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Cochrane Database of Systematic Reviews Protocol - Intervention

Surgery for obstructive sleep apnoea in adults

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Abstract

This is a protocol for a Cochrane Review (Intervention). The objectives are as follows:

To review the benefits and harms of surgery for the treatment of obstructive sleep apnoea.

Background

Description of the condition

Obstructive sleep apnoea syndrome (OSA) in adults is characterised by the repetitive reduction (hypopnoea) or cessation (apnoea) of airflow during sleep, which is caused by pharyngeal obstruction. Reasons for pharyngeal obstruction can be reduced muscle tone of the tongue and throat, and the anatomical situation, such as a nasal obstruction, macroglossia, retrognathia, small maxilla or small mandible. People with OSA often suffer from daytime sleepiness and their partners may complain about loud snoring or witness apnoeic episodes, which can have a negative effect on the relationship.

Having been overlooked for a long time, OSA has gained attention in the last decades by growing evidence of a correlation between OSA and several systemic illnesses, including cardiovascular disease, diabetes, cognitive impairment and erectile dysfunction (Arzt 2005; Burschtin 2016; Chobanian 2003; Einhorn 2007; Konermann 1999; Knutson 2007; Lal 2012; Marin 2005; Marshall 2008; Somers 2008; Yaggi 2005 ). Furthermore, it was discovered to be a risk factor for road traffic accidents.

The diagnostic strategy of OSA includes a sleep‐orientated history and physical examination as well as objective testing like polysomnography. The Apnoea‐Hypopnoea Index (AHI, the number of apnoea or hypopnoea events per hour during sleep) is an evidence‐based index, which can indicate the severity of the disease. The AHI is currently more commonly used in OSA studies than alternative indices like the Respiratory Disturbance Index (RDI = AHI + respiratory event‐related arousals) and the Oxygen Desaturation Index (ODI). According to the diagnostic criteria of the American Academy of Sleep Medicine (AASM), an AHI of between 5 and 15 indicates mild OSA, while an index value of between 15 and 30 indicates moderate OSA. Severe cases of OSA will have an AHI of above 30. Treatment is recommended for moderate OSA or mild OSA when showing typical symptoms like daytime sleepiness or loud snoring (Epstein 2009; Stuck 2015).

Epidemiologic research shows that OSA is a relatively common problem. A broad study in Wisconsin showed a prevalence between 3% and 9% in women and 10% and 17% in men, as well as an increase of 14% to 55% from 1980 to 2000 (Peppard 2013). A newer review showed that, at AHI of 5 or more, the overall population prevalence ranged from 9% to 38%. At AHI 15 or more, the prevalence in the general adult population ranged from 6% to 17%, being as high as 49% in older people (Senaratna 2016). Associated risk factors are male gender, higher age, obesity, pregnancy, retrognathia and dolichofacial pattern, hypothyroidism, nasal obstruction, smoking and evening alcohol ingestion (McNicholas 2008; Senaratna 2016; Young 2002). At the moment, there is no clear evidence for genetic predisposition, even though promising discoveries regarding TNFA rs1800629, a polymorphism of tumour necrosis factor alpha, have been made (Varvarigou 2011).

Description of the intervention

Conservative treatment options include weight loss, behavioural and lifestyle modifications, changing the person’s sleeping position, medications to relieve nasal obstruction, and oral appliance devices (Epstein 2009; Giles 2006; Lim 2006; Mason 2013; Shneerson 2001). The most commonly used and recommended treatment modality is Continuous Positive Airways Pressure (CPAP) during sleep (Epstein 2009).

In addition there is a variety of different surgical interventions to improve or cure OSA:

  1. nasal surgeries: functional rhinoplasty, septoplasty, turbinate reduction, polypectomy;

  2. oral, oropharyngeal, and nasopharyngeal surgeries: uvulopalatopharyngoplasty and variations, palatal advancement pharyngoplasty or palatal implants, tonsillectomy and/or adenoidectomy, rapid maxillary expansion;

  3. hypopharyngeal surgeries: tongue reduction, mandibular advancement, tongue advancement/stabilisation (genioglossus advancement, hyoid suspension, tongue suspension, upper airway stimulation);

  4. laryngeal surgeries (tracheotomy, epiglottoplasty);

  5. global airway surgeries: maxillomandibular advancement, multi level surgeries.

How the intervention might work

Surgery can improve air flow in people with OSA in two ways.. First, most of the nasal, jaw and pharyngeal surgeries try to remove, streamline, displace or tighten tissue in order to enlarge the upper airways and prevent collapse of the respiratory tract during sleep. Second, upper airway stimulation focuses on the nightly muscle tonus of the tongue to improve the upper airway space. Bariatric surgeries and weight loss have a similar effect by decreasing the parapharyngeal fat pads, therefore they should be investigated in a review addressing effects of weight loss.

Why it is important to do this review

Today, CPAP is considered the therapy of choice for OSA. Even though CPAP is effective to reduce AHI and daytime sleepiness, its clinical application can be compromised by poor compliance and some long‐term complications (Chai‐Coetzer 2013; Sarrell 2013). Long‐term complications include dermatitis, rhinitis, epistaxis, nasal discomfort, congestion, mask leak, aerophagia, barotrauma and claustrophobia. Long‐term compliance has been estimated to be between 40% to 85% (Virk 2016). One alternative treatment option is surgery, with a variety of possible surgical treatments. Currently, there is no clear proof of efficacy for most them (Epstein 2009). In some cases this is due to a lack of studies or insufficient study design, in other cases controversial findings make the interpretation unclear. The current version of the Cochrane Review addressing this topic needs update (Sundaram 2005). As in recent years new surgical technics have been evolved, we decided to revise the protocol.

Objectives

To review the benefits and harms of surgery for the treatment of obstructive sleep apnoea.

Methods

Criteria for considering studies for this review

Types of studies

We will include randomised controlled trials (RCTs) and quasi randomised trials regardless of blinding. We will include RCTs reported as full‐text in peer reviewed journals, those published as abstract only, and unpublished RCTs.

We will include studies where diagnosis is based on at‐home polysomnography or limited channel sleep study devices.

We will exclude studies where diagnosis of OSA is based on symptoms or questionnaires only.

Types of participants

We will include adult participants with OSA irrespective of the severity of the disease. We will use the diagnostic criteria of the AASM as the standard criteria for comparison purposes (Epstein 2009). If RDI and AHI are not available, we will consider an ODI between 5 and ess than 15 to be mild OSA, ODI between 15 and less than 30 to be moderate OSA, and ODI more than 30 to be severe OSA.

We will exclude children from this review, as data from surgery in this population have been studied elsewhere (Blackshaw 2014; Venekamp 2015).

Types of interventions

Treatment group: any specific surgical interventions for OSA (nasal surgeries, uvulopalatopharyngoplasty, tonsillectomy, palatal implant, tongue reduction, genioglossus advancement, radiofrequency ablation, maxillomandibular advancement, hyoid suspension, upper airway stimulation). We will exclude bariatric surgery, as this should be examined together with its common outcome, weight loss in a separate review.

Comparison group: other surgical or non‐surgical intervention, or no intervention/sham intervention.

Types of outcome measures

Primary outcomes

  1. Apnoea‐Hypopnoea Index (AHI)

  2. Epworth Sleepiness Score (ESS)

Secondary outcomes

  1. Respiratory Disturbance Index (RDI)

  2. Oxygen Desaturation Index (ODI)

  3. Long‐term stability (RDI/AHI and ESS after at least one year of follow‐up)

  4. Objective measures of daytime sleepiness (including multiple sleep latency tests or the maintenance of wakefulness tests, Chesson 2005)

  5. Quality of life (measured by a validated scale e.g. SF‐36, PSQI or FOSQ, Moyer 2001)

  6. Permanent adverse effects (e.g. nerval dysfunction, open nasality)

  7. Reversible adverse effects (e.g. pain, infection, secondary bleeding)

  8. Effect on hypertension

Search methods for identification of studies

Electronic searches

We will identify studies from the Cochrane Airways Trials Register, which is maintained by the Information Specialist for the Group. The Cochrane Airways Trials Register contains studies identified from several sources:

  1. monthly searches of the Cochrane Central Register of Controlled Trials (CENTRAL), through the Cochrane Register of Studies Online (crso.cochrane.org);

  2. weekly searches of MEDLINE Ovid SP 1946 to date;

  3. weekly searches of Embase Ovid SP 1974 to date;

  4. Monthly searches of PsycINFO Ovid SP;

  5. Monthly searches of CINAHL EBSCO (Cumulative Index to Nursing and Allied Health Literature);

  6. Monthly searches of AMED EBSCO (Allied and Complementary Medicine);

  7. handsearches of the proceedings of major respiratory conferences.

Studies contained in the Trials Register are identified through search strategies based on the scope of Cochrane Airways. Details of these strategies, as well as a list of handsearched conference proceedings are in Appendix 1. See Appendix 2 for search terms used to identify studies for this review.

We will search the following trials registries:

  1. US National Institutes of Health Ongoing Trials Register, ClinicalTrials.gov (www.clinicaltrials.gov)

  2. World Health Organization International Clinical Trials Registry Platform (apps.who.int/trialsearch)

We will search the Cochrane Airways Trials Register and additional sources from inception to present, with no restriction on language of publication.

Searching other resources

We will check reference lists of all primary studies and review articles for additional references. We will search relevant manufacturers' websites for trial information.

We will contact national sleep laboratories and experts in the fields of sleep and respiratory medicine, craniomaxillofacial (CMF) and ear, nose and throat (ENT) surgery to identify potentially relevant trials.

Data collection and analysis

Selection of studies

Two review authors (SW and MP) will independently screen titles and abstracts for inclusion of all the potential studies we identify as a result of the search and code them as 'retrieve' (eligible or potentially eligible/unclear) or 'do not retrieve'. We will retrieve the full‐text study reports/publication and two review authors (SW, MP) will independently screen the full‐text and identify studies for inclusion, and identify and record reasons for exclusion of the ineligible studies. We will resolve any disagreement through discussion or, if required, we will consult a third person (IB). We will identify and exclude duplicates and collate multiple reports of the same study so that each study rather than each report is the unit of interest in the review. We will record the selection process in sufficient detail to complete a PRISMA flow diagram and 'Characteristics of excluded studies' table (Moher 2009).

Data extraction and management

Three reviewers (SW, MP and FS) will extract and check data. We will enter data into Review Manager 5 (RevMan 5) software (RevMan 2014). We will record data on treatment efficacy at the longest period of time post intervention reported in the studies. We will extract the following study characteristics.

  1. Methods: study design, total duration of study, details of any 'run‐in' period, number of study centres and location, study setting, withdrawals, and date of study.

  2. Participants: number (N), mean age, age range, gender, severity of condition, diagnostic criteria, baseline lung function, smoking history, inclusion criteria, and exclusion criteria.

  3. Interventions: intervention, comparison, concomitant medications, and excluded medications.

  4. Outcomes: primary and secondary outcomes specified and collected, and time points reported.

  5. Notes: funding for trial, and notable conflicts of interest of trial authors.

We will resolve disagreements by consensus or by involving a fourth person (IB). One review author (SW) will transfer data into the RevMan 5 file (RevMan 2014). We will double‐check that data are entered correctly by comparing the data presented in the systematic review with the study reports. A second review author (IB) will spot‐check study characteristics for accuracy against the trial report.

Assessment of risk of bias in included studies

We will assess the risk of bias for each study using the criteria outlined in the Cochrane Handbook for Systematic Reviews of Interventions (Higgins 2017). We will resolve any disagreements by discussion or by involving another author (IB). We will assess the risk of bias according to the following domains.

  1. Random sequence generation

  2. Allocation concealment

  3. Blinding of outcome assessment (blinding of participants hardly possible)

  4. Incomplete outcome data

  5. Selective outcome reporting

  6. Other bias

We will grade each potential source of bias as high, low or unclear and provide a quote from the study report together with a justification for our judgment in the 'Risk of bias' table. We will summarise the 'Risk of bias' judgements across different studies for each of the domains listed. We will consider blinding separately for different key outcomes where necessary (e.g. for unblinded outcome assessment, risk of bias for all‐cause mortality may be very different than for a patient‐reported pain scale). Where information on risk of bias relates to unpublished data or correspondence with a trialist, we will note this in the 'Risk of bias' table.

When considering treatment effects, we will take into account the risk of bias for the studies that contribute to that outcome.

Assesment of bias in conducting the systematic review

We will conduct the review according to this published protocol and report any deviations from it in the 'Differences between protocol and review' section of the systematic review.

Measures of treatment effect

We will use adjusted data if available, and if not, change from baseline, with final scores as third choice for continuous outcomes.

We will analyse dichotomous data as odds ratios and continuous data as mean difference or standardised mean difference. We will enter data presented as a scale with a consistent direction of effect.

We will undertake meta‐analyses only where this is meaningful, that is, if the treatments, participants and the underlying clinical question are similar enough for pooling to make sense.

We will narratively describe skewed data reported as medians and interquartile ranges.

Where multiple trial arms are reported in a single trial, we will include only the relevant arms. If two comparisons (e.g. surgery A versus placebo and surgery B versus placebo) are combined in the same meta‐analysis, we will halve the control group to avoid double‐counting.

Unit of analysis issues

The unit of analysis will be the participant.

Dealing with missing data

We will contact investigators or study sponsors in order to verify key study characteristics and obtain missing numerical outcome data where possible (e.g. when a study is identified as abstract only). Where this is not possible, and the missing data are thought to introduce serious bias, we will explore the impact of including such studies in the overall assessment of results by a sensitivity analysis

Assessment of heterogeneity

We will use the I² statistic (Higgins 2003) to measure heterogeneity among the trials in each analysis. If we identify substantial heterogeneity we will report it and explore possible causes by prespecified subgroup analysis. 

Assessment of reporting biases

If we are able to pool more than 10 trials addressing similar surgeries, we will create and examine a funnel plot to explore possible small study and publication biases.

Data synthesis

We will use a random‐effects model and perform a sensitivity analysis with a fixed‐effect model.

'Summary of findings' table

We will create a 'Summary of findings' table using GRADEpro GDT including the following outcomes (GRADEpro GDT 2015).

  1. Apnoea Hypopnoea Index (AHI)

  2. Epworth Sleepiness Score (ESS)

  3. Long‐term stability (after 12 months or more)

  4. Quality of life

  5. Permanent or reversible adverse effects

Subgroup analysis and investigation of heterogeneity

We plan to carry out the following subgroup analyses.

  1. Mild versus moderate versus severe OSA

  2. Body weight (obese versus non‐obese)

We will use the following outcomes in subgroup analyses.

  1. Apnoea Hypopnoea Index (AHI)

  2. Epworth Sleepiness Score (ESS)

  3. Long‐term stability (after 12 months or more)

  4. Quality of life

  5. Permanent or reversible adverse effects

We will use the formal test for subgroup interactions in RevMan 5 (RevMan 2014).

Sensitivity analysis

We will conduct a sensitivity analysis focusing on RCTs with low risk of bias, and sensitivity analyses making plausible assumptions for missing data (Akl 2013; Ebrahim 2013).