonism at serotonin 5‐HT2C may reduce anxiety (Graeff 2010).

Why it is important to do this review

Antidepressants, in particular SSRIs, continue to be used to treat people who have GAD (Baldwin 2012). Guidelines indicate that antidepressants are first‐line pharmacological treatment for GAD (Baldwin 2014; Katzman 2014). Published randomised controlled trials (RCTs) have shown some evidence of efficacy. However, no systematic study on all antidepressants in GADs has been conducted recently. A recent review on pharmacological treatments in GAD was published (Baldwin 2011). It focused on published studies and examined efficacy and tolerability of all treatments in people with GAD. It concluded that fluoxetine is the first drug for response and remission, while sertraline was the first for tolerability. Overall the study authors concluded that SSRIs are the most effective drug treatment options for GAD. Another relevant meta‐analysis on antidepressants in people with GAD was published in 2005 (Schmitt 2005). The study authors concluded that antidepressants are superior to placebo in GAD, with a number needed to treat for benefit of 5.15, and are also well‐tolerated. They recommended that further studies should be conducted to determine which antidepressant should be used for which patient. More studies have been published that may refine the findings of Schmitt 2005 and help expand our knowledge base on antidepressants in GAD. An up‐to‐date review is needed to help prescribers identify the effect size of active treatment compared to placebo in GAD for short‐ and long‐term treatment, in order to be better guided in the choice of the pharmacological agent. This review is part of a series of Cochrane Reviews that assess the pharmacological and psychological treatments in people with GAD (Chessick 2006; Guaiana 2010; Gale 2012). A network meta‐analysis is also planned. This suite of Cochrane reviews will provide current and comprehensive information on pharmacological treatments of GAD.

Objectives

To assess the effects of antidepressants in GAD in adults, specifically:

  1. to determine the efficacy of antidepressants in alleviating symptoms of GAD, in comparison to placebo;

  2. to review the acceptability of antidepressants in GAD, by investigating the adverse effects, including the general prevalence of adverse effects, compared to placebo.

Methods

Criteria for considering studies for this review

Types of studies

All RCTs, including any cluster‐randomised studies. We will exclude cross‐over RCTs.

Types of participants

Adults (as defined by the study authors) of either sex, with a primary diagnosis of GAD. We will include studies that adopt any criteria to define participants suffering from GAD. More recent studies are likely to have used DSM‐IV‐TR (APA 2000), DSM‐IV (APA 1994), DSM‐5 (APA 2013) or International Classification of Diseases ICD‐10 criteria (WHO 1992). Older studies may have used ICD‐9 (WHO 1978), DSM‐III (APA 1980)/DSM‐III‐R (APA 1987) or other diagnostic systems. We will exclude participants who have a concurrent diagnosis of a medical disorder. However, we will include studies that have participants with co‐occurring psychiatric disorders if the primary diagnosis for inclusion was GAD. We will include studies from any setting.

Types of interventions

Experimental

Any trial that compares antidepressants as monotherapy with placebo in the treatment of GAD.

We will include the following antidepressants:

  • tricyclic antidepressants (TCAs): amitriptyline, amoxapine, clomipramine, desipramine, dosulepin/dothiepin, doxepin, impiramine, lofepramine, maprotiline, nortriptyline, proptriptyline, trimipramine;

  • SSRIs: fluoxetine, fluvoxamine, sertraline, citalopram, paroxetine, escitalopram;

  • monoamine oxidase inhibitors (MAOIs): phenelzine, isocarboxazide, tranylcypromine, moclobemide, brofaromine;

  • SNRIs: venlafaxine, desvenlafaxine, duloxetine, milnacipran;

  • noradrenergic and specific serotonergic antidepressants (NaSSAs): mirtazapine;

  • noradrenergic and dopaminergic reuptake inhibitors (NDRIs): bupropion;

  • noradrenergic reuptake inhibitors (NRIs): reboxetine;

  • others: agomelatine, trazodone, nefazodone, mianserin, maprotiline, non‐conventional herbal products (e.g. hypericum).

We will include studies in which irregular (i.e. not daily) use of benzodiazepines took place. We will exclude studies in which benzodiazepines were regularly administered at a constant dosage for a long time or as part of the study medication. Possible differences in co‐interventions (such as differential usage of benzodiazepines in antidepressant trials) will be noted and their influence will be examined in sensitivity analyses.

No restriction on dose, frequency, intensity or duration will be applied.

We will exclude studies that administer psychosocial therapies targeted at GAD. We will also exclude studies that have participants with mixed anxiety and depression. We will exclude studies where participants have a medical comorbidity.

Control

  • Placebo.

Types of outcome measures

Primary outcomes

  • Response rate measured as a reduction of at least 50% on the Hamilton Anxiety Scale (HAM‐A) (Hamilton 1959);

  • acceptability (number of drop outs): number of participants who dropped out during the trial as a proportion of the total number of randomised participants (total dropout rate).

Secondary outcomes

  • Response rate (defined by study authors);

  • remission as measured by:

    • the number of participants showing 17 or less on the 14‐item HAM‐A (Hamilton 1959);

    • any other similar cut‐off value on an anxiety scale, depending on the study authors' definition;

    • 'not ill or borderline mentally ill' (a score one or two) on Clinical Global Impression (CGI) ‐ severity (Guy 1976); or

    • according to authors' definition of remitters at follow‐up;

  • change in symptom levels. Group mean scores at the end of the trial or changes from baseline on:

    • Hamilton Anxiety Scale;

    • any other anxiety scale (example Covi scale); or

    • CGI ‐ severity scale (Guy 1976) (using standardised mean difference);

  • general and specific adverse effects:

    • total number of patients reporting side effects;

    • specific side effects:

      • sleepiness/drowsiness;

      • falls;

      • hypotension;

      • agitation/anxiety;

      • suicide wishes/gestures/attempts;

      • completed suicide;

      • subjective memory impairment;

  • average score/change in quality of life/satisfaction;

  • death;

  • total number of participants experiencing withdrawal symptoms;

  • drop outs due to inefficacy;

  • drop outs due to side effects.

Timing of outcome assessment

Whenever possible, we will use the end of the double‐blind period as the point of assessment. If there is a period of open‐label follow‐up, this will be discounted, including periods of withdrawal of medication (which functionally becomes single‐blind). Whenever possible we will use intention‐to‐treat analyses. We will only include data up to the end of the assessment period of the trial.

Hierarchy of outcome measures

As our first primary outcome, we will use response rate using whenever possible defined criteria, usually a 50% reduction of HAM‐A or a HAM‐A score of less than seven, or alternatively, response as defined by the study author(s). We prefer to use a more defined outcome as this would, in general, decrease bias due to varying instruments. Our other primary outcome will be drop‐out rate, as total number.

We will also include, when available, drop‐out rates as due to ineffectiveness or due to side effects.

These two groups of outcomes will reported in the 'Summary of findings' table.

Our secondary outcomes will be specific scales, particularly HAM‐A change. Other scales, when available, will be discussed, measures of functional gain and specific side effects.

Search methods for identification of studies

Electronic searches

Cochrane Common Mental Disorders register

The Cochrane Common Mental Disorders (CCMD) Group maintains a specialised register of randomised controlled trials: the CCMD‐CTR. This register contains over 39,000 reference records (reports of RCTs) for depression, anxiety and other common mental disorders. A percentage of the reference records have been tagged to 12,500 individual, PICO‐coded study records (with coding based on the EU‐Psi coding manual). Reports of RCTs for inclusion in the register are collated from (weekly), generic searches of MEDLINE, Embase and PsycINFO; quarterly searches of the Cochrane Central Register of Controlled Trials (CENTRAL); and review‐specific searches of additional databases. Reports of trials are also sourced from international trial registries, drug companies, the handsearching of key journals, conference proceedings and other (non‐Cochrane) systematic reviews and meta‐analyses. Details of CCMD's core search strategies can be found on the CCMD Group's website.

We will search the CCMD‐CTR‐studies section of the register using the following controlled vocabulary terms: Diagnosis = "generalized anxiety disorder" and Intervention = placebo*

The CCMD‐CTR‐References register will be searched using a more sensitive list of terms for GAD together with antidepressant drug terms (Appendix 1) to identify additional uncoded study reports.

We will de‐duplicate and screen records and, where necessary, retrieve full‐text articles to check for a placebo control arm.

Biomedical database searches

With the relocation of the CCMD Group to the University of York, the CCMD‐CTR is currently out‐of‐date. Therefore additional searches will also be conducted of the following databases:

  • the Cochrane Library (http://www.cochranelibrary.com/) (latest issue);

  • Ovid MEDLINE®, Ovid MEDLINE® In‐Process & Other Non‐Indexed Citations, Ovid MEDLINE® Daily and Ovid OLDMEDLINE® (1946 to date);

  • Ovid Embase (1947 to date);

  • Ovid PsycINFO (all years to date).

Full search strategies are in Appendix 2.

National and international trials registers

We will conduct complementary searches of the World Health Organization (WHO) International Clinical Trials Registry Platform (ICTRP) and ClinicalTrials.gov for unpublished or ongoing trials.

Searching other resources

Bibliographies

We will examine references and bibliographies from the text of reports of relevant trials for further RCTs not yet identified.

Personal communication

We will consult leading researchers and authors of included studies to find out if they know of any published, unpublished or ongoing RCTs in the area that are not identified by other means.

We will contact the manufacturers of agents of interest to request additional data from unpublished studies.

Data collection and analysis

Selection of studies

Two review authors will independently screen abstracts/titles of the studies identified by the literature searches. Those studies that meet the following inclusion criteria will constitute the preliminary list and we will retrieve their full texts. These inclusion criteria will be:

  • randomised trial;

  • comparing antidepressants against placebo;

  • in people with GAD, regardless of the diagnostic criteria used.

We will then assess all the full‐text articles in this preliminary list to see if they meet the inclusion criteria. If the review authors disagree, the final rating will be made by consensus with the involvement (if necessary) of a third review author. We will report non‐congruence in the selection of trials as percentage disagreement. We will group duplicate publications of the same trial as multiple references to one study. We will record this process with enough details so we can construct a PRISMA diagram.

Data extraction and management

Two review authors will independently extract data using a specially designed form. We will discuss any disagreement with a third review author, document the decisions and, where necessary, contact the study authors to help resolve the issue. When the papers are not in English, authors who are fluent in other languages will extract data, and if no member of the research team is fluent in that language, we will obtain a translation of the paper via CCMD.

Main comparisons

The main comparisons will be placebo versus the following comparators (response rate, acceptability, secondary outcomes):

  • all antidepressants (pooled);

  • tricyclic/heterocyclic antidepressants (TCAs);

  • selective serotonin reuptake inhibitors (SSRIs) (e.g. citalopram, escitalopram, fluoxetine, fluvoxamine, paroxetine, sertraline);

  • serotonin and noradrenaline reuptake inhibitors (SNRIs) (e.g. duloxetine, milnacipran, venlafaxine);

  • MAOIs (e.g. moclobemide, phenelzine, tranylcypromine);

  • bupropion.

Assessment of risk of bias in included studies

Two review authors will independently assess the risk of bias within each included study based on the following six domains as per chapter 8 of the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2011):

  • the method used to generate the allocation sequence should have been described in detail so that we can assess whether it should have produced comparable groups;

  • the method used to conceal the allocation sequence should have been described in sufficient detail so that we can assess whether intervention schedules could have been predicted in advance of, or during, recruitment;

  • we will assess whether the method by which any measures used to blind (mask) participants adequately limited the chance that any person from any group is able to ascertain which intervention a given participant might have received; this should be done separately for different types of outcomes;

  • we will assess whether the method by which any measures used to blind (mask) personnel adequately limited the chance that any person from any group is able to ascertain which intervention a given participant might have received; this should be done separately for different types of outcomes;

  • we will assess whether the method by which any measures used to blind (mask) outcome assessors adequately limited the chance that any person from any group is able to ascertain which intervention a given participant might have received; this should be done separately for different types of outcome;

  • if studies does not report intention‐to‐treat analyses, we will make attempts to obtain missing data by contacting the study authors. We will extract and report data on attrition and exclusions as well as the numbers involved (compared with total randomised), reasons for attrition/exclusion where reported or obtained from investigators, and any re‐inclusions in re‐analyses will be performed. We will report whether, in our judgement, incomplete data were dealt with adequately (see also Dealing with missing data);

  • we will attempt to assess the possibility of selective outcome reporting by investigators. We will rate these items as 'high', 'low' or 'unclear' using the methods described in Chapter eight of the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2011);

  • we will consider and report whether we believe there were any other factors that could put a study at a high risk of bias. We will perform a sensitivity analysis and will exclude any studies that are at high risk of bias.

Measures of treatment effect

We will analyse dichotomous outcomes by calculating risk ratios for each trial with the uncertainty in each result expressed using CIs. We will describe continuous outcomes using mean differences or, if more than one scale is considered to measure the same thing, using standardised mean differences.

Data on continuous outcomes are frequently skewed, the mean not being the centre of the distribution. The statistics for meta‐analysis are thought to be able to cope with some skew, but were formulated for normally distributed data. We will take appropriate care to assure that potentially skewed data did not have undue influence.

Where both change and endpoint data were available for the same outcome category we will only present endpoint data. We will contact study authors who report only change data for endpoint figures. We will report non‐normally distributed data that may adversely affect the results in a table.

Unit of analysis issues

Cluster‐randomised trials

For included studies that employed a 'cluster‐randomisation' study design (such as randomisation by clinician or practice), we will first assess whether clustering had been accounted for by the study authors, in order to reduce the possibility of a unit of analysis error (Divine 1992). Where clustering is not accounted for in primary studies, we will seek to contact first authors of studies to obtain the intraclass correlation co‐efficient (ICC) of their clustered data and to adjust for this by using accepted methods (Higgins 2011). Where clustering is adequately accounted for, we will include the data as if from a parallel‐group randomised study. Where no ICC can be obtained for cluster‐randomised studies, we will incorporate these into the analysis using an inflated variance as suggested in the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2011).

Cross‐over trials

We will exclude cross‐over trials as it was quite likely that there would be carry‐over effects from the first period of treatment after crossing to the second period of treatment.

Studies with multiple treatment groups

If a study has multiple arms and antidepressants are being used as an active control, then we will include the arms of the study as pair‐wise comparisons that would meet the criteria for inclusion.

Dealing with missing data

When there are missing data the first approach will be to contact the study authors. We will calculate missing standard deviations (SDs) from other data if possible. If these methods are not sufficient then we will consider imputation of missing data.

If within studies the study authors attempt to correct for missing data, by using multiple imputation or last observation carried forward, then we will use those in preference to the completers data, with appropriate care to determine if this made a substantial difference to results.

Assessment of heterogeneity

We will examine heterogeneity between comparable trials by visual inspection of the forest plot and by considering the I² statistic value.

Heterogeneity will be quantified as follows (Higgins 2011):

  • 0% to 40%: may not be important;

  • 30% to 60%: may represent moderate heterogeneity;

  • 50% to 90%: may represent substantial heterogeneity;

  • 75% to 100%: may represent considerable heterogeneity.

We will explore high levels of heterogeneity (where more than 50% of the variability in outcome between trials could not be explained by sampling variation) through the sensitivity analyses specified below. In addition to the I² statistic value (Higgins 2003), we will present the Chi² test for heterogeneity and its P value and consider the direction and magnitude of the treatment effects.

Assessment of reporting biases

We will produce a funnel plot (trial effect versus trial size) if more than 10 trials contributed to a meta‐analysis, in an attempt to investigate the likelihood of small sample biases. We will investigate funnel plot asymmetries (suggesting potential publication bias) (Egger 1997).

Data synthesis

We will perform statistical analysis in accordance with the guidelines for statistical analysis in the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2011). We will enter data into Review Manager 5 (RevMan 5) (RevMan 2014).

We will combine dichotomous data (e.g. response/not response) using a random‐effects model.

We will also combine continuous data using a random‐effects model. We will conduct a fixed‐effect analysis as part of a sensitivity analysis.

Subgroup analysis and investigation of heterogeneity

Subgroup analyses should be performed and interpreted with caution, because multiple analyses can lead to false positive conclusions (Oxman 1992). We will perform the following subgroup analyses, where possible, for the following a priori reasons:

  • diagnosis type: pre‐DSM‐III, DSM‐III and DSM III‐TR, DSM IV and following. This is needed as there have been considerable changes in the criteria for GAD between revisions of the DSM (Wolk 1996). We will analyse studies separately and only combine them if there was no heterogeneity;

  • treatment settings (psychiatric inpatients, psychiatric outpatients, primary care);

  • elderly participants (65 years of age or older) versus other adult participants;

  • trials allowing psychiatric comorbidity versus those excluding such participants;

  • trials lasting over 12 weeks: antidepressants can take some weeks to months to work. The longer trials may thus be able to assess the long‐term effect of antidepressants.

We will perform subgroup analyses on the primary outcomes only.

Sensitivity analysis

The following sensitivity analyses will be planned a priori. We will perform sensitivity analyses on the primary outcomes only.

  • Excluding trials with unclear or high risk of bias in random allocation, unclear or high risk of bias in blinding, or both;

  • excluding trials whose drop‐out rate is greater than 20%;

  • excluding trials for which the response rates had to be calculated based on the imputation method (Furukawa 2005), and those for which the SD or ICC had to be borrowed from other trials (Furukawa 2006);

  • application of fixed‐effect models will be considered to see if the weighting of small studies might affect the pooled result.

If subgroups within any of the subgroup or sensitivity analyses turn out to differ significantly from one another, we will perform a meta‐regression for exploratory analyses of additive or multiplicative influences of the variables in question.

'Summary of findings' table

We will use GRADEpro software to generate a 'Summary of findings' table for the primary outcomes, according to the GRADE approach (GRADEpro GDT 2015). As part of this, the three review authors will examine the 'Summary of findings' and 'Risk of bias' tables and will try reach a consensus regarding our approach.

When preparing the 'Summary of findings' table, we will include all populations and all the primary outcome variables. We will also include acceptability outcomes, such as dropouts due to inefficacy and dropouts due to side effects. We will create one 'Summary of findings' table for all antidepressants as a whole compared to placebo, and then one 'Summary of findings' table each for the main categories of antidepressants (SSRIs, SNRIs, TCAs).